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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2013-14

Last updated on 31-Dec-2019

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Total number of active clients for all the stock brokers of the exchange 4288171
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.11
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 100
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
1 INDIA INFOLINE LTD. No 235241 341 317 0 24 0 0.14 100 35 35 13 0
2 ANGEL BROKING PRIVATE LIMITED No 140174 337 303 0 34 0 0.24 100 52 52 21 0
3 UNICON SECURITIES PVT. LTD. Yes (Expelled) 10068 315 219 76 20 0 3.12 100 8 8 4 0
4 KOTAK SECURITIES LTD. No 223280 188 180 0 8 0 0.08 100 10 10 3 0
5 BMA WEALTH CREATORS LIMITED No 35240 180 165 0 15 0 0.51 100 30 30 19 0
6 RELIGARE SECURITIES LTD. No 116104 168 153 0 15 0 0.14 100 27 27 7 0
7 ICICI SECURITIES LIMITED No 500733 148 142 0 6 0 0.02 100 15 15 6 0
8 SHAREKHAN LTD. No 274777 142 135 0 7 0 0.05 100 15 15 4 0
9 NIRMAL BANG SECURITIES PVT. LTD. No 49797 138 119 0 19 0 0.27 100 28 28 15 0
10 MOTILAL OSWAL SECURITIES LTD. No 123022 120 111 0 9 0 0.09 100 13 13 6 0
11 SMC GLOBAL SECURITIES LTD. No 55627 116 100 0 16 0 0.2 100 14 14 4 0
12 KARVY STOCK BROKING LTD. No 126308 114 104 0 10 0 0.09 100 15 15 6 0
13 ROYAL INTERNATIONAL SHARES PRIVATE LIMITED No 602 100 100 0 0 0 16.61 100 4 4 3 0
14 SBICAP SECURITIES LIMITED No 68328 92 90 0 2 0 0.13 100 3 3 0 0
15 INDIABULLS VENTURES LTD. No 46314 85 79 0 6 0 0.18 100 17 17 2 0
16 EDELWEISS BROKING LIMITED No 23601 85 77 0 8 0 0.36 100 11 11 4 0
17 C.D. EQUISEARCH PVT. LTD No 12655 85 79 0 6 0 0.67 100 4 4 1 0
18 RELIANCE SECURITIES LIMITED No 92907 81 72 0 9 0 0.08 100 7 7 0 0
19 BONANZA PORTFOLIO LTD. No 30449 76 68 0 8 0 0.24 100 17 17 7 0
20 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 49860 74 69 0 5 0 0.14 100 9 9 8 0
21 HDFC SECURITIES LTD. No 278706 73 70 0 3 0 0.02 100 4 4 0 0
22 ADITYA BIRLA MONEY LIMITED No 41531 72 65 0 7 0 0.17 100 14 14 6 0
23 CLICK2TRADE CAPITAL LIMITED Yes (Expelled) 200 51 36 1 14 0 25.5 100 11 11 11 0
24 GLOBE CAPITAL MARKET LIMITED No 16860 48 38 0 10 0 0.28 100 11 11 3 0
25 GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED No 148176 42 39 0 3 0 0.02 100 1 1 0 0
26 EDELWEISS FINANCIAL ADVISORS LIMITED No 36734 40 37 0 3 0 0.1 100 3 3 2 0
27 FAIRWEALTH SECURITIES LIMITED No 10100 39 28 0 11 0 0.38 100 8 8 2 0
28 VENTURA SECURITIES LTD. No 39904 38 37 0 1 0 0.09 100 1 1 0 0
29 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 11732 38 32 0 6 0 0.32 100 8 8 3 0
30 TRUSTLINE SECURITIES LIMITED No 14847 36 30 0 6 0 0.24 100 8 8 3 0
31 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 34506 34 32 0 2 0 0.09 100 1 1 1 0
32 DESTIMONEY SECURITIES PRIVATE LIMITED No 7601 33 28 0 5 0 0.43 100 7 7 5 0
33 LKP SECURITIES LTD. No 13855 32 29 0 3 0 0.23 100 7 7 3 0
34 BELAIR CORPORATION PRIVATE LIMITED No 147 31 30 0 1 0 21.08 100 4 4 4 0
35 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED No 3497 28 22 0 6 0 0.8 100 3 3 2 0
36 INDITRADE CAPITAL LIMITED No 0 27 27 0 0 0 - 100 19 19 15 0
