Back
Penal Actions against Trading Members during 2014-15
Last updated on 31-Dec-2019
Download the file to view all records. (.xls)
| SN | NAME OF THE TRADING MEMBER | REGISTRATION NO. | NO. OF COMPLAINTS RECEIVED |
ACTION AGAINST TM, ITS SUB-BROKERS/AUTHORIZED PERSON AND EMPLOYEES TOGETHER |
||||
|---|---|---|---|---|---|---|---|---|
| NO. OF PENAL ORDERS ISSUED## | MONETARY PENALTIES LEVIED (RS. LAKHS)## | NO. OF ARBITRATION AWARDS ISSUED AGAINST | ||||||
| FOR COMPLAINTS | FOR OTHERS | FOR COMPLAINTS | FOR OTHERS | |||||
| 1 | AMGIS HOLDINGS PVT LTD | INB230676837,INF230676837,, | - | 2 | 0.75 | - | ||
| 2 | MITHUN SECURITIES PVT. LTD. | INB230770931,INF230770931,INE230770931,INB230770931 | 3 | 3 | 0.08 | - | ||
| 3 | GENUINE STOCK BROKERS PVT LTD | INB231047730,INF231047730,INE231047730, | - | 3 | 0.10 | - | ||
| 4 | B S SECURITIES | INB230857729,INF230857729,, | - | 2 | 0.50 | - | ||
| 5 | FICUS SECURITIES PRIVATE LIMITED | INB231298630,INF231298630,INE231298630,INB231298630 | - | 3 | 0.50 | - | ||
| 6 | SHAREWAY SECURITIES LTD. | INB231309338,INF231309338,, | - | 2 | 0.52 | - | ||
| 7 | LOTUS GLOBAL EQUITIES PRIVATE LIMITED | INB231298432,INF231298432,INE231298432, | - | 3 | 1.88 | - | ||
| 8 | TRADEBULLS SECURITIES (P) LTD. | INB231349938,INF231349938,INE231349938, | 8 | 3 | 0.81 | 0 | ||
| 9 | HIGHSIGHT CAPITAL MARKET SERVICES PVT. LTD. | INB231254831,INF231254831,, | - | 2 | 0.75 | - | ||
| 10 | ALICE BLUE SECURITIES | INB231317927,INF231317927,INE231317927, | 10 | 2 | 0.65 | - | ||
| 11 | WELLINDIA SECURITIES LIMITED (erstwhile STOCK BRAIN NET LIMITED) | INB231282931,INF231282931,INE231282931, | - | 3 | 0.55 | - | ||
| 12 | DALAL & BROACHA STOCK BROKING PVT. LTD | INB230980634,INF230980634,, | - | 2 | 0.30 | - | ||
| 13 | HEDGE EQUITIES LIMITED | INB231295438,INF231295438,INE231295438, | 7 | 3 | 0.02 | 0 | ||
| 14 | MUTHOOT SECURITIES LTD. | INB231294332,INF231294332,INE231294332,INB231294332 | 2 | 3 | 0.01 | 0 | ||
| 15 | ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. | INB230607239,INF230607239,INE230607239,INB230607239 | 18 | 3 | 0.53 | 0 | ||
| 16 | ANKIT SECURITIES & FINANCE COMPANY PRIVATE LIMITED | INB230783830,INF230783830,INE230783830, | - | 3 | 0.10 | - | ||
| 17 | F6 FINSERVE PRIVATE LIMITED | INB231467334,INF231467334,INE231484739, | 1 | 3 | 2.67 | 0 | ||
| 18 | ZEN SECURITIES LTD. | INB230684937,INF230684937,INE230684937, | 1 | 3 | 0.50 | - | ||
| 19 | COIMBATORE CAPITAL LIMITED | INB230752939,INF230752939,INE230752939,INB230752939 | - | 3 | 0.50 | 0 | ||
| 20 | DIMENSIONAL SECURITIES PVT. LTD | INB230598032,INF230598032,INE230598032, | 1 | 3 | 0.50 | - | ||
| 21 | EUREKA STOCK & SHARE BROKING SERVICES LIMITED | INB230068430,INF230068430,INE230068430,INB230068430 | 2 | 3 | 0.10 | - | ||
| 22 | ALB STOCK BROKING PRIVATE LIMITED | INB231359937,INF231359937, | - | 2 | 0.10 | - | ||
| 23 | AMRAPALI CAPITAL AND FINANCE SERVICES LTD. | INB230758835,INF230758835,INE230758835, | - | 3 | 0.56 | - | ||
| 24 | GOLDSTREET SECURITIES LIMITED | INB230812733,INF230812733,, | - | 2 | 0.75 | 0 | ||
| 25 | MERITS CAPITAL MARKET SERVICES PVT. LTD. | INB231250037,INF231250037,INE231250037, | 2 | 2 | 1.50 | - | ||
| 26 | GLOBE CAPITAL MARKET LIMITED | INB230663732,INF230663732,INE230663732,INB230663732 | 30 | 3 | 0.10 | 1 | ||
| 27 | SUNTECK WEALTHMAX CAPITAL PRIVATE LIMITED | INB230655339,INF230655339,INE230655339,INB230655339 | - | 3 | 1.08 | - | ||
| 28 | KRIPA SECURITIES PRIVATE LIMITED | INB231120636,INF231120636,INE231330037, | 2 | 3 | 0.50 | 0 | ||
| 29 | FIRST GLOBAL STOCKBROKING PVT.LTD. | INB230722136,INF230722136,, | - | 2 | 0.30 | 0 | ||
