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Penal Actions against Trading Members during 2008-09
Last updated on 31-Dec-2019
Download the file to view all records. (.xls)
| SN | NAME OF THE TRADING MEMBER | REGISTRATION NO. | NO. OF COMPLAINTS RECEIVED |
ACTION AGAINST TM, ITS SUB-BROKERS/AUTHORIZED PERSON AND EMPLOYEES TOGETHER |
||||
|---|---|---|---|---|---|---|---|---|
| NO. OF PENAL ORDERS ISSUED## | MONETARY PENALTIES LEVIED (RS. LAKHS)## | NO. OF ARBITRATION AWARDS ISSUED AGAINST | ||||||
| FOR COMPLAINTS | FOR OTHERS | FOR COMPLAINTS | FOR OTHERS | |||||
| 1 | A G SHARES & SECURITIES LTD | INB230825730 and INF230825730 | 3 | - | 2 | - | 0.64 | 0 |
| 2 | A. S. STOCK BROKING AND MANAGEMENT PVT LTD. | INB231213431 and INF231213431 | 0 | - | 3 | - | 0.10 | 0 |
| 3 | AADHAR SECURITIES PVT LTD | INB230856230 and INF230856230 | 0 | - | 2 | - | 3.73 | 0 |
| 4 | AARNIK SECURITIES PVT. LTD. | INB231109530 and INF231109530 | 0 | - | 1 | - | 0.17 | 0 |
| 5 | ACCORD CAPITAL MARKETS LIMITED | INB230776837 and INF230776837 | 0 | - | 2 | - | 1.02 | 0 |
| 6 | ACTION FINANCIAL SERVICES (INDIA) LTD | INB230749237 and INF230749237 | 1 | - | 2 | - | 0.02 | 0 |
| 7 | AJCON GLOBAL SERVICES LIMITED | INB230637630 and INF230637630 | 0 | - | 1 | - | 1.20 | 0 |
| 8 | ALDAN INVESTMENTS PRIVATE LIMITED | INB231259939 and INF231259939 | 0 | - | 2 | - | 0.60 | 0 |
| 9 | AMBIT SECURITIES BROKING PVT. LTD. | INB231217333 and INF231217333 | 0 | - | 2 | - | 0.11 | 0 |
| 10 | AMRAPALI CAPITAL & FINANCE SERVICES LTD | INB230758835 and INF230758835 | 1 | - | 2 | - | 1.94 | 0 |
| 11 | ANAND RATHI SHARE AND STOCK BROKERS LIMITED | INB230676935 and INF230676935 | 100 | - | 7 | - | 4.37 | 9 |
| 12 | ANJANEY STOCK BROKING LTD. | INB231241739 and INF231241739 | 0 | - | 2 | - | 0.10 | 0 |
| 13 | ANUGRAH STOCK & BROKING PVT. LTD. | INB231185639 and INF231185639 | 3 | - | 2 | - | 3.94 | 0 |
| 14 | ANUSH SHARES & SECURITIES PVT.LTD. | INB230817133 and INF230817133 | 0 | - | 2 | - | 0.55 | 0 |
| 15 | ARYAN SHARE & STOCK BROKERS LTD. | INB230805534 and INF230805534 | 0 | - | 1 | - | 0.10 | 0 |
| 16 | ASE CAPITAL MARKETS LTD. | INB231107435 and INF231107435 | 2 | - | 1 | - | 0.20 | 0 |
| 17 | ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD | INB230607239 and INF230607239 | 28 | - | 2 | - | 0.65 | 0 |
| 18 | ASL CAPITAL HOLDINGS PVT LTD. | INB230921538 and INF230921538 | 0 | - | 1 | - | 0.51 | 0 |
| 19 | B N RATHI SECURITIES LTD | INB230714134 and INF230714134 | 1 | - | 1 | - | 0.10 | 0 |
| 20 | BAKLIWAL FINANCIAL SERVICES (INDIA) P. LTD. | INB231070336 and INF231070336 | 10 | - | 3 | - | 2.13 | 0 |
| 21 | BGSE FINANCIALS LIMITED | INB231074130 and INF231074130 | 0 | - | 3 | - | 0.20 | 0 |
| 22 | BHARAT RASAYAN FINANCE LIMITED | INB230814232 and INF230814232 | 28 | - | 2 | - | 2.05 | 1 |
| 23 | BHARGAVA LODHA STOCK BROKERS PVT. LTD. | INB231117236 and INF231117236 | 0 | - | 1 | - | 0.10 | 0 |
| 24 | BMA WEALTH CREATORS PRIVATE LIMITED | INB231233132 and INF231233132 | 20 | - | 1 | - | 0.40 | 1 |
| 25 | BNK SECURITIES PVT LTD | INB230653536 and INF230653536 | 2 | - | 1 | - | 0.30 | 0 |