37 KEYNOTE CAPITALS LTD. No 1715 26 19 0 7 0 1.51 100 15 15 8 0
38 INTEGRATED ENTERPRISES (INDIA) LIMITED No 28807 24 23 0 1 0 0.08 100 1 1 0 0
39 KASSA FINVEST PRIVATE LIMITED Yes (Expelled) 1388 23 21 0 2 0 1.65 100 2 2 2 0
40 MASTER CAPITAL SERVICES LIMITED No 28596 22 20 0 2 0 0.07 100 4 4 2 0
41 HSBC INVESTDIRECT SECURITIES (INDIA) LIMITED No 11082 22 22 0 0 0 0.19 100 1 1 0 0
42 PUG SECURITIES PRIVATE LIMITED No 226 20 20 0 0 0 8.84 100 - - - -
43 OMJI CAPITAL No 132 19 7 0 12 0 14.39 100 22 22 22 0
44 KAYNET FINANCE LIMITED No 2511 19 15 0 4 0 0.75 100 2 2 0 0
45 NETWORTH STOCK BROKING LTD. No 11631 18 17 0 1 0 0.15 100 4 4 4 0
46 IDBI CAPITAL MARKET SERVICES LTD. No 20610 17 16 0 1 0 0.08 100 3 3 2 0
47 AXIS SECURITIES LIMITED No 77333 16 15 0 1 0 0.02 100 0 0 0 0
48 ABHIPRA CAPITAL LTD. No 3557 16 14 0 2 0 0.44 100 2 2 2 0
49 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 12475 16 15 0 1 0 0.12 100 0 0 0 0
50 ASHLAR SECURITIES PRIVATE LIMITED No 1979 15 12 0 3 0 0.75 100 3 3 1 0
51 NAVIA MARKETS LTD. No 3706 14 7 0 7 0 0.37 100 0 0 0 0
52 IFCI FINANCIAL SERVICES LIMITED No 5995 14 13 0 1 0 0.23 100 11 11 3 0
53 SHRI PARASRAM HOLDINGS PVT. LTD. No 18162 14 12 0 2 0 0.07 100 1 1 1 0
54 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 13615 13 12 0 1 0 0.09 100 1 1 0 0
55 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 14797 13 13 0 0 0 0.08 100 - - - -
56 SS CORPORATE SECURITIES LIMITED No 4631 13 13 0 0 0 0.28 100 - - - -
57 R K GLOBAL SHARES & SECURITIES LIMITED No 10164 13 12 0 1 0 0.12 100 0 0 0 0
58 LABDHI STOCK & DERIVATIVES SERVICES PVT. LTD. No 0 13 7 0 6 0 - 100 3 3 2 0
59 SWASTIKA INVESTMART LIMITED No 8862 12 9 0 3 0 0.13 100 4 4 3 0
60 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 20953 12 12 0 0 0 0.05 100 - - - -
61 BEST BULL STOCK TRADING No 1003 12 9 0 3 0 1.19 100 0 0 0 0
62 GUINESS SECURITIES LIMITED No 10351 12 12 0 0 0 0.11 100 5 5 0 0
63 WAY2WEALTH BROKERS PRIVATE LIMITED No 17266 11 10 0 1 0 0.06 100 3 3 1 0
64 JUST TRADE SECURITIES LIMITED No 4048 11 10 0 1 0 0.27 100 3 3 0 0
65 ZUARI INVESTMENTS LTD. No 2953 11 8 0 3 0 0.37 100 1 1 0 0
66 SKP SECURITIES LTD. No 3793 10 10 0 0 0 0.26 100 0 0 0 0
67 ACUMEN CAPITAL MARKET (INDIA) LTD No 4593 10 10 0 0 0 0.21 100 0 0 0 0
68 PRABHUDAS LILLADHER PVT. LTD. No 9745 10 8 0 2 0 0.1 100 3 3 1 0
69 INDIANIVESH SECURITIES PVT. LTD. No 5152 9 9 0 0 0 0.17 100 0 0 0 0
70 BLUE CHIP CORPORATION PRIVATE LIMITED No 73 9 9 0 0 0 12.32 100 0 0 0 0
71 SHILPA STOCK BROKER PRIVATE LIMITED No 3097 9 8 0 1 0 0.29 100 3 3 2 0
72 STOCK HOLDING CORPORATION OF INDIA LTD No 0 9 9 0 0 0 - 100 - - - -
73 EDELWEISS SECURITIES LIMITED No 1385 8 6 0 2 0 0.57 100 1 1 0 0
74 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2880 8 8 0 0 0 0.27 100 0 0 0 0
75 BERKELEY SECURITIES LIMITED No 1219 8 7 0 1 0 0.65 100 3 3 1 0
76 TATA SECURITIES LIMITED No 5378 8 7 0 1 0 0.14 100 1 1 0 0
77 FUTURE CAPITAL SECURITIES LIMITED No 2768 8 7 0 1 0 0.28 100 4 4 2 0
78 ZERODHA No 17523 8 8 0 0 0 0.04 100 0 0 0 0
79 BGSE FINANCIALS LIMITED No 12788 7 7 0 0 0 0.05 100 - - - -