| 30 | D H SECURITIES PVT. LTD. | INB231130536,INF231130536,, | 1 | 2 | 0.97 | - | ||
| 31 | VNS FINANCE & CAPITAL SERVICES LTD. | INB230964330,INF230964330,INE230964330,INB230964330 | 7 | 3 | 0.10 | - | ||
| 32 | EASTERN FINANCIERS LTD | INB231199333,INF231199333,INE231199333,INB231199333 | - | 3 | 0.10 | - | ||
| 33 | EXCEL MERCANTILE PRIVATE LIMITED | INB231377236,INF231377236,INE231377236,INB231377236 | - | 3 | 0.50 | - | ||
| 34 | SUNSHINE STOCK BROKING PRIVATE LIMITED | INB231289639,INF231289639,, | - | 2 | 0.50 | - | ||
| 35 | A C AGARWAL SHARE BROKERS PVT LTD | INB231326431,INF231326431,, | 1 | 2 | 0.50 | - | ||
| 36 | IFCI FINANCIAL SERVICES LIMITED | INB231108631,INF231108631,INE231108631, | 8 | 3 | 0.45 | 0 | ||
| 37 | ORION CAPITAL AND DEBT MARKET | INB231465627,INF231465627,INE231465627, | 1 | 3 | 0.67 | 0 | ||
| 38 | MARKET CREATORS LIMITED | INB230696230,INF230696230,INE230696230, | - | 3 | 0.50 | 0 | ||
| 39 | MARKET-HUB STOCK BROKING PRIVATE LIMITED | INB231372732,INF231372732,INE231372732,INB231372732 | - | 3 | 1.00 | - | ||
| 40 | INDIA CEMENTS INVESTMENT SERVICES LIMITED | INB231163438,INF231163438,INE231163438, | 1 | 3 | 0.75 | - | ||
| 41 | NAVIA MARKETS LTD. | INB230770833,INF230770833,INE230770833,INB230770833 | 21 | 3 | 0.50 | 1 | ||
| 42 | TRADEJINI FINANCIAL SERVICES PVT LTD | INB231465536,INF231465536,INE231465536, | - | 3 | 0.05 | - | ||
| 43 | GREENBUCKS SECURITIES PRIVATE LIMITED | INB231379737,INF231379737,INE231379737, | 3 | 3 | 0.10 | 0 | ||
| 44 | INDUS PORTFOLIO (P) LTD | INB230776230,INF230776230,INE230776230, | 3 | 3 | 0.53 | - | ||
| 45 | ISF SECURITIES LTD | INB230876338,INF230876338,INE230876338,INB230876338 | - | 3 | 0.50 | - | ||
| 46 | SHRI HARIRAM HOLDINGS | INB231322117,INF231322117,, | - | 2 | 0.50 | - | ||
| 47 | C.D. EQUISEARCH PRIVATE LIMITED | INB230781137,INF230781137,INE230781135, | - | 3 | 0.22 | - | ||
| 48 | KEYNOTE CAPITALS LIMITED | INB230930539,INF230930539,INE230930539, | - | 3 | 0.80 | - | ||
| 49 | BHUMIKA CONSULTANCY (P) LIMITED | INB231086233,INF231086234,INE231086233, | - | 2 | 0.02 | - | ||
| 50 | INTIME EQUITIES LIMITED | INB230653830,INF230653830,INE230653830, | 12 | 3 | 0.55 | 1 | ||
| 51 | NIRMAL BANG SECURITIES PVT. LTD. | INB230939139,INF230939139,INE230939139,INB230939139 | 135 | 3 | 0.65 | 6 | ||
| 52 | LATIN MANHARLAL SECURITIES PVT. LTD. | INB231072035,INF231072035,INE231072035, | - | 3 | 0.61 | - | ||
| 53 | F R RATNAGAR & COMPANY PRIVATE LIMITED | ,,INE231362430, | - | 1 | 0.50 | - | ||
| 54 | SKP SECURITIES LTD. | INB230707532,INF230707532,, | 1 | 2 | 0.10 | 0 | ||
| 55 | HARLEY SECURITIES PVT. LTD. | INB231181539,INF231181539,, | - | 2 | 0.30 | - | ||
| 56 | COMPOSITE INVESTMENTS PRIVATE LIMITED | INB230752038,INF230752038,INE230752038, | - | 3 | 0.72 | - | ||
| 57 | PROGRESSIVE SHARE BROKERS PRIVATE LIMITED | INB230856132,INF230856132,INE230856132,INB230856132 | - | 3 | 0.10 | 0 | ||
| 58 | GANESH STOCKINVEST (P) LIMITED | INB230792234,INF230792234,INE230792234, | - | 3 | 0.55 | - | ||
| 59 | BERKELEY SECURITIES LIMITED | INB231355430,INF231355430,INE231355430, | 4 | 3 | 0.60 | 0 | ||
| 60 | CANON CAPITAL AND FINANCE LIMITED | INB230700030,INF230700030,INE230700034, | - | 2 | 1.50 | - | ||
| 61 | BHARGAVA LODHA STOCK BROKERS PRIVATE LIMITED | INB231117236,INF231117236,INE231117236, | 2 | 2 | 0.50 | - | ||
| 62 | RAGA SHARES TRADING PVT. LTD. | INB231278939,INF231278939,, | - | 2 | 0.50 | 0 | ||
| 63 | SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED | INB231149932,INF231149932,INE231149932, | - | 3 | 0.50 | - | ||
| 64 | CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED | INB231167439,INF231167439,INE231167439,INB231167439 | - | 3 | 0.75 | 0 | ||