| 26 | BONANZA PORTFOLIO LIMITED | INB230637836 and INF230637836 | 63 | - | 5 | - | 0.19 | 0 |
| 27 | BRICS SECURITIES LTD. | INB231205734 and INF231205734 | 1 | - | 2 | - | 0.10 | 0 |
| 28 | CAB SECURITIES LTD. | INB230885339 and INF230885339 | 0 | - | 1 | - | 0.90 | 0 |
| 29 | CAPITAL WIZARD STOCK BROKING PRIVATE LIMITED | INB231284739 and INF231284739 | 0 | - | 3 | - | 0.20 | 0 |
| 30 | CAPMAN CAPITAL MARKETS LIMITED | INB230804633 and INF230804633 | 2 | - | 2 | - | 0.22 | 0 |
| 31 | CAPSTOCKS & SECURITIES (INDIA) PVT. LTD. | INB231167439 and INF231167439 | 2 | - | 2 | - | 0.60 | 0 |
| 32 | CD EQUISEARCH (P) LTD | INB230781137 and INF230781137 | 2 | - | 3 | - | 0.60 | 0 |
| 33 | CENTRUM BROKING PRIVATE LIMITED | INB231251134 and INF231251134 | 0 | - | 3 | - | 0.60 | 0 |
| 34 | CLSA INDIA LIMITED | INB230826436 and INF230826436 | 0 | - | 3 | - | 0.35 | 0 |
| 35 | COCHIN STOCK BROKERS LIMITED | INB231076937 | 0 | - | 1 | - | 0.15 | 0 |
| 36 | COIMBATORE CAPITAL LIMITED | INB230752939 and INF230752939 | 7 | - | 2 | - | 0.23 | 0 |
| 37 | COMPOSITE INVESTMENTS PVT LTD | INB230752038 and INF230752038 | 0 | - | 2 | - | 2.91 | 0 |
| 38 | COMPOSITE SECURITIES LTD. | INB230775437 and INF230775437 | 0 | - | 2 | - | 0.27 | 0 |
| 39 | CONSORTIUM CAPITAL PRIVATE LIMITED | INB231215030 and INF231215030 | 0 | - | 2 | - | 0.21 | 0 |
| 40 | CONSORTIUM SECURITIES PVT LIMITED | INB230877239 and INF230877239 | 15 | - | 2 | - | 0.17 | 0 |
| 41 | CORUM SECURITIES PVT. LTD. | INB231195836 and INF231195836 | 0 | - | 2 | - | 0.20 | 0 |
| 42 | CPR CAPITAL SERVICES LTD. | INB230876935 and INF230876935 | 0 | - | 1 | - | 0.03 | 0 |
| 43 | CRIMSON FINANCIAL SERVICES LTD | INB230886533 and INF230886533 | 2 | - | 1 | - | 3.22 | 0 |
| 44 | CROSSEAS CAPITAL SERVICES PRIVATE LIMITED | INB231229536 and INF231229536 | 0 | - | 2 | - | 0.13 | 0 |
| 45 | DALMIA SECURITIES PVT LTD | INB230645339 and INF230645339 | 0 | - | 1 | - | 0.20 | 0 |
| 46 | DANI SHARES & STOCKS PVT LTD | INB231141632 and INF231141632 | 1 | - | 1 | - | 1.39 | 0 |
| 47 | DBS CHOLAMANDALAM SECURITIES LIMITED | INB231288136 and INF231288136 | 16 | - | 1 | - | 0.10 | 0 |
| 48 | DEPANSU SECURITIES (INDIA) PVT LTD | INB231230732 and INF231230732 | 0 | - | 1 | - | 0.10 | 0 |
| 49 | DESTIMONEY SECURITIES PRIVATE LIMITED | INB231251738 and INF231251738 | 13 | - | 1 | - | 0.10 | 0 |
| 50 | DHARAMSHI SECURITIES PRIVATE LIMITED | INB231278632 and INF231278632 | 0 | - | 2 | - | 0.37 | 0 |
| 51 | DHIREN B SANGHVI | INB230650815 and INF230650815 | 0 | - | 1 | - | 0.34 | 0 |
| 52 | DIMENSIONAL SECURITIES PVT. LTD. | INB230598032 and INF230598032 | 4 | - | 2 | - | 0.01 | 0 |
| 53 | DYNAMIC STOCK BROKING (I) PRIVATE LIMITED | INB231163636 and INF231163636 | 0 | - | 2 | - | 2.13 | 0 |
| 54 | EMKAY GLOBAL FINANCIAL SERVICES LIMITED | INB230901838 and INF230901838 | 27 | - | 2 | - | 0.25 | 1 |
| 55 | ENRICH FIN & SECURITIES LTD. | INB230813732 and INF230813732 | 0 | - | 1 | - | 0.02 | 0 |
| 56 | EXCEL MERCANTILE PRIVATE LIMITED | INB231252439 and INF231252439 | 0 | - | 1 | - | 0.10 | 0 |