80 BP EQUITIES PRIVATE LIMITED No 3594 7 7 0 0 0 0.19 100 0 0 0 0
81 ALKA SECURITIES LTD No 0 7 6 0 1 0 - 100 11 11 11 0
82 ARIHANT CAPITAL MARKETS LIMITED No 14684 7 7 0 0 0 0.04 100 1 1 1 0
83 THIRANI SECURITIES PVT LTD No 332 7 7 0 0 0 2.1 100 2 2 0 0
84 ISE SECURITIES & SERVICES LIMITED No 14091 6 6 0 0 0 0.04 100 1 1 0 0
85 SSJ FINANCE & SECURITIES PVT. LTD. No 7603 6 4 0 2 0 0.07 100 2 2 0 0
86 ALMONDZ GLOBAL SECURITIES LTD. No 2138 6 6 0 0 0 0.28 100 - - - -
87 CONSORTIUM SECURITIES PRIVATE LTD. No 6036 6 6 0 0 0 0.09 100 0 0 0 0
88 INDIAN FINANCE GUARANTY LTD. No 252 6 5 0 1 0 2.38 100 0 0 0 0
89 BANSAL FINSTOCK PRIVATE LIMITED No 2486 6 5 0 1 0 0.24 100 2 2 2 0
90 TRANSPARENT SHARES AND SECURITIES PRIVATE LIMITED No 216 6 6 0 0 0 2.77 100 - - - -
91 MONARCH PROJECT & FINMARKETS LIMITED No 13134 6 6 0 0 0 0.04 100 - - - -
92 AXIS CAPITAL LIMITED No 26516 6 6 0 0 0 0.02 100 - - - -
93 BEZEL STOCK BROKERS PRIVATE LIMITED No 1252 6 6 0 0 0 0.47 100 - - - -
94 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 1223 6 6 0 0 0 0.49 100 2 2 0 0
95 SKI CAPITAL SERVICES LTD. No 1326 6 5 0 1 0 0.45 100 - - - -
96 MANGAL KESHAV SECURITIES LTD. No 6893 5 5 0 0 0 0.07 100 1 1 1 0
97 ASHIKA STOCK BROKING LTD. No 12306 5 4 0 1 0 0.04 100 - - - -
98 ITI FINANCIAL SERVICES LTD. No 3594 5 4 0 1 0 0.13 100 1 1 1 0
99 RR EQUITY BROKERS PVT. LTD. No 2335 5 5 0 0 0 0.21 100 0 0 0 0
100 ELITE WEALTH ADVISORS LIMITED No 5308 5 4 0 1 0 0.09 100 - - - -
101 VERTEX SECURITIES LTD. No 2924 5 3 0 2 0 0.17 100 1 1 1 0
102 MANSUKH SECURITIES & FINANCE LIMITED No 8191 5 5 0 0 0 0.06 100 0 0 0 0
103 ATS SHARE BROKERS PRIVATE LIMITED No 3569 5 3 0 2 0 0.14 100 1 1 1 0
104 MAX PLANWEALTH SECURITIES LIMITED No 982 5 4 0 1 0 0.5 100 2 2 0 0
105 MUTHOOT SECURITIES LTD. No 5780 5 3 0 2 0 0.08 100 1 1 1 0
106 TRADEBULLS SECURITIES (P) LTD. No 7418 5 4 0 1 0 0.06 100 0 0 0 0
107 INDUS PORTFOLIO (P) LTD No 3533 5 5 0 0 0 0.14 100 - - - -
108 PATERSON SECURITIES PRIVATE LIMITED No 1571 4 4 0 0 0 0.25 100 - - - -
109 INVENTURE GROWTH & SECURITIES LIMITED No 2362 4 4 0 0 0 0.16 100 - - - -
110 HEM FINLEASE PVT. LTD. No 3883 4 4 0 0 0 0.1 100 - - - -
111 PHILLIPCAPITAL (INDIA) PVT. LTD No 7978 4 4 0 0 0 0.05 100 0 0 0 0
112 SPA SECURITIES LIMITED No 1606 4 2 0 2 0 0.24 100 2 2 0 0
113 DSE FINANCIAL SERVICES LTD. No 691 4 4 0 0 0 0.57 100 - - - -
114 MICROSEC CAPITAL LIMITED No 7708 4 4 0 0 0 0.05 100 0 0 0 0
115 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 7195 4 4 0 0 0 0.05 100 0 0 0 0
116 SPAN CAPLEASE PVT. LTD. No 39 4 4 0 0 0 10.25 100 - - - -
117 AJMERA ASSOCIATES LTD. No 398 4 4 0 0 0 1 100 1 1 0 0
118 ALANKIT ASSIGNMENTS LTD. No 18303 4 4 0 0 0 0.02 100 0 0 0 0
119 GOLDSTREET SECURITIES LIMITED No 56 4 4 0 0 0 7.14 100 0 0 0 0
120 VOGUE COMMERCIAL COMPANY LIMITED No 3825 4 4 0 0 0 0.1 100 - - - -
121 INDIRA SECURITIES PRIVATE LIMITED No 3543 4 4 0 0 0 0.11 100 0 0 0 0
122 INTIME EQUITIES LIMITED No 6171 4 4 0 0 0 0.06 100 1 1 0 0
123 MAGNUM EQUITY SERVICES LTD. No 151 4 4 0 0 0 2.64 100 - - - -
124 VNS FINANCE & CAPITAL SERVICES LTD. No 4223 4 3 0 1 0 0.09 100 - - - -