| 65 | RR EQUITY BROKERS PVT. LTD. | INB231219636,INF231219636,INE231219636,INB231219636 | 4 | 3 | 1.05 | 1 | ||
| 66 | SHAREWEALTH SECURITIES LIMITED | INB231249930,INF231249930,INE231249930,INB231249930 | - | 3 | 0.60 | - | ||
| 67 | INVESTSMART STOCK BROKERS PVT. LTD. | INB231379034,INF231379034,INE231379034, | - | 3 | 0.50 | - | ||
| 68 | BEST BULL STOCK TRADING | INB230815721,INF230815721,, | 5 | 2 | 0.01 | 2 | ||
| 69 | AIRAN FINSTOCKS PRIVATE LIMITED | INB231323339,INF231323339,INE231323339, | - | 3 | 0.50 | - | ||
| 70 | AFFLUENCE SHARES AND STOCKS PRIVATE LIMITED. | INB231469132,INF231469132,INE231469132, | - | 3 | 0.35 | - | ||
| 71 | SUGAL & DAMANI SHARE BROKERS LIMITED | INB230806230,INF230806230,INE230806230, | 1 | 3 | 0.50 | - | ||
| 72 | ASL CAPITAL HOLDINGS PRIVATE LIMITED | INB230921538,INF230921538,INE230921538, | - | 2 | 0.50 | - | ||
| 73 | KUMAR SHARE BROKERS LTD.. | INB230770432,INF230770432,INE230770432,INB230770432 | - | 3 | 0.98 | - | ||
| 74 | VIKSON SECURITIES PRIVATE LIMITED | INB231381030,INF231381030,INE231381030, | 4 | 3 | 1.00 | - | ||
| 75 | INNOVATIVE CONSULTANTS | INB231349318,INF231349318,INE231349318,INB231349318 | - | 3 | 0.75 | - | ||
| 76 | TRADESWIFT BROKING PRIVATE LIMITED | INB231248536,INF231248536,INE231248536,INB231248536 | - | 3 | 1.05 | - | ||
| 77 | AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED. | INB231183436,INF231183436,INE231183436, | - | 3 | 0.83 | - | ||
| 78 | ARJUN HOLDINGS PRIVATE LIMITED | INB231129934,INF231129934,INE231129934, | - | 2 | 0.50 | - | ||
| 79 | ARCH FINANCE LTD | INB230969834,INF230969834,INE230969834, | - | 3 | 0.60 | - | ||
| 80 | GAURAV INVESTMENTS & CONSULTANCY (PVT) LTD.. | INB230939433,INF230939433,INE230939433, | - | 3 | 1.00 | - | ||
| 81 | ADROIT FINANCIAL SERVICES PRIVATE LIMITED. | INB230853830,INF230853830,INE230853830,INB230853830 | - | 3 | 0.14 | - | ||
| 82 | INTEGRATED MASTER SECURITIES PVT. LTD | INB230838336,INF230838336,INE230838336, | - | 3 | 3.30 | - | ||
| 83 | SKI CAPITAL SERVICES LTD | INB230815339,INF230815339,INE230815339,INB230815339 | - | 3 | 0.08 | - | ||
| 84 | NDA SECURITIES LTD. | INB230643830,INF230643830,INE230643830, | 1 | 3 | 1.05 | - | ||
| 85 | KEDIA SHARES & STOCKS BROKERS LIMITED | INB231108839,INF231108839,, | - | 2 | 0.50 | - | ||
| 86 | ASTHA CREDIT & SECURITIES (P) LTD. | INB231222739,INF231222739,, | - | 2 | 0.80 | - | ||
| 87 | GLOBALWORTH SECURITIES LIMITED. | INB231399438,INF231399438,INE231399438, | - | 2 | 0.50 | - | ||
| 88 | AARYA EQUITY (INDIA) PRIVATE LIMITED. | INB231413338,INF231413338,INE231413338, | - | 3 | 0.53 | - | ||
| 89 | CHOICE EQUITY BROKING PRIVATE LIMITED | INB231377335,INF231377335,INE231377335,INB231377335 | - | 3 | 8.04 | 0 | ||
| 90 | SMP SECURITIES LTD. | INB230778434,INF230778434,INE231439234, | - | 2 | 0.10 | - | ||
| 91 | ESCORTS SECURITIES LTD. | INB230727630,INF230727630,INE230727630,INB230727630 | - | 3 | 1.00 | 0 | ||
| 92 | RRS SHARES & STOCK BROKERS PVT. LTD | INB231130130,INF231130130,INE231130130, | - | 3 | 0.80 | - | ||
| 93 | STAR FINVEST PVT. LTD. | INB231063935,INF231063935,INE231063935, | - | 3 | 0.55 | - | ||
| 94 | ALANKIT ASSIGNMENTS LTD. | INB230881235,INF230881235,INE230881235,INB230881235 | 13 | 3 | 0.55 | 0 | ||
| 95 | LABDHI FINANCE CORPORATION | INB230922822,INF230922822,INE230922822, | - | 3 | 0.45 | - | ||
| 96 | PSB SECURITIES LIMITED | INB231339731,INF231339731,INE231339731, | - | 3 | 0.09 | - | ||
| 97 | AMIT JASANI FINANCIAL SERVICES PVT. LTD. | INB231107237,INF231107237,, | - | 2 | 0.60 | - | ||
| 98 | A C CHOKSI SHARE BROKERS PVT. LTD. | INB230992936,INF230992936,, | - | 2 | 0.50 | - | ||
| 99 | QUANTUM SECURITIES PVT. LTD. | INB230582430,INF230582430,INE230582430, | - | 3 | 0.20 | - | ||
| 100 | INDO THAI SECURITIES LTD. | INB230776739,INF230776739,INE230776739,INB230776739 | 1 | 3 | 0.55 | 0 | ||
| 101 | SSJ FINANCE & SECURITIES PVT. LTD. | INB231118333,INF231118333,INE231118333, | 8 | 3 | 0.55 | 0 | ||
| 102 | UNIFI CAPITAL PRIVATE LIMITED | INB231159634,INF231159634,INE231159634, | - | 3 | 0.68 | - | ||
| 103 | JRK STOCK BROKING PRIVATE LIMITED | INB231293235,INF231293235,INE231293235, | - | 3 | 0.30 | - | ||
| 104 | MUNOTH CAPITAL MARKET LTD | INB231248031,INF231248031,, | - | 2 | 0.50 | - | ||
| 105 | THAR SHARE BROKERS PRIVATE LIMITED | INB231271736,INF231271736,INE231271736, | - | 3 | 0.50 | - | ||
| 106 | RBG FINANCIAL SERVICES PRIVATE LIMITED | INB231318333,INF231318333,INE231318333, | - | 2 | 0.01 | - | ||
| 107 | SUNFLOWER BROKING PVT. LTD. | INB231358632,INF231358632,INE231358632,INB231358632 | - | 3 | 1.55 | - | ||
| 108 | CELEBRUS CAPITAL LIMITED | INB231468233,INF231468233,, | 2 | 3 | 0.10 | 0 | ||
| 109 | FAIRWEALTH SECURITIES LIMITED | INB231272338,INF231272338,INE231272338, | 25 | 3 | 1.38 | 0 | ||
| 110 | SHELLY SHARES & SECURITIES | INB231350118,INF231350118,INE231350118, | - | 2 | 0.50 | - | ||
| 111 | OBEROI'S PORTFOLIO PRIVATE LIMITED | INB231435539,INF231435539,INE231435539, | 6 | 2 | 0.60 | 0 | ||
| 112 | ADINATH CAPITAL SERVICES LIMITED | INB230692136,INF230692136,, | - | 2 | 0.80 | - | ||
| 113 | VINEET SECURITIES (P) LTD. | INB231140238,INF231140238,INE231140238,INB231140238 | - | 3 | 0.50 | - | ||
| 114 | MULTIGAIN SECURITIES SERVICES PVT. LTD. | INB231376634,INF231376634,INE231376634,INB231376634 | 1 | 3 | 1.60 | - | ||
| 115 | MARCK SECURITIES PVT. LTD. | INB231107138,INF231107138,INE231107138, | - | 2 | 0.60 | - | ||
| 116 | GIGANTIC SECURITIES LTD | INB231333635,INF231333635,INE231333635, | - | 3 | 1.05 | - | ||
| 117 | JYOTI PORTFOLIO LIMITED | INB230782733,INF230782733,INE230782733,INB230782733 | - | 3 | 0.10 | - | ||
| 118 | EMKAY GLOBAL FINANCIAL SERVICES LIMITED | INB230901838,INF230901838,INE230901838, | 23 | 3 | 1.17 | 1 | ||
| 119 | INFINITY.COM FINANCIAL SECURITIES LIMITED | INB231185035,INF231185035,INE231185035, | - | 2 | 0.50 | - | ||
| 120 | ALACRITY SECURITIES LTD. | INB230909834,INF230909834,, | - | 2 | 0.15 | - | ||
| 121 | SPARKLE SECURITIES SOLUTIONS PRIVATE LIMITED | INB231300634,INF231300634,, | - | 2 | 0.50 | - | ||
| 122 | VIBRANT SECURITIES PVT. LTD. | INB230645838,INF230645838,INE230645838, | - | 3 | 0.50 | - | ||
| 123 | FIN BRAINS SECURITIES (INDIA) LTD. | INB230753439,INF230753439,INE230753439, | 7 | 2 | 1.70 | 1 | ||
| 124 | PRABHAT FINANCIAL SERVICES LTD. | INB230885231,INF230885231,INE230885231, | - | 3 | 0.05 | - | ||
| 125 | COMPUACTION FINANCIAL SERVICES PVT. LTD. | INB230922136,INF230922136,, | 11 | 2 | 0.94 | 1 | ||
| 126 | COMPETENT FINMAN PVT. LTD. | INB231130031,INF231130031,INE231130031, | 1 | 3 | 3.25 | 0 | ||
| 127 | I VENTURES CAPITAL PRIVATE LIMITED | INB231356735,INF231356735,INE231356735, | - | 3 | 1.51 | - | ||
| 128 | AMBIT SECURITIES BROKING PRIVATE LIMITED | INB231217333,INF231217333,INE231217333, | - | 2 | 0.05 | - | ||
| 129 | VASANTI SHARE BROKERS LIMITED | INB231213837,INF231213837,INE231213837, | 13 | 3 | 2.50 | 1 | ||
| 130 | DANI SHARES & STOCKS PRIVATE LIMITED | INB231141632,INF231141632,INE231141632, | 3 | 3 | 3.23 | - | ||
| 131 | ROONGTA RISING STOCK PRIVATE LIMITED | INB231309130,INF231309130,INE231309130,INB231309130 | 1 | 3 | 0.51 | - | ||
| 132 | BANSAL FINSTOCK PRIVATE LIMITED | INB231377137,INF231377137,INE231377137,INB231377137 | 10 | 3 | 0.11 | 0 | ||