| 57 | EXCLUSIVE SECURITIES LTD. | INB230777532 and INF230777532 | 5 | - | 1 | - | 0.41 | 0 |
| 58 | EXPONENTIAL FINANCIAL SERVICES PVT. LTD. | INB230853536 and INF230853536 | 0 | - | 1 | - | 1.08 | 0 |
| 59 | FAIR INTERMEDIATE INVESTMENT PVT LTD | INB231209835 and INF231209835 | 3 | - | 1 | - | 0.20 | 0 |
| 60 | FARSIGHT SECURITIES LTD | INB230853732 and INF230853732 | 2 | - | 2 | - | 0.10 | 0 |
| 61 | FIN BRAINS SECURITIES (INDIA) LTD. | INB230753439 and INF230753439 | 1 | - | 1 | - | 0.01 | 0 |
| 62 | FINANCE MONITOR (I) PVT LTD | INB230712939 and INF230712939 | 1 | - | 1 | - | 0.10 | 0 |
| 63 | FIRST GLOBAL STOCKBROKING PVT. LTD. | INB230722136 and INF230722136 | 0 | - | 3 | - | 0.01 | 0 |
| 64 | FORT SHARE BROKING PVT LTD | INB231272437 and INF231272437 | 1 | - | 2 | - | 0.45 | 0 |
| 65 | FORTUNE EQUITY BROKERS (INDIA) LIMITED | INB230653830 and INF230653830 | 5 | - | 1 | - | 0.85 | 1 |
| 66 | FORTUNE FISCAL LTD | INB230823634 and INF230823634 | 0 | - | 1 | - | 2.72 | 0 |
| 67 | FORTUNE WEALTH MANAGEMENT COMPANY INDIA (P) LTD | INB231203838 and INF231203838 | 0 | - | 2 | - | 0.35 | 0 |
| 68 | GANGA YAMUNA FINVEST PVT. LTD. | INB230769638 and INF230769638 | 45 | - | 4 | - | 0.05# | 0 |
| 69 | GANGOUR INVESTMENTS LTD. | INB230814134 and INF230814134 | 0 | - | 1 | - | 0.10 | 0 |
| 70 | GAURAV INVESTMENTS & CONSULTANCY (PVT) LTD. | INB230939433 and INF230939433 | 0 | - | 3 | - | 0.60 | 0 |
| 71 | GEMS EQUITIES AND SECURITIES PVT. LTD. | INB231150831 and INF231150831 | 1 | - | 3 | - | 0.02# | 0 |
| 72 | GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED | INB230806739 and INF230806739 | 64 | - | 4 | - | 0.50 | 1 |
| 73 | GLOBE CAPITAL MARKET LTD | INB230663732 and INF230663732 | 11 | - | 1 | - | 0.20 | 0 |
| 74 | GOGIA INTERNATIONAL SECURITIES LTD. | INB230792939 and INF230792939 | 2 | - | 2 | - | 0.25 | 0 |
| 75 | GUINESS SECURITIES LIMITED | INB231146037 and INF231146037 | 13 | - | 6 | - | 16.60* | 1 |
| 76 | GULITA SECURITIES LTD | INB231075731 and INF231075731 | 1 | - | 1 | - | 0.51 | 0 |
| 77 | GUPTA EQUITIES PVT. LTD. | INB230993934 and INF230993934 | 1 | - | 1 | - | 0.60 | 0 |
| 78 | HAVEN FINANCIAL SERVICES PVT. LTD. | INB230638238 and INF230638238 | 0 | - | 3 | - | 0.01 | 0 |
| 79 | HDFC SECURITIES LTD. | INB231109431 and INF231109431 | 59 | - | 5 | - | 0.50 | 1 |
| 80 | HEM FINLEASE PVT. LTD. | INB231110033 and INF231110033 | 5 | - | 3 | - | 0.10 | 0 |
| 81 | HIGHSIGHT CAPITAL MARKET SERVICES PVT. LTD. | INB231254831 and INF231254831 | 0 | - | 1 | - | 4.43 | 0 |
| 82 | HORIZON CAPITAL LTD. | INB230770637 and INF230770637 | 0 | - | 3 | - | 0.40 | 0 |
| 83 | HORIZON PORTFOLIO LTD. | INB230805231 and INF230805231 | 1 | - | 1 | - | 0.71 | 0 |
| 84 | HOTLINE CAPITAL SERVICES PVT. LTD. | INB231157638 and INF231157638 | 0 | - | 2 | - | 4.96 | 0 |
| 85 | HSE SECURITIES LTD | INB231103038 and INF231103038 | 2 | - | 3 | - | 0.25 | 0 |
| 86 | IDBI CAPITAL MARKET SERVICES LTD. | INB230706631 and INF230706631 | 22 | - | 3 | - | 0.65 | 0 |
| 87 | INDIA ADVANTAGE SECURITIES LTD. | INB231228033 and INF231228033 | 1 | - | 2 | - | 0.60 | 0 |
| 88 | INDIA INFOLINE LTD. | INB231097537 and INF231097537 | 641 | - | 7 | - | 5.10 | 28 |
| 89 | INDIABULLS SECURITIES LTD. | INB230875632 and INF230875632 | 279 | - | 2 | - | 7.50 | 21 |
| 90 | INDIANIVESH SECURITIES PVT LTD | INB231256638 and INF231256638 | 0 | - | 1 | - | 1.00 | 0 |
| 91 | INDO ASIAN SECURITIES PVT LTD | INB230944438 and INF230944438 | 0 | - | 2 | - | 0.43 | 0 |
| 92 | INDO THAI SECURITIES LTD | INB230776739 and INF230776739 | 0 | - | 2 | - | 0.59 | 0 |
| 93 | INFINITY.COM FINANCIAL SECURITIES LIMITED | INB231185035 and INF231185035 | 0 | - | 1 | - | 0.10 | 0 |
| 94 | INTIME SPECTRUM SECURITIES LIMITED | INB230601235 and INF230601235 | 0 | - | 2 | - | 0.09 | 0 |
| 95 | INVESTMENTOR SECURITIES LTD | INB230782537 and INF230782537 | 1 | - | 1 | - | 0.10 | 0 |
| 96 | INVESTWELL | INB230709521 and INF230709521 | 0 | - | 1 | - | 0.62 | 0 |
| 97 | ISE SECURITIES & SERVICES LIMITED | INB231077737 and INF231077737 | 40 | - | 3 | - | 1.61 | 2 |
| 98 | ITI FINANCIAL SERVICES LTD. | INB231202830 and INF231202830 | 13 | - | 3 | - | 3.26 | 0 |
| 99 | JAINAM SHARE CONSULTANTS PVT LTD | INB231216939 and INF231216939 | 2 | - | 2 | - | 0.10 | 0 |
| 100 | JHAVERI SECURITIES PVT LTD | INB230823233 and INF230823233 | 5 | - | 2 | - | 0.05 | 0 |
| 101 | JHP SECURITIES (P) LTD | INB230990039 and INF230990039 | 6 | - | 2 | - | 0.81 | 0 |
| 102 | JRG SECURITIES LTD | INB231294035 and INF231294035 | 50 | - | 2 | - | 0.10 | 5 |
| 103 | JUNJHARJI INVESTMENT PVT. LTD. | INB230784134 and INF230784134 | 2 | - | 1 | - | 1.60 | 0 |
| 104 | KANTILAL CHHAGANLAL SEC. P LTD | INB230930138 and INF230930138 | 17 | - | 1 | - | 0.33 | 0 |
| 105 | KAYNET FINANCE LIMITED | INB231276339 and INF231276339 | 3 | - | 1 | - | 15.45* | 0 |
| 106 | KEDAR NATH AGARWAL | INB230056515 and INF230056515 | 0 | - | 2 | - | 0.10 | 0 |
| 107 | KESHAV SECURITIES PVT LTD | INB231216038 and INF231216038 | 0 | - | 1 | - | 0.25 | 0 |
| 108 | KEYNOTE CAPITALS LTD | INB230930539 and INF230930539 | 0 | - | 2 | - | 0.11 | 0 |
| 109 | KHANDWALA INTEGRATED FINANCIAL SERVICES P LTD | INB230776034 and INF230776034 | 8 | - | 2 | - | 0.02 | 0 |
| 110 | KHANDWALA SECURITIES LTD. | INB230600030 and INF230600030 | 1 | - | 2 | - | 3.03 | 0 |
| 111 | KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT. LTD | INB230975832 and INF230975832 | 7 | - | 3 | - | 1.70 | 0 |
| 112 | KOTAK SECURITIES LTD. | INB230808130 and INF230808130 | 231 | - | 5 | - | 0.20 | 4 |
| 113 | L D K SHARES & SECURITIES PRIVATE LIMITED | INB231160335 and INF231160335 | 0 | - | 1 | - | 0.17 | 0 |
| 114 | LABDHI STOCK & DERIVATIVES SERVICES P. LTD. | INB231136939 and INF231136939 | 1 | - | 1 | - | 0.62 | 0 |
| 115 | LALKAR SECURITIES PVT. LTD. | INB230991136 and INF230991136 | 0 | - | 1 | - | 1.89 | 0 |
| 116 | LATIN MANHARLAL SECURITIES PVT. LTD. | INB231072035 and INF231072035 | 1 | - | 2 | - | 0.60 | 0 |
| 117 | LKP SECURITIES LTD | INB230720030 and INF230720030 | 10 | - | 1 | - | 0.15 | 0 |
| 118 | M G CAPITAL SERVICES LTD. | INB230701235 and INF230701235 | 4 | - | 1 | - | 0.52 | 0 |
| 119 | MANASHVI SECURITIES LIMITED | INB230982036 and INF230982036 | 0 | - | 1 | - | 4.56 | 0 |