125 JM FINANCIAL SERVICES LIMITED No 24751 4 4 0 0 0 0.01 100 1 1 0 0
126 GREENBUCKS SECURITIES PRIVATE LIMITED No 1041 4 4 0 0 0 0.38 100 2 2 1 0
127 ACHIIEVERS EQUITIES LIMITED No 1005 4 4 0 0 0 0.39 100 0 0 0 0
128 CANARA BANK SECURITIES LIMITED No 5404 4 4 0 0 0 0.07 100 0 0 0 0
129 SACHDEVA STOCKS PRIVATE LIMITED No 819 4 3 0 1 0 0.48 100 0 0 0 0
130 SAI SOFT SECURITIES LIMITED No 2 4 4 0 0 0 200 100 2 2 2 0
131 SHAH INVESTOR'S HOME LIMITED No 15561 4 4 0 0 0 0.02 100 0 0 0 0
132 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 16797 4 4 0 0 0 0.02 100 - - - -
133 FORT SHARE BROKING PRIVATE LIMITED No 1061 3 3 0 0 0 0.28 100 2 2 1 0
134 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 6540 3 3 0 0 0 0.04 100 0 0 0 0
135 DBFS SECURITIES LIMITED No 8854 3 3 0 0 0 0.03 100 0 0 0 0
136 ICICI WEB TRADE LTD No 0 3 3 0 0 0 - 100 - - - -
137 PEERLESS SECURITIES LIMITED No 3423 3 2 0 1 0 0.08 100 - - - -
138 HSE SECURITIES LTD. No 2462 3 3 0 0 0 0.12 100 - - - -
139 COMPETENT FINMAN PVT. LTD. No 2459 3 3 0 0 0 0.12 100 - - - -
140 FORTUNE WEALTH MANAGEMENT COMPANY INDIA (P) LTD. No 1772 3 3 0 0 0 0.16 100 - - - -
141 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 2831 3 2 0 1 0 0.1 100 0 0 0 0
142 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 4218 3 3 0 0 0 0.07 100 - - - -
143 VASANTI SHARE BROKERS LIMITED No 247 3 3 0 0 0 1.21 100 0 0 0 0
144 NG RATHI INVESTRADES PRIVATED LIMITED No 1785 3 3 0 0 0 0.16 100 - - - -
145 ENRICH FIN & SECURITIES LTD. No 98 3 3 0 0 0 3.06 100 0 0 0 0
146 UNITED SHARE BROKERS LTD No 475 3 3 0 0 0 0.63 100 - - - -
147 K K SECURITIES LTD. No 2051 3 3 0 0 0 0.14 100 - - - -
148 KUMAR SHARE BROKERS LTD. No 417 3 2 0 1 0 0.71 100 1 1 1 0
149 MODEX INTERNATIONAL SECURITIES LTD. No 2104 3 3 0 0 0 0.14 100 1 1 0 0
150 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 5499 3 2 0 1 0 0.05 100 5 5 3 0
151 SPFL SECURITIES LIMITED No 5318 3 3 0 0 0 0.05 100 - - - -
152 STEEL CITY SECURITIES LTD. No 14513 3 3 0 0 0 0.02 100 - - - -
153 B N RATHI SECURITIES LIMITED No 3638 3 3 0 0 0 0.08 100 - - - -
154 BEARBULL SECURITIES PVT. LTD. No 0 3 3 0 0 0 - 100 - - - -
155 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 6262 3 3 0 0 0 0.04 100 1 1 1 0
156 MAGNUM EQUITY BROKING LIMITED No 2917 3 3 0 0 0 0.1 100 - - - -
157 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 2823 3 3 0 0 0 0.1 100 0 0 0 0
158 DANI SHARES & STOCKS PRIVATE LIMITED No 2291 3 2 0 1 0 0.13 100 - - - -
159 UAE EXCHANGE & FINANCE LTD. No 1315 3 3 0 0 0 0.22 100 - - - -
160 VCK SHARE & STOCK BROKING SERVICES LTD. No 3686 3 3 0 0 0 0.08 100 0 0 0 0
161 BRICS SECURITIES LTD. No 1573 3 3 0 0 0 0.19 100 - - - -
162 FRR SHARES AND SECURITIES LIMITED No 2193 3 3 0 0 0 0.13 100 - - - -
163 WELLINDIA SECURITIES LIMITED No 910 3 3 0 0 0 0.32 100 0 0 0 0
164 RIKHAV SECURITIES LIMITED No 2392 3 3 0 0 0 0.12 100 - - - -
165 ARTHA BROKING SERVICES LIMITED No 0 3 3 0 0 0 - 100 - - - -
166 SHRIAM FINANCIAL PRIVATE LIMITED No 316 3 0 0 3 0 0.94 100 - - - -
167 RELIGARE CAPITAL MARKETS LIMITED No 119 3 3 0 0 0 2.52 100 - - - -
168 RTG SHARE BROKING LIMITED No 969 3 3 0 0 0 0.3 100 1 1 1 0
169 I VENTURES CAPITAL PRIVATE LIMITED No 395 3 3 0 0 0 0.75 100 - - - -
170 NJ INDIA INVEST PRIVATE LIMITED No 517 3 3 0 0 0 0.58 100 - - - -
171 DYNAMIC EQUITIES PRIVATE LIMITED No 4290 3 3 0 0 0 0.06 100 - - - -
172 CHOLAMANDALAM SECURITIES LIMITED No 3693 3 3 0 0 0 0.08 100 2 2 2 0
173 RKG SHARE BROKERS PVT. LTD. No 59 2 2 0 0 0 3.38 100 - - - -
174 COIMBATORE CAPITAL LIMITED No 6976 2 2 0 0 0 0.02 100 - - - -
175 V CARE FINANCIAL CONSULTANTS No 0 2 2 0 0 0 - 100 - - - -
176 MARWADI SHARES AND FINANCE LIMITED No 22385 2 2 0 0 0 0 100 0 0 0 0
177 STEWART & MACKERTICH WEALTH MANAGEMENT LTD. No 1537 2 2 0 0 0 0.13 100 - - - -
178 CANON CAPITAL AND FINANCE LIMITED No 616 2 2 0 0 0 0.32 100 - - - -
179 OMKAM CAPITAL MARKETS PRIVATE LIMITED No 231 2 2 0 0 0 0.86 100 - - - -
180 LSE SECURITIES LIMITED No 6321 2 2 0 0 0 0.03 100 - - - -
181 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 2245 2 2 0 0 0 0.08 100 - - - -
182 HDFC BANK LTD. No 0 2 2 0 0 0 - 100 - - - -
183 IL&FS SECURITIES SERVICES LIMITED No 0 2 2 0 0 0 - 100 - - - -
184 EDELWEISS CAPITAL LTD. No 0 2 2 0 0 0 - 100 - - - -
185 ICICI BANK LTD. No 10 2 2 0 0 0 20 100 - - - -
186 CITIGROUP GLOBAL MARKETS INDIA PVT. LTD. No 3315 2 0 0 2 0 0.06 100 2 2 0 0
187 ANUGRAH STOCK & BROKING PVT. LTD. No 3019 2 2 0 0 0 0.06 100 0 0 0 0
188 ASTHA CREDIT & SECURITIES (P) LTD No 1611 2 1 0 1 0 0.12 100 0 0 0 0
189 AMBIT SECURITIES BROKING PVT. LTD. No 683 2 2 0 0 0 0.29 100 3 3 0 0
190 R.K. STOCKHOLDING (P) LTD. No 1050 2 2 0 0 0 0.19 100 1 1 0 0
191 S.P.JAIN SECURITIES PRIVATE LIMITED No 58 2 2 0 0 0 3.44 100 - - - -
192 UNITY FINCAP PVT. LTD. No 74 2 2 0 0 0 2.7 100 0 0 0 0
193 PCS SECURITIES LTD. No 8649 2 2 0 0 0 0.02 100 0 0 0 0
194 CENTRUM BROKING LIMITED No 773 2 2 0 0 0 0.25 100 2 2 0 0
195 DALMIA SECURITIES PVT. LTD. No 905 2 2 0 0 0 0.22 100 - - - -
196 SW CAPITAL PRIVATE LIMITED No 2408 2 2 0 0 0 0.08 100 1 1 1 0
197 SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED No 894 2 2 0 0 0 0.22 100 - - - -
198 NINE STAR BROKING PRIVATE LIMITED No 2022 2 2 0 0 0 0.09 100 - - - -
199 AMBALAL SHARES & STOCKS PRIVATE LIMITED No 2597 2 2 0 0 0 0.07 100 - - - -
200 BURGEON SECURITIES No 11 2 0 0 2 0 18.18 100 7 7 7 0
201 ALICE BLUE SECURITIES No 2065 2 2 0 0 0 0.09 100 0 0 0 0
202 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 961 2 2 0 0 0 0.2 100 - - - -
203 MONEYPLEX SECURITIES PRIVATE LIMITED No 366 2 2 0 0 0 0.54 100 - - - -
204 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 2 2 0 0 0 200 100 - - - -
205 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 3206 2 2 0 0 0 0.06 100 1 1 0 0
206 B.M.GANDHI SHAREBROKING PRIVATE LTD No 36 2 2 0 0 0 5.55 100 - - - -
207 NIRMAN SHARE BROKERS PRIVATE LIMITED No 528 2 2 0 0 0 0.37 100 0 0 0 0
208 HEDGE EQUITIES LIMITED No 9043 2 2 0 0 0 0.02 100 0 0 0 0
209 VIKSON SECURITIES PRIVATE LIMITED No 2869 2 1 0 1 0 0.06 100 - - - -
210 CHUKNOO SECURITIES LIMITED No 604 2 2 0 0 0 0.33 100 - - - -
211 FULLERTON SECURITIES & WEALTH ADVISORS LIMITED No 814 2 2 0 0 0 0.24 100 - - - -
212 PSB SECURITIES LIMITED No 1331 2 2 0 0 0 0.15 100 - - - -
213 MADRAS STOCK EXCHANGE LIMITED No 2028 2 2 0 0 0 0.09 100 - - - -
214 J M GLOBAL EQUITIES PRIVATE LIMITED No 18 2 2 0 0 0 11.11 100 - - - -
215 VISHWAS FINCAP SERVICES PRIVATE LIMITED No 362 2 2 0 0 0 0.55 100 2 2 0 0
216 MAXGROWTH CAPITAL PRIVATE LIMITED No 715 2 2 0 0 0 0.27 100 1 1 0 0
217 JHAVERI SECURITIES LIMITED No 14678 2 2 0 0 0 0.01 100 1 1 1 0
218 EAST INDIA SECURITIES LTD. No 1478 2 2 0 0 0 0.13 100 - - - -
219 SHREE BAHUBALI INTERNATIONAL LTD. No 7854 2 2 0 0 0 0.02 100 0 0 0 0
220 NAVJEEVAN EQUITY BROKING PRIVATE LIMITED No 273 2 2 0 0 0 0.73 100 2 2 0 0
221 CHOICE EQUITY BROKING PRIVATE LIMITED No 633 1 1 0 0 0 0.15 100 - - - -
222 RKSV SECURITIES INDIA PRIVATE LIMITED No 4631 1 1 0 0 0 0.02 100 - - - -
223 SRM SECURITIES PRIVATE LIMITED No 124 1 1 0 0 0 0.8 100 - - - -
224 SKUNG TRADELINK LIMITED No 265 1 1 0 0 0 0.37 100 - - - -
225 SUMPOORNA PORTFOLIO LIMITED No 813 1 0 0 1 0 0.12 100 1 1 1 0
226 OBEROI'S PORTFOLIO PRIVATE LIMITED No 152 1 1 0 0 0 0.65 100 0 0 0 0
227 NOSTRO FINANCIAL SERVICES PRIVATE LIMITED No 123 1 1 0 0 0 0.81 100 - - - -
228 KALYNDA FINANCIAL ADVISORY PRIVATE LIMITED No 100 1 1 0 0 0 1 100 - - - -
229 TRADEJINI FINANCIAL SERVICES PVT LTD No 1003 1 1 0 0 0 0.09 100 - - - -
230 CELEBRUS CAPITAL LIMITED No 1569 1 1 0 0 0 0.06 100 - - - -
231 PROCON CAPITAL No 0 1 1 0 0 0 - 100 - - - -
232 D R SHARE & STOCK BROKERS PVT. LTD. No 276 1 1 0 0 0 0.36 100 1 1 1 0
233 TRADEWELL SECURITIES LTD. No 1153 1 1 0 0 0 0.08 100 - - - -
234 FOCUS SHARES & SECURITIES PRIVATE LIMITED No 104 1 1 0 0 0 0.96 100 0 0 0 0
235 HPMG SHARES & SECURITIES PRIVATE LIMITED No 631 1 1 0 0 0 0.15 100 - - - -
236 TRADEHIFI STOCK BROKING PRIVATE LIMITED No 12 1 1 0 0 0 8.33 100 - - - -
237 SHCIL SERVICES LIMITED No 3917 1 1 0 0 0 0.02 100 - - - -
238 FLOURISH FINCAP PVT LTD No 229 1 1 0 0 0 0.43 100 - - - -
239 ANGEL SECURITIES LTD No 28 1 1 0 0 0 3.57 100 - - - -
240 VIJETA BROKING INDIA PRIVATE LIMITED No 423 1 1 0 0 0 0.23 100 - - - -
241 CAPITAL MARKET SERVICES No 292 1 1 0 0 0 0.34 100 - - - -
242 RBG FINANCIAL SERVICES PRIVATE LIMITED No 546 1 1 0 0 0 0.18 100 - - - -
243 INDIAN BANK No 1 1 1 0 0 0 100 100 - - - -
244 B D SHAH SECURITIES LIMITED No 145 1 1 0 0 0 0.68 100 - - - -
245 GRESHMA SHARES & STOCKS LIMITED No 1770 1 1 0 0 0 0.05 100 - - - -
246 PRUDENT BROKING SERVICES PRIVATE LIMITED No 3737 1 1 0 0 0 0.02 100 0 0 0 0
247 PRAVIN RATILAL SHARE AND STOCK BROKERS LTD No 6322 1 1 0 0 0 0.01 100 - - - -
248 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 499 1 1 0 0 0 0.2 100 - - - -
249 COMPOSITE INVESTMENTS PRIVATE LIMITED No 970 1 1 0 0 0 0.1 100 - - - -
250 ANKIT SECURITIES & FINANCE COMPANY PRIVATE LIMITED No 1356 1 1 0 0 0 0.07 100 - - - -
251 FINANCE MONITOR INDIA PRIVATE LIMITED No 351 1 1 0 0 0 0.28 100 - - - -
252 JOINDRE CAPITAL SERVICES LTD No 3425 1 1 0 0 0 0.02 100 - - - -
253 JK SECURITIES PVT. LTD. No 4134 1 1 0 0 0 0.02 100 - - - -
254 BALJIT SECURITIES PVT. LTD. No 1503 1 1 0 0 0 0.06 100 - - - -
255 FAST CAPITAL MARKETS LTD. No 1129 1 1 0 0 0 0.08 100 - - - -
256 KORP SECURITIES LTD No 14 1 1 0 0 0 7.14 100 - - - -
257 ORTEM SECURITIES LIMITED No 1522 1 1 0 0 0 0.06 100 - - - -
258 RADAR SECURITIES LTD. No 234 1 1 0 0 0 0.42 100 - - - -
259 SRM CAPITAL MARKET PVT.LTD. No 0 1 1 0 0 0 - 100 - - - -
260 VALFIN FINANCIAL SERVICES (P) LTD No 0 1 1 0 0 0 - 100 - - - -
261 VARDHAMAN CAPITAL PVT. LTD No 763 1 1 0 0 0 0.13 100 - - - -
262 DJS STOCK AND SHARES LTD. No 35 1 1 0 0 0 2.85 100 - - - -
263 ARTISTIC FINANCE PRIVATE LIMITED No 477 1 1 0 0 0 0.2 100 - - - -
264 CFS FINANCIAL SERVICES PVT. LTD No 603 1 1 0 0 0 0.16 100 - - - -
265 FIN BRAINS SECURITIES (INDIA) LTD. Yes (Expelled) 17 1 1 0 0 0 5.88 100 0 0 0 0
266 GOGIA CAPITAL SERVICES LIMITED No 1801 1 1 0 0 0 0.05 100 - - - -
267 INTEGRATED MASTER SECURITIES PVT. LTD. No 2188 1 1 0 0 0 0.04 100 - - - -
268 ISF SECURITIES LTD. No 692 1 0 0 1 0 0.14 100 1 1 1 0
269 JYOTI PORTFOLIO LIMITED No 2730 1 1 0 0 0 0.03 100 - - - -
270 MLB CAPITAL PRIVATE LIMITED No 1266 1 1 0 0 0 0.07 100 - - - -
271 PROGRESSIVE SHARE BROKERS PRIVATE LIMITED No 3215 1 1 0 0 0 0.03 100 2 2 0 0
272 ROHINI CAPITAL SERVICES LTD. No 17 1 1 0 0 0 5.88 100 0 0 0 0
273 S G STOCK SERVICES LTD. No 124 1 0 0 1 0 0.8 100 - - - -
274 TIME CAPITAL LTD. No 242 1 1 0 0 0 0.41 100 - - - -
275 TRANSWORLD SECURITIES LTD. No 889 1 1 0 0 0 0.11 100 - - - -
276 VICTORY FINANCIAL SERVICES LTD. No 114 1 1 0 0 0 0.87 100 - - - -
277 GAYATRI CAPITAL LTD. No 0 1 1 0 0 0 - 100 - - - -
278 ZEN SECURITIES LTD. No 14077 1 1 0 0 0 0 100 - - - -
279 AFN LANGRANA SHARE & STOCK BROKERS P. LTD No 100 1 1 0 0 0 1 100 - - - -
280 AXIS CAPITAL MARKET (INDIA) LIMITED No 0 1 1 0 0 0 - 100 - - - -
281 BANHEM SECURITIES PVT LTD No 8 1 1 0 0 0 12.5 100 - - - -
282 CIL SECURITIES LTD. No 1573 1 1 0 0 0 0.06 100 - - - -
283 DB (INTERNATIONAL) STOCK BROKERS LTD. No 2018 1 1 0 0 0 0.04 100 - - - -
284 ESCORTS SECURITIES LTD. No 1296 1 1 0 0 0 0.07 100 - - - -
285 FIRST GLOBAL STOCKBROKING PVT.LTD. No 459 1 1 0 0 0 0.21 100 0 0 0 0
286 INVESTWELL No 96 1 1 0 0 0 1.04 100 - - - -
287 MAHESH INVESTMENTS No 0 1 1 0 0 0 - 100 - - - -
288 MONEYCARE SECURITIES & FINANCIAL SERVICES LTD. No 1441 1 1 0 0 0 0.06 100 - - - -
289 ANUSH SHARES & SECURITIES PVT.LTD. No 1350 1 1 0 0 0 0.07 100 - - - -
290 MUKESH BROKERAGE & FINANCIAL (INDIA) LTD. No 158 1 1 0 0 0 0.63 100 - - - -
291 INDIA CAPITAL MARKETS PRIVATE LIMITED No 258 1 1 0 0 0 0.38 100 - - - -
292 SATCO CAPITAL MARKETS LIMITED No 1572 1 1 0 0 0 0.06 100 - - - -
293 SODHANI SECURITIES LTD. No 121 1 1 0 0 0 0.82 100 1 1 0 0
294 VAR SHARES AND STOCKS PRIVATE LIMITED No 0 1 1 0 0 0 - 100 - - - -
295 AJCON GLOBAL SERVICES LIMITED No 830 1 1 0 0 0 0.12 100 - - - -
296 INFINITY.COM FINANCIAL SECURITIES LIMITED No 124 1 1 0 0 0 0.8 100 - - - -
297 INDBANK MERCHANT BANKING SERVICES LTD. No 5157 1 1 0 0 0 0.01 100 - - - -
298 JM FINANCIAL SECURITIES PVT.LTD. No 0 1 1 0 0 0 - 100 - - - -
299 KOLAR SECURITIES SERVICES LTD No 0 1 1 0 0 0 - 100 - - - -
300 MAXIMUS SECURITIES LIMITED No 414 1 1 0 0 0 0.24 100 - - - -
301 SUNIDHI SECURITIES & FINANCE LIMITED No 4724 1 1 0 0 0 0.02 100 - - - -
302 ACME SECURITIES PVT LTD No 0 1 1 0 0 0 - 100 - - - -
303 INVESTMENTOR SECURITIES LTD. No 3901 1 1 0 0 0 0.02 100 - - - -
304 CANNY SECURITIES PVT. LTD. No 0 1 1 0 0 0 - 100 - - - -
305 INDOVISION SECURITIES LIMITED No 1672 1 1 0 0 0 0.05 100 - - - -
306 C D INTEGRATED SERVICES LTD. No 1965 1 1 0 0 0 0.05 100 - - - -
307 PSE SECURITIES LTD. No 1866 1 1 0 0 0 0.05 100 - - - -
308 LATIN MANHARLAL SECURITIES PVT. LTD. No 5307 1 1 0 0 0 0.01 100 - - - -
309 KRIPA SECURITIES PRIVATE LIMITED No 1271 1 1 0 0 0 0.07 100 0 0 0 0
310 GEPL CAPITAL PRIVATE LIMITED No 4883 1 1 0 0 0 0.02 100 - - - -
311 ABN AMRO BANK N.V. No 0 1 1 0 0 0 - 100 - - - -
312 KHAMBATTA SECURITIES LTD. No 376 1 1 0 0 0 0.26 100 - - - -
313 SHARE INDIA SECURITIES LIMITED No 1003 1 0 0 1 0 0.09 100 0 0 0 0
314 NORTHEAST BROKING SERVICES LTD. No 1951 1 1 0 0 0 0.05 100 - - - -
315 SKSE SECURITIES LTD. No 759 1 1 0 0 0 0.13 100 - - - -
316 RRB MASTER SECURITIES DELHI LTD. No 160 1 1 0 0 0 0.62 100 - - - -
317 L.D.K. SHARES & SECURITIES PRIVATE LIMITED No 440 1 1 0 0 0 0.22 100 - - - -
318 STANDARD CHARTERED BANK No 1 1 1 0 0 0 100 100 - - - -
319 ASE CAPITAL MARKETS LTD. No 4410 1 1 0 0 0 0.02 100 - - - -
320 A C CHOKSI SHARE BROKERS PVT. LTD. No 909 1 1 0 0 0 0.11 100 - - - -
321 VSE STOCK SERVICES LIMITED No 436 1 0 0 1 0 0.22 100 - - - -
322 KOTAK MAHINDRA BANK LTD. No 1 1 1 0 0 0 100 100 - - - -
323 EASTERN FINANCIERS LTD No 2420 1 1 0 0 0 0.04 100 - - - -
324 KARUNA FINANCIAL SERVICES PVT. LTD No 1224 1 1 0 0 0 0.08 100 0 0 0 0
325 WELLWORTH SHARE & STOCK BROKING LIMITED No 1781 1 1 0 0 0 0.05 100 - - - -
326 KHAJANCHI & GANDHI STOCK BROKING PRIVATE LIMITED No 1313 1 1 0 0 0 0.07 100 - - - -
327 INDIA SECURITIES BROKING PRIVATE LIMITED No 40 1 1 0 0 0 2.5 100 - - - -
328 MARFATIA STOCK BROKING PRIVATE LIMITED No 2800 1 1 0 0 0 0.03 100 - - - -
329 JHP SECURITIES PRIVATE LIMITED No 573 1 1 0 0 0 0.17 100 - - - -
330 MERITS CAPITAL MARKET SERVICES PVT. LTD. No 1198 1 1 0 0 0 0.08 100 - - - -
331 FINQUEST SECURITIES PVT. LTD. No 454 1 1 0 0 0 0.22 100 - - - -
332 SSKI STOCK BROKING PVT LTD No 0 1 1 0 0 0 - 100 - - - -
333 PUNJAB NATIONAL BANK No 1 1 1 0 0 0 100 100 - - - -
334 J L SHAH SECURITIES PRIVATE LIMITED No 71 1 1 0 0 0 1.4 100 - - - -
335 RAGA SHARES TRADING PVT. LTD. No 234 1 1 0 0 0 0.42 100 0 0 0 0
336 AXIS SHARES & SECURITIES PRIVATE LIMITED No 0 1 1 0 0 0 - 100 - - - -
337 SMART EQUITY BROKERS PRIVATE LIMITED No 456 1 1 0 0 0 0.21 100 - - - -
338 REFLECTION INVESTMENTS No 160 1 1 0 0 0 0.62 100 - - - -
339 S G SECURITIES No 615 1 1 0 0 0 0.16 100 - - - -
340 MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED No 261 1 1 0 0 0 0.38 100 - - - -
341 SOUTH ASIAN STOCKS LTD. No 1933 1 1 0 0 0 0.05 100 - - - -
342 CORE FISCAL SERVICES PVT. LTD. No 0 1 1 0 0 0 - 100 - - - -
343 SOUTH GUJARAT SHARES & SHAREBROKERS LTD No 1192 1 1 0 0 0 0.08 100 - - - -
344 FINCAP PORTFOLIO LIMITED No 110 1 1 0 0 0 0.9 100 - - - -
Total 3942561 4829 4330 77 422 0 - 34400 629 629 295 0

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member



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