| 133 | A . G. SHARES & SECURITIES LTD. | INB230825730,INF230825730,,INB230825730 | - | 2 | 1.05 | - | ||
| 134 | MAVERICK SHARE BROKERS LIMITED | INB231160434,INF231160434,INE231160434,INB231160434 | - | 3 | 0.60 | - | ||
| 135 | FAIR INTERMEDIATE INVESTMENTS PVT. LTD. | INB231209835,INF231209835,INE231209835,INB231209835 | 1 | 2 | 0.50 | 0 | ||
| 136 | MOTISONS SHARES PRIVATE LIMITED | INB231298135,INF231298135,INE231298135, | - | 3 | 0.74 | - | ||
| 137 | ANUGRAH STOCK & BROKING PVT. LTD. | INB231185639,INF231185639,INE231185639, | 2 | 3 | 0.83 | 0 | ||
| 138 | PUNE E STOCK BROKING PRIVATE LIMITED | INB231289233,INF231289233,INE231289233, | - | 3 | 0.05 | - | ||
| 139 | CIL SECURITIES LTD. | INB230643037,INF230643037,INE230643037, | 1 | 3 | 0.65 | 0 | ||
| 140 | VERTEX SECURITIES LTD. | INB230725936,INF230725936,INE231324832, | 2 | 3 | 0.35 | 0 | ||
| 141 | EAST INDIA SECURITIES LTD. | INB230813439,INF230813439,INE230813439,INB230813439 | - | 3 | 0.50 | 0 | ||
| 142 | SUVRIDHI CAPITAL MARKETS LIMITED | INB230906739,INF230906739,INE230906739,INB230906739 | - | 3 | 0.50 | - | ||
| 143 | VENTURA SECURITIES LTD. | INB230760432,INF230760432,INE230760432,INB230760432 | 54 | 2 | 0.60 | 0 | ||
| 144 | SMC GLOBAL SECURITIES LTD. | INB230771431,INF230771431,INE230771431,INB230771431 | 92 | 2 | 0.67 | 3 | ||
| 145 | SPS SHARE BROKERS PVT. LTD. | INB230979933,INF230979933,INE230979933,INB230979933 | 1 | 3 | 0.10 | - | ||
| 146 | HASMUKH LALBHAI SHARE BROKERS PVT. LTD. | INB231162836,INF231162836,INE231162836,INB231162836 | - | 3 | 0.30 | - | ||
| 147 | SAMURAI SECURITIES PRIVATE LIMITED | INB231210239,INF231210239,INE231210239, | - | 2 | 0.50 | - | ||
| 148 | KAYNET FINANCE LIMITED | INB231276339,INF231276339,INE231276339, | 15 | 2 | 0.55 | 1 | ||
| 149 | BGSE FINANCIALS LIMITED | INB231074130,INF231074130,INE231074130, | 4 | 2 | 0.01 | - | ||
| 150 | CAPITAL WIZARD STOCK BROKING PVT. LTD. | INB231284739,INF231284739,INE231284739,INB231284739 | 1 | 2 | 1.90 | - | ||
| 151 | DESTIMONEY SECURITIES PRIVATE LIMITED | INB231348237,INF231348237,INE231348237,INB231348237 | 42 | 3 | 0.05 | - | ||
| 152 | FAST CAPITAL MARKETS LTD. | INB231294738,INF231294738,INE231294738, | 1 | 3 | 0.60 | - | ||
| 153 | HSE SECURITIES LTD. | INB231103038,INF231103038, | 3 | 2 | 0.50 | 0 | ||
| 154 | INDIAN FINANCE GUARANTY LTD. | INB230880637,INF230880637,INE230880637, | 10 | 3 | 2.72 | 0 | ||
| 155 | JAINAM SHARE CONSULTANTS PRIVATE LIMITED | INB231216939,INF231216939,INE231216939,INB231216939 | 2 | 3 | 1.25 | 0 | ||
| 156 | JMP SECURITIES PVT LTD | INB231148231,INF231148231,, | - | 2 | 0.10 | - | ||
| 157 | NARAYAN SECURITIES LIMITED | INB230935437,INF230935437,INE230935437, | 1 | 3 | 0.15 | - | ||
| 158 | NINE STAR BROKING PRIVATE LIMITED | INB231412835,INF231412835,INE231412835,INB231412835 | - | 3 | 0.06 | - | ||
| 159 | RELIGARE SECURITIES LTD. | INB230653732,INF230653732,INE230653732, | 186 | 3 | 0.08 | - | ||
| 160 | SUSHIL FINANCIAL SERVICES PRIVATE LIMITED | INB230607435,INF230607435,INE230607435, | 7 | 3 | 0.93 | - | ||
| 161 | WEALTH MANTRA LIMITED | INB231168635,INF231168635,INE231168635,INB231168635 | 2 | 3 | 2.43 | 0 | ||
| 162 | ENRICH FIN & SECURITIES LIMITED | INB230813732,INF230813732,, | - | 2 | 1.00 | - | ||
| 163 | CANARA BANK SECURITIES LIMITED | INB231280232,INF231280232,INE231280232, | 3 | 2 | 0.05 | 0 | ||
| 164 | FRR SHARES AND SECURITIES LIMITED | INB231397234,INF231397234,INE231397234,INB231397234 | 1 | 2 | 1.50 | 0 | ||
| 165 | RELIANCE SECURITIES LIMITED | INB231234833,INF231234833,INE231234833, | 66 | 3 | 0.13 | 0 | ||
