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Penal Actions against Trading Members during 2013-14
Last updated on 31-Dec-2019
Download the file to view all records. (.xls)
| SN | NAME OF THE TRADING MEMBER | REGISTRATION NO. | NO. OF COMPLAINTS RECEIVED |
ACTION AGAINST TM, ITS SUB-BROKERS/AUTHORIZED PERSON AND EMPLOYEES TOGETHER |
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|---|---|---|---|---|---|---|---|---|
| NO. OF PENAL ORDERS ISSUED## | MONETARY PENALTIES LEVIED (RS. LAKHS)## | NO. OF ARBITRATION AWARDS ISSUED AGAINST | ||||||
| FOR COMPLAINTS | FOR OTHERS | FOR COMPLAINTS | FOR OTHERS | |||||
| 1 | FINCAP PORTFOLIO LIMITED | INB230876533,INF230876533,INE230876533, | 1 | 3 | 0.45 | - | ||
| 2 | N SUBRAMANIAN | INB231322034,INF231322034INB231322034 | - | 2 | 0.20 | - | ||
| 3 | BMD SECURITIES LIMITED | INB231318933,INF231318933 | - | 2 | 0.16 | - | ||
| 4 | PKJ SHARE BROKERS LTD. | INB230812733,INF230812733 | - | 2 | 0.31 | - | ||
| 5 | B N RATHI SECURITIES LIMITED | INB230714134,INF230714134,INE230714134, | 3 | 3 | 0.33 | - | ||
| 6 | YOKE SECURITIES LTD. | INB231123234,INF231123234,INE231123234, | - | 3 | 0.65 | - | ||
| 7 | AMGIS HOLDINGS PVT LTD | INB230676837,INF230676837 | - | 2 | 0.15 | - | ||
| 8 | KUMAR SHARE BROKERS LTD. | INB230770432,INF230770432,INE230770432,INB230770432 | 3 | 2 | 0.45 | 1 | ||
| 9 | SVS SECURITIES PVT. LTD. | INB230995731,INF230995731,INE230995731, | - | 3 | 0.05 | - | ||
| 10 | NAYAN M. VALA SECURITIES PRIVATE LIMITED | INB231351132,INF231351132 | - | 2 | 0.10 | - | ||
| 11 | AXIOM SHARE BROKING PVT. LTD. | INB231221236,INF231221236 | - | 2 | 0.00 | - | ||
| 12 | PRAMODKUMAR M JAIN | INB230996010,INF230996010 | - | 2 | 0.23 | - | ||
| 13 | KINGLET FINLEASE & SECURITIES LTD. | INB230885133,INF230885133 | - | 2 | 0.15 | - | ||
| 14 | STANDARD SECURITIES & INVESTMENT INTERMEDIATES LIMITED | INB230805437,INF230805437 | - | 2 | 0.10 | - | ||
| 15 | NCJ SHARE AND STOCK BROKERS LIMITED | INB231295636,INF231295636,INE231295636, | - | 2 | 0.15 | - | ||
| 16 | MITHUN SECURITIES PVