Complaint / Arbitration Status
As per SEBI circular MRD/DoP/SE/Cir- 10/2009 dated September 03, 2009
2014-15
Trading Member
- Report 1A - Complaints received from clients against trading members during the current financial year
- Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
- Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
- Report 4B - Penal actions against trading members during the current financial year
Company
- Report 2A - Complaints received from investors against listed companies during the current financial year
- Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2013-14
Trading Member
- Report 1A - Complaints received from clients against trading members during the current financial year
- Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
- Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
- Report 4B - Penal actions against trading members during the current financial year
Company
- Report 2A - Complaints received from investors against listed companies during the current financial year
- Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2012-13
Trading Member
- Report 1A - Complaints received from clients against trading members during the current financial year
- Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
- Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
- Report 4B - Penal actions against trading members during the current financial year
Company
- Report 2A - Complaints received from investors against listed companies during the current financial year
- Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2011-12
Trading Member
- Report 1A - Complaints received from clients against trading members during the current financial year
- Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
- Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
- Report 4B - Penal actions against trading members during the current financial year
Company
- Report 2A - Complaints received from investors against listed companies during the current financial year
- Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2010-11
Trading Member
- Report 1A - Complaints received from clients against trading members during the current financial year
- Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
- Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
- Report 4B - Penal actions against trading members during the current financial year
Company
- Report 2A - Complaints received from investors against listed companies during the current financial year
- Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2009-10
Trading Member
- Report 1A - Complaints received from clients against trading members during the current financial year
- Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
- Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
- Report 4B - Penal actions against trading members during the current financial year
Company
- Report 2A - Complaints received from investors against listed companies during the current financial year
- Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2008-09
Trading Member
- Report 1B - Redressal of complaints lodged by clients against trading members
- Report 3A - Disposal of arbitration proceedings (where client is a party)
- Report 4A - Penal actions against trading members
Company
Count of the complaints filed by Top 5 investors as on October 31, 2018
| Trading Member | |
|---|---|
| Rank | Count |
| 1 | 6 |
| 2 | 6 |
| 3 | 5 |
| 4 | 5 |
| 5 | 5 |
Total number of complaints received as on October 31, 2018 is 3010
| Company | |
|---|---|
| Rank | Count |
| 1 | 837 |
| 2 | 88 |
| 3 | 67 |
| 4 | 47 |
| 5 | 40 |
Total number of complaints received as on October 31, 2018 is 2483.