| 166 | R WADIWALA SECURITIES PVT. LTD. | INB231221939,INF231221939,INE231221939,INB231221939 | - | 3 | 1.00 | - | ||
| 167 | MONARCH PROJECT & FINMARKETS LIMITED | INB230647033,INF230647033,INE230647033, | 4 | 3 | 2.00 | 0 | ||
| 168 | PRUDENT BROKING SERVICES PRIVATE LIMITED | INB231318032,INF231318032,,INB231318032 | 3 | 3 | 2.00 | 0 | ||
| 169 | O J FINANCIAL SERVICES LTD. | INB230772831,INF230772831,INE230772831,INB230772831 | - | 3 | 0.05 | - | ||
| 170 | BHAIJEE PORTFOLIO LIMITED | INB231299935,INF231299935,INE231299935, | - | 3 | 0.05 | - | ||
| 171 | UNITED SHARE BROKERS LTD | INB230838032,INF230838032,, | - | 2 | 0.05 | - | ||
| 172 | V. P. CONSULTANTS PRIVATE LIMITED | INB231287237,INF231287237,INE231287237,INB231287237 | - | 3 | 0.55 | - | ||
| 173 | TRUSTLINE SECURITIES LTD | INB230753634,INF230753634,INE230753634, | - | 3 | 2.75 | - | ||
| 174 | RAGHUNANDAN CAPITAL PRIVATE LIMITED | INB231317638,INF231317638,INE231317638, | 10 | 3 | 0.64 | 2 | ||
| 175 | SKUNG TRADELINK LIMITED | INB231428732,INF231428732,INE231428732, | 3 | 3 | 0.60 | 0 | ||
| 176 | DYNAMIC EQUITIES PRIVATE LIMITED | INB231071839,INF231071839,INE231071839, | 1 | 3 | 0.10 | 0 | ||
| 177 | SHAREKHAN LTD. | INB231073330,INF231073330,INE231073330,INB231073330 | 141 | 3 | 0.75 | 1 | ||
| 178 | ANVIL SHARE & STOCK BROKING PVT. LTD | INB231046831,INF231046831,, | - | 2 | 0.05 | - | ||
| 179 | VED BROTHERS SECURITIES PVT LTD | INB231281230,INF231281230,, | - | 2 | 0.10 | - | ||
| 180 | ARIHANT CAPITAL MARKETS LIMITED | INB230783938,INF230783938,INE230783938,INB230783938 | 9 | 3 | 0.15 | 0 | ||
| 181 | INDIRA SECURITIES PRIVATE LIMITED | INB231286635,INF231286635,INE231286635, | 1 | 3 | 0.10 | 0 | ||
| 182 | RIKHAV SECURITIES LIMITED | INB231280430,INF231280430,INE231280430, | - | 3 | 0.55 | - | ||
| 183 | INTEGRATED ENTERPRISES (INDIA) LIMITED (INTEGRATED SECURITIES LTD) | INB231271835,INF231271835,INE231271835,INB231271835 | - | 3 | 0.30 | - | ||
| 184 | ABHIK FINANCE PRIVATE LIMITED | INB231120438,INF231120438,INE231120438, | - | 3 | 0.51 | - | ||
| 185 | ALLWIN SECURITIES LIMITED | INB231233538,INF231233538,,INB231233538 | - | 2 | 0.60 | - | ||
| 186 | GRESHMA SHARES & STOCKS LIMITED | INB231352635,INF231352635,INE231352635, | - | 3 | 1.00 | - | ||
| 187 | KIFS SECURITIES LIMITED | INB230776034,INF230776034,INE230776034,INB230776034 | - | 3 | 0.11 | - | ||
| 188 | KUNVARJI FINSTOCK PVT. LTD. | INB231019531,INF231019531,INE231019531,INB231019531 | - | 3 | 0.01 | 0 | ||
| 189 | PSE SECURITIES LTD. | INB231098436,INF231098436,, | 1 | 2 | 0.00 | - | ||
| 190 | RELIABLE STOCKS & SHARES (INDIA) LTD. | INB230754438,INF230754438,, | 1 | 2 | 0.80 | - | ||
| 191 | RTG SHARE BROKING LIMITED | INB231320038,INF231320038,INE231320038, | 3 | 3 | 0.08 | 0 | ||
| 192 | SHILPA STOCK BROKER PRIVATE LIMITED | INB231057432,INF231057432,INE231057432, | 2 | 3 | 2.00 | 0 | ||
| 193 | VIJETA BROKING INDIA PRIVATE LIMITED | INB231318636,INF231318636,INE231318636, | - | 3 | 0.32 | - | ||
| 194 | VINIT ENTERPRISES | INB230875222,INF230875222,, | - | 2 | 0.01 | - | ||
| 195 | DSE FINANCIAL SERVICES LTD. | INB231183030,INF231183030,INE231183030, | 3 | 2 | 1.68 | - | ||
| 196 | UPSE SECURITIES LIMITED | INB231116832,INF231116832,, | - | 2 | 0.00 | - | ||
| 197 | CRIMSON FINANCIAL SERVICES LTD. | INB230886533,INF230886533,INE230886533, | - | 3 | 1.10 | - | ||
| 198 | DHWAJA SHARES & SECURITIES PRIVATE LIMITED | INB231372930,INF231372930,INE231372930, | - | 3 | 0.50 | - | ||
| 199 | KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED | INB230930138,INF230930138,INE230930138, | 7 | 2 | 0.40 | 0 | ||
| 200 | GULITA SECURITIES LTD | INB231075731,INF231075731,, | - | 2 | 0.75 | - | ||
| 201 | SKSE SECURITIES LTD. | INB231076036,INF231076036,INE231076036, | 2 | 2 | 0.75 | - | ||
| 202 | ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED | INB230778238,INF230778238,INE230778238, | 8 | 3 | 1.35 | 2 | ||
| 203 | MONEYPALM INVESTMENT SOLUTIONS PRIVATE LIMITED | INB231461030,INF231461030,INE231461030, | - | 3 | 0.75 | - | ||
| 204 | INDIA PACIFIC SECURITIES & FINANCIAL SERVICES LTD | INB230905838,INF230905838,, | - | 2 | 1.60 | - | ||
| 205 | PHILLIPCAPITAL (INDIA) PVT. LTD | INB231466534,INF231466534,INE231466534,INB231466534 | 2 | 3 | 0.05 | 0 | ||
| 206 | EDELWEISS FINANCIAL ADVISORS LIMITED | INB231414534,INF231414534,INE231414534, | 31 | 3 | 0.50 | 1 | ||
| 207 | ASE CAPITAL MARKETS LIMITED | INB231107435,INF231107435,INE231107435, | - | 3 | 0.95 | - | ||
| 208 | ASHLAR SECURITIES PRIVATE LIMITED | INB231371833,INF231371833,INE231371833,INB231371833 | 4 | 3 | 0.58 | 0 | ||
| 209 | EXPONENTIAL FINANCIAL SERVICES PRIVATE LIMITED | INB230853536,INF230853536,INE230853536, | 1 | 2 | 1.34 | 0 | ||
| 210 | PRL STOCK & SHARE BROKERS PVT. LTD. | INB231220931,INF231220931,INE231220931, | - | 2 | 0.75 | - | ||
| 211 | EDELWEISS SECURITIES LIMITED | INB231193310,INF231193310,INE231193310,INB231193310 | 2 | 3 | 0.10 | 0 | ||
| 212 | JUNJHARJI INVESTMENT PVT . LTD. | INB230784134,INF230784134,, | - | 2 | 0.50 | - | ||
| 213 | SHREE BAHUBALI INTERNATIONAL LTD. | INB230781832,INF230781832,INE230781832,INB230781832 | 2 | 3 | 0.50 | - | ||
| 214 | EDELWEISS BROKING LIMITED | INB231311631,INF231311631,INE231311631, | 45 | 3 | 0.61 | 1 | ||
| 215 | ABHIPRA CAPITAL LTD. | INB230815035,INF230815035,INE230815035, | 9 | 3 | 1.12 | 0 | ||
| 216 | CONSORTIUM CAPITAL PRIVATE LIMITED | INB231215030,INF231215030,INE231215030, | - | 3 | 3.70 | - | ||
| 217 | SWARNARATNA SECURITIES PVT. LTD. | INB231144438,INF231144438,INE231144438, | - | 3 | 2.02 | - | ||
| 218 | SI INVESTMENTS AND BROKING PRIVATE LIMITED | INB230991532,INF230991532,, | - | 2 | 0.50 | - | ||
| 219 | B.M.GANDHI SHAREBROKING PRIVATE LTD | INB231287633,INF231287633,, | - | 2 | 0.50 | - | ||
| 220 | BEZEL STOCK BROKERS | INB231298820,INF231298820,INE231298820,INB231298820 | - | 3 | 0.75 | - | ||
| 221 | PINNACLE FOREX AND SECURITIES PRIVATE LIMITED | INB231412231,INF231412231,INE231355830, | - | 3 | 1.11 | - | ||
| 222 | RKSV SECURITIES INDIA PRIVATE LIMITED | INB231394231,INF231394231,INE231394231, | 4 | 3 | 0.50 | 0 | ||
| 223 | PEE AAR SECURITIES LIMITED | INB231446338,INF231446338,INE231446338,INB231446338 | 2 | 3 | 0.57 | - | ||
| 224 | VOGUE COMMERCIAL COMPANY LIMITED | INB230882038,INF230882038,INE230882038,INB230882038 | 2 | 3 | 0.75 | - | ||
| 225 | MASTER CAPITAL SERVICES LIMITED | INB230643634,INF230643634,INE230643634,INB230643634 | 27 | 3 | 0.20 | 2 | ||
| 227 | MARWADI SHARES AND FINANCE LIMITED | INB230876034,INF230876034,INE230876034,INB230876034 | 4 | 3 | 0.00 | - | ||
| 228 | ANS PVT. LTD. | INB231058539,INF231058539,INE231058539,INB231058539 | - | 3 | 0.00 | - | ||
| 229 | JHAVERI SECURITIES LIMITED | INB230823233,INF230823233,INE230823233, | 3 | 3 | 0.50 | 0 | ||
| 230 | SATCO CAPITAL MARKETS LIMITED | INB230642234,INF230642234,, | 2 | 2 | 0.08 | 0 | ||
| 231 | ISE SECURITIES & SERVICES LIMITED | INB231077737,INF231077737,INE231077737, | 11 | 3 | 0.75 | - | ||
| 232 | BURGEON SECURITIES | INB231437626,INF231437626,INE231437626, | 7 | 1 | 1.50 | 0 | ||
| 233 | BMA WEALTH CREATORS LIMITED | INB231233132,INF231233132,INE231233132, | 294 | 3 | 21.29 | 11 | ||
| 234 | DAYCO SECURITIES PVT. LTD. | INB230700735,,, | - | 1 | 0.50 | - | ||
| 235 | DESTINY SECURITIES LTD. | INB231241838,INF231241838,INE231241838, | 1 | 3 | 1.60 | 0 | ||
| 236 | FINCAP PORTFOLIO LIMITED | INB230876533,INF230876533,INE230876533, | - | 3 | 0.22 | 0 | ||
| 237 | IDEAL STOCK BROKING PVT LTD | INB231300337,INF231300337,INE231300337, | - | 2 | 1.11 | - | ||
| 238 | LSE SECURITIES LIMITED | INB231087033,INF231087033,INE231087033, | 6 | 3 | 0.08 | - | ||
| 239 | MIDAS GLOBAL SECURITIES LTD. | INB230838238,INF230838238,, | - | 2 | 1.93 | - | ||
| 240 | PACE STOCK BROKING SERVICES PRIVATE LIMITED | INB231137838,INF231137838,INE231137838,INB231137838 | 4 | 3 | 1.36 | 0 | ||
| 241 | SS CORPORATE SECURITIES LIMITED | INB230753830,INF230753830,INE230753830, | - | 3 | 1.05 | - | ||
| 242 | SOSHA CREDIT PRIVATE LIMITED | INB230783439,INF230783439,, | - | 2 | 0.50 | - | ||
| 243 | BALANCE EQUITY BROKING (INDIA) PRIVATE LIMITED | INB231109738,INF231109738,INE231109738,INB231109738 | - | 3 | 2.25 | - | ||
| 244 | CHAIN NINE STOCK BROKERS PRIVATE LIMITED | INB231449332,INF231449332,INE231449332, | 1 | 2 | 2.01 | - | ||
| 245 | AMBALAL SHARES & STOCKS PRIVATE LIMITED | INB231432932,INF231432932,INE231432932, | 1 | 3 | 0.50 | - | ||
| 246 | ELITE WEALTH ADVISORS LIMITED | INB230805133,INF230805133,INE230805133, | 5 | 3 | 1.11 | 0 | ||
| 247 | GEPL CAPITAL PRIVATE LIMITED | INB230993934,INF230993934,INE230993934, | 2 | 3 | 0.10 | 0 | ||
| 248 | INDIA INFOLINE LTD. | INB231097537,INF231097537,INE231097537,INB231097537 | 447 | 3 | 0.15 | - | ||
| 249 | LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. | INB231281735,INF231281735,INE231281735,INB231281735 | 1 | 3 | 1.25 | - | ||
| 250 | MULTIPLEX CAPITAL LTD. | INB230783732,INF230783732,INE230783732, | 5 | 3 | 0.93 | 0 | ||
| 251 | ANGEL BROKING PRIVATE LIMITED | INB231279838,INF231279838,INE231279838, | 198 | 3 | 0.78 | - | ||
| 252 | BONANZA PORTFOLIO LTD. | INB230637836,INF230637836,INE230637836,INB230637836 | 45 | 3 | 3.45 | 0 | ||
| 253 | MANUBHAI MANGALDAS SECURITIES PVT. LTD. | INB230983737,INF230983737,INE230983737, | - | 3 | 2.28 | - | ||
| 254 | PRRSAAR | INB231345712,INF231345712,INE231345712,INB231345712 | 1 | 3 | 11.17 | - | ||
| 255 | SARAF CAPITAL MARKETS LTD | INB231229734,INF231229734,, | - | 2 | 4.16 | - | ||
| 256 | SWASTIKA INVESTMART LIMITED | INB231129736,INF231129736,INE231129736,INB231129736 | 11 | 3 | 4.70 | 1 | ||
| 257 | LKP SECURITIES LTD. | INB230720030,INF230720030,INE230720030,INB230720030 | 60 | 3 | 2.30 | 2 | ||
| 258 | RNA CAPITAL MARKETS LIMITED | INB231234734,INF231234734,, | - | 3 | 16.55 | - | ||
| 259 | SUMPOORNA PORTFOLIO LIMITED | INB231429037,INF231429037,INE231429037, | 1 | 3 | 2.93 | 0 | ||
| 260 | INVENTURE GROWTH & SECURITIES LIMITED | INB230901739,INF230901739,INE230901739, | - | 2 | 1.04 | - | ||
| 261 | NETWORTH STOCK BROKING LTD. | INB230638639,INF230638639,INE230638639,INB230638639 | 20 | 3 | 3.37 | - | ||
| 262 | PRAKASH K SHAH SHARES & SECURITIES PVT. LTD | INB230997331,INF230997331,INE230997331, | - | 2 | 0.00 | - | ||
| 263 | SHRI PARASRAM HOLDINGS PVT. LTD | INB230814036,INF230814036,INE230814036,INB230814036 | - | 3 | 1.05 | - | ||
| 264 | MODEX INTERNATIONAL SECURITIES LTD. | INB230877532,INF230877532,INE230877532, | 5 | 3 | 2.48 | - | ||
| 265 | R K GLOBAL SHARES & SECURITIES LIMITED | INB230825035,INF230825035,INE230825035,INB230825035 | 18 | 3 | 0.88 | 2 | ||
| 266 | GUINESS SECURITIES LIMITED | INB231146037,INF231146037,INE231146037, | 30 | 2 | 4.78 | 3 | ||
| 267 | ANAND RATHI SHARE AND STOCK BROKERS LIMITED | INB230676935,INF230676935,INE230676935, | - | 3 | 16.04 | - | ||
Download the file to view all records. (.xls)
Note:
## Based on inspections conducted by the Exchange