| 120 | MANUBHAI MANGALDAS SECURITIES PVT. LTD. | INB230983737 and INF230983737 | 2 | - | 14 | - | 3.98 | 0 |
| 121 | MARCK SECURITIES PVT LTD | INB231107138 and INF231107138 | 2 | - | 2 | - | 0.26 | 0 |
| 122 | MARKET CREATORS LIMITED | INB230696230 and INF230696230 | 1 | - | 1 | - | 0.09 | 0 |
| 123 | MAVERICK SHARE BROKERS PRIVATE LIMITED | INB231160434 and INF231160434 | 0 | - | 2 | - | 0.85 | 0 |
| 124 | MBL & COMPANY LTD. | INB231004731 and INF231004731 | 0 | - | 2 | - | 0.02 | 0 |
| 125 | MEHTA FINSTOCK PRIVATE LIMITED | INB231222135 and INF231222135 | 5 | - | 1 | - | 1.60 | 0 |
| 126 | MERFIN (INDIA) LTD | INB230907033 and INF230907033 | 0 | - | 1 | - | 0.29 | 0 |
| 127 | MESH STOCK BROKERS PRIVATE LIMITED | INB231269235 and INF231269235 | 0 | - | 2 | - | 0.10 | 0 |
| 128 | MHD SECURITIES LTD. | INB231067035 and INF231067035 | 0 | - | 1 | - | 0.15 | 0 |
| 129 | MICROSEC CAPITAL LIMITED | INB231115933 and INF231115933 | 19 | - | 2 | - | 0.10 | 1 |
| 130 | MIDAS GLOBAL SECURITIES LIMITED. | INB230838238 and INF230838238 | 2 | - | 3 | - | 2.71** | 0 |
| 131 | MILLENNIUM STOCK BROKING PRIVATE LIMITED | INB231129835 and INF231129835 | 0 | - | 1 | - | 0.15 | 0 |
| 132 | MITHUN SECURITIES PVT. LTD. | INB230770931 and INF230770931 | 1 | - | 2 | - | 0.31 | 0 |
| 133 | MOONGIPA INVESTMENTS LTD | INB230811734 and INF230811734 | 0 | - | 4 | - | 0.03 | 0 |
| 134 | MOTILAL OSWAL SECURITIES LTD. | INB231041238 and INF231041238 | 180 | - | 13 | - | 2.00 | 2 |
| 135 | MSB E-TRADE SECURITIES LIMITED | INB231278830 and INF231278830 | 0 | - | 1 | - | 0.10 | 0 |
| 136 | MUNOTH CAPITAL MARKET LTD | INB231248031 and INF231248031 | 0 | - | 3 | - | 0.20 | 0 |
| 137 | NAMAN SECURITIES AND FINANCE LTD | INB230808238 and INF230808238 | 0 | - | 3 | - | 0.10 | 0 |
| 138 | NDA SECURITIES LTD | INB230643830 and INF230643830 | 2 | - | 1 | - | 0.10 | 0 |
| 139 | NETWORTH STOCK BROKING LTD | INB230638639 and INF230638639 | 43 | - | 1 | - | 1.91 | 1 |
| 140 | NIKUNJ STOCK BROKERS LTD. | INB230691333 and INF230691333 | 0 | - | 2 | - | 1.96 | 0 |
| 141 | NIRMAL BANG SECURITIES PRIVATE LIMITED | INB230939139 and INF230939139 | 6 | - | 1 | - | 0.57 | 0 |
| 142 | NORTH EAST BROKING SERVICES LTD | INB230970130 and INF230970130 | 24 | - | 2 | - | 0.45 | 0 |
| 143 | OPG SECURITIES PVT. LTD. | INB230921734 and INF230921734 | 0 | - | 2 | - | 0.26 | 0 |
| 144 | ORIENT CAPITAL MARKET PVT. LTD | INB230813634 and INF230813634 | 22 | - | 2 | - | # | 22 |
| 145 | P R B SECURITIES PRIVATE LTD | INB230778531 and INF230778531 | 0 | - | 2 | - | 0.53 | 0 |
| 146 | PADMAKSHI FINANCIAL SERVICES LIMITED | INB230914036 and INF230914036 | 0 | - | 2 | - | 0.66 | 0 |
| 147 | PARSOLI CORPORATION LTD. | INB230806837 and INF230806837 | 2 | - | 1 | - | 0.30 | 0 |
| 148 | PASHUPATI CAPITAL SERVICES PVT. LTD. | INB231097834 and INF231097834 | 0 | - | 2 | - | 0.10 | 0 |
| 149 | PATCO INVESTMENTS AND CONSULTANCY SERVICES PVT LTD | INB230838835 and INF230838835 | 0 | - | 1 | - | 0.10 | 0 |
| 150 | PCS SECURITIES LTD | INB230771137 and INF230771137 | 2 | - | 2 | - | 0.10 | 0 |
| 151 | PEE AAR SECURITIES LIMITED | INB230902831 and INF230902831 | 13 | - | 3 | - | 0.25 | 0 |
| 152 | PEERLESS SECURITIES LTD | INB230821137 and INF230821137 | 6 | - | 1 | - | 0.16 | 0 |
| 153 | PKJ SHARE BROKERS LTD. | INB230812733 and INF230812733 | 0 | - | 2 | - | 7.27 | 0 |
| 154 | PRABHUDAS LILLADHER PVT LTD. | INB230597738 and INF230597738 | 6 | - | 2 | - | 0.15 | 0 |
| 155 | PRAGYA SECURITIES PVT. LIMITED | INB230896137 and INF230896137 | 0 | - | 2 | - | 0.19 | 0 |
| 156 | PRASHANT JAYANTILAL PATEL | INB230649816 and INF230649816 | 1 | - | 2 | - | 0.63 | 0 |
| 157 | PRATHAM SECURITIES P LTD | INB231241630 and INF231241630 | 1 | - | 3 | - | 0.10 | 0 |
| 158 | PRAYAS SECURITIES PVT LTD | INB231193831 and INF231193831 | 0 | - | 2 | - | 0.85 | 0 |
| 159 | PREM SOMANI SHARE BROKERS PVT LTD | INB230934839 and INF230934839 | 2 | - | 1 | - | 0.15 | 0 |
| 160 | PREMIUM GLOBAL SECURITIES PVT LTD | INB231131237 and INF231131237 | 0 | - | 2 | - | 0.28 | 0 |
| 161 | PRIME BROKING COMPANY (I) LTD | INB230690735 and INF230690735 | 0 | - | 2 | - | 5.22 | 0 |
| 162 | PRIYASHA-MEVEN FINANCE LTD. | INB230646034 and INF230646034 | 0 | - | 2 | - | 1.57 | 0 |
| 163 | PRP FINANCIAL CONSULTANTS | INB230709629 and INF230709629 | 0 | - | 1 | - | 0.56 | 0 |
| 164 | PSE SECURITIES LTD | INB231098436 and INF231098436 | 0 | - | 1 | - | 0.65 | 0 |
| 165 | PSJ SECURITIES PVT. LTD. | INB230906837 and INF230906837 | 0 | - | 1 | - | 0.05 | 0 |
| 166 | PUMARTH CREDIT & CAPITAL LTD. | INB230782939 and INF230782939 | 8 | - | 1 | - | 0.20 | 0 |
| 167 | PUNEET SECURITIES P LTD | INB230876739 and INF230876739 | 0 | - | 1 | - | 0.10 | 0 |
| 168 | PUNIT CAPITAL & DEBT MARKET PVT. LTD. | INB231085136 and INF231085136 | 0 | - | 1 | - | 0.11 | 0 |
| 169 | QUANTUM GLOBAL SECURITIES & LEASING CO LTD | INB230825632 and INF230825632 | 0 | - | 2 | - | 0.32 | 0 |
| 170 | R L P SECURITIES PVT. LTD. | INB230961139 and INF230961139 | 1 | - | 1 | - | 0.71 | 0 |
| 171 | R WADIWALA SECURITIES PVT LTD | INB231221939 and INF231221939 | 0 | - | 1 | - | 0.08 | 0 |
| 172 | RAIMA EQUITIES PVT. LTD. | INB230778336 and INF230778336 | 0 | - | 2 | - | 0.21 | 0 |
| 173 | RAMAKANT R CHOKHANI | INB231045437 and INF231045437 | 0 | - | 1 | - | 0.10 | 0 |
| 174 | RAPID CAPITAL SERVICES | INB230656524 and INF230656524 | 0 | - | 1 | - | 0.72 | 0 |
| 175 | RATNABALI CAPITAL MARKETS LTD. | INB231143232 and INF231143232 | 1 | - | 2 | - | 0.01 | 0 |
| 176 | RATNAKAR SECURITIES PVT LTD | INB230778032 and INF230778032 | 2 | - | 2 | - | 0.03 | 0 |
| 177 | RBC FINANCIAL SERVICES PVT LTD | INB230771333 and INF230771333 | 0 | - | 2 | - | 0.02 | 0 |
| 178 | RELIANCE SECURITIES LIMITED | INB231234833 and INF231234833 | 212 | - | 5 | - | 0.60 | 2 |
| 179 | RNA CAPITAL MARKETS LIMITED | INB231234734 and INF231234734 | 0 | - | 2 | - | 3.41 | 0 |
| 180 | ROHINI CAPITAL SERVICES LTD. | INB230838434 and INF230838434 | 0 | - | 1 | - | 0.10 | 0 |
| 181 | RR EQUITY BROKERS PRIVATE LIMITED | INB231219636 and INF231219636 | 21 | - | 2 | - | 2.12 | 1 |
| 182 | RRB MASTER SECURITIES DELHI LTD. | INB230611338 and INF230611338 | 2 | - | 1 | - | 0.10 | 0 |
| 183 | SAAKETA CONSULTANTS LTD | INB230759834 and INF230759834 | 0 | - | 2 | - | 1.21 | 0 |
| 184 | SAAR SECURITIES INDIA PRIVATE LIMITED | INB231285637 and INF231285637 | 0 | - | 2 | - | 0.11 | 0 |
| 185 | SAMRUDDHI FINSTOCK LTD | INB231031239 and INF231031239 | 2 | - | 1 | - | 0.10 | 0 |
| 186 | SANCHAY FINVEST LIMITED | INB231167934 and INF231167934 | 0 | - | 3 | - | 2.11 | 0 |
| 187 | SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. | INB230803938 and INF230803938 | 1 | - | 2 | - | 0.02 | 0 |
| 188 | SARAVANA STOCKS PRIVATE LIMITED | INB231122137 and INF231122137 | 0 | - | 1 | - | 0.20 | 0 |
| 189 | SAS BROKING PRIVATE LIMITED | INB231217135 and INF231217135 | 0 | - | 2 | - | 2.20 | 0 |
| 190 | SATGURU CAPITAL & FINANCE PVT. LTD. | INB230655339 and INF230655339 | 0 | - | 1 | - | 1.36 | 0 |
| 191 | SDFC SECURITIES LTD | INB230822939 and INF230822939 | 0 | - | 1 | - | 0.11 | 0 |
| 192 | SEETA PORTFOLIO MANAGEMENT LIMITED | INB231168635 and INF231168635 | 12 | - | 1 | - | 1.31 | 0 |
| 193 | SELECT STOCK BROKERS LIMITED | INB231323230 and INF231323230 | 0 | - | 1 | - | 0.34 | 0 |
| 194 | SHAREWEALTH SECURITIES LTD | INB231249930 and INF231249930 | 3 | - | 3 | - | 0.74 | 0 |
| 195 | SHELTER AGENCIES & SECURITIES PVT. LTD. | INB231295636 and INF231295636 | 0 | - | 1 | - | 0.15 | 0 |
| 196 | SHILPA STOCK BROKERS PVT. LTD. | INB231057432 and INF231057432 | 6 | - | 2 | - | 0.10 | 0 |
| 197 | SHREE BAHUBALI INTERNATIONAL LIMITED | INB230781832 and INF230781832 | 2 | - | 2 | - | 2.51 | 0 |
| 198 | SHREYAS STOCKS PVT. LTD. | INB231224032 and INF231224032 | 0 | - | 2 | - | 0.31 | 0 |
| 199 | SHRI PARASRAM HOLDINGS PVT. LTD. | INB230814036 and INF230814036 | 11 | - | 2 | - | 0.04 | 0 |
| 200 | SHRIRAM INSIGHT SHARE BROKERS LIMITED | INB230947033 and INF230947033 | 30 | - | 5 | - | 1.50 | 3 |
| 201 | SINGHAL CAPITAL SERVICES LTD. | INB230754036 and INF230754036 | 0 | - | 1 | - | 0.10 | 0 |
| 202 | SINGLE WINDOW SECURITIES LTD | INB230775632 and INF230775632 | 0 | - | 1 | - | 0.20 | 0 |
| 203 | SINO CREDITS & LEASING LTD | INB230903938 and INF230903938 | 0 | - | 1 | - | 0.67 | 0 |
| 204 | SKSE SECURITIES LTD. | INB231076036 and INF231076036 | 0 | - | 1 | - | 0.05 | 0 |
| 205 | SMART EQUITY BROKERS PRIVATE LIMITED | INB231278236 and INF231278236 | 0 | - | 1 | - | 0.10 | 0 |
| 206 | SMC GLOBAL SECURITIES LTD | INB230771431 and INF230771431 | 48 | - | 5 | - | 0.2* | 1 |
| 207 | SMP SECURITIES LTD | INB230778434 and INF230778434 | 0 | - | 1 | - | 0.75 | 0 |
| 208 | SPS SHARE BROKERS PVT. LTD. | INB230979933 and INF230979933 | 3 | - | 1 | - | 0.50 | 0 |
| 209 | SRG GLOBAL CAPITAL PVT LTD | INB231138430 and INF231138430 | 0 | - | 2 | - | 0.03 | 0 |
| 210 | SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED | INB231149932 and INF231149932 | 1 | - | 1 | - | 0.10 | 0 |
| 211 | SSJ HOLDINGS PRIVATE LIMITED | INB231118333 and INF231118333 | 4 | - | 1 | - | 0.67 | 0 |
| 212 | STANDARD STOCK BROKERS LTD | INB230701636 | 0 | - | 1 | - | 0.10 | 0 |
| 213 | STEWART & MACKERTICH WEALTH MANAGEMENT LTD. | INB230599932 and INF230599932 | 4 | - | 2 | - | 0.15 | 0 |
| 214 | STEWART SECURITIES LIMITED | INB230691137 and INF230691137 | 0 | - | 1 | - | 0.10 | 0 |
| 215 | SUGAL & DAMANI SHARE & STOCK BROKERS PRIVATE LTD | INB230806230 and INF230806230 | 1 | - | 2 | - | 0.43 | 0 |
| 216 | SUMEDHA FISCAL SERVICES LTD. | INB231075830 and INF231075830 | 0 | - | 1 | - | 0.39 | 0 |
| 217 | SUNCHAN SECURITIES LTD | INB230896533 and INF230896533 | 243 | - | 4 | - | 0.15# | 62 |
| 218 | SUNIDHI SECURITIES & FINANCE LIMITED | INB230676436 and INF230676436 | 2 | - | 2 | - | 0.10 | 0 |
| 219 | SURESH RATHI SECURITIES PVT. LTD. | INB230976335 and INF230976335 | 6 | - | 2 | - | 0.19 | 0 |
| 220 | SUSHIL STOCKBROKER PVT. LTD. | INB230607435 and INF230607435 | 14 | - | 2 | - | 0.11 | 0 |
| 221 | SVARN FINANCIAL SERVICES PVT LTD | INB230886338 and INF230886338 | 0 | - | 1 | - | 1.39 | 0 |
| 222 | SYSTEMATIX SHARES AND STOCKS (INDIA) LIMITED | INB231132730 and INF231132730 | 20 | - | 4 | - | 1.75 | 2 |
| 223 | TECHNO SHARES & STOCKS LTD | INB231033631 and INF231033631 | 0 | - | 1 | - | 0.50 | 0 |
| 224 | TOSHNIWAL EQUITY SERVICES PVT. LTD. | INB231256034 and INF231256034 | 0 | - | 1 | - | 0.03 | 0 |
| 225 | TOTAL SECURITIES LIMITED | INB231108730 and INF231108730 | 0 | - | 2 | - | 0.05 | 0 |
| 226 | TOUCHSTONE CAPITAL MARKET SERVICES PVT LTD | INB230950030 and INF230950030 | 0 | - | 1 | - | 0.40 | 0 |
| 227 | TRANSWORLD SECURITIES LTD. | INB230824438 and INF230824438 | 0 | - | 2 | - | 0.62 | 0 |
| 228 | TRIVENI MANAGEMENT CONSULTANCY SERVICES LTD | INB230652831 and INF230652831 | 3 | - | 1 | - | 0.35 | 0 |
| 229 | TWENTY FIRST CENTURY SHARES & SECURITIES LTD. | INB230690931 and INF230690931 | 0 | - | 2 | - | 10.51 | 0 |
| 230 | UNITED SHARE BROKERS LTD | INB230838032 and INF230838032 | 0 | - | 3 | - | 0.80 | 0 |
| 231 | VALUE CAPITAL SERVICES LTD. | INB231144339 and INF231144339 | 0 | - | 1 | - | 0.10 | 0 |
| 232 | VALUE LINE EQUITIES PRIVATE LIMITED | INB230706230 and INF230706230 | 0 | - | 1 | - | 1.37 | 0 |
| 233 | VEDIKA SECURITIES PVT LTD | INB230772038 and INF230772038 | 2 | - | 2 | - | 0.10 | 0 |
| 234 | VENI MADHAV SECURITIES PRIVATE LIMITED | INB231278038 and INF231278038 | 2 | - | 1 | - | 0.10 | 0 |
| 235 | VENKATARAMAN & CO. | INB230512323 and INF230512323 | 0 | - | 1 | - | 0.05 | 0 |
| 236 | VERTEX SECURITIES LTD. | INB230725936 and INF230725936 | 12 | - | 2 | - | 0.65 | 2 |
| 237 | VIBRANT SECURITIES PVT. LTD. | INB230645838 and INF230645838 | 0 | - | 1 | - | 0.54 | 0 |
| 238 | VICTORY PORTFOLIO LIMITED | INB230781930 and INF230781930 | 0 | - | 2 | - | 0.01 | 0 |
| 239 | VINEET SECURITIES PVT LTD | INB231140238 and INF231140238 | 0 | - | 2 | - | 1.21 | 0 |
| 240 | VNS FINANCE & CAPITALS SERVICES LTD | INB230964330 and INF230964330 | 3 | - | 2 | - | 0.10 | 0 |
| 241 | VOGUE COMMERCIAL COMPANY LTD. | INB230882038 and INF230882038 | 3 | - | 2 | - | 2.26 | 0 |
| 242 | VSE STOCK SERVICES LTD | INB231199739 and INF231199739 | 1 | - | 1 | - | 0.50 | 0 |
Download the file to view all records. (.xls)
Note :
## Based on inspections conducted by the Exchange
# Expulsion
** Suspension for 1 day
* Suspended sentence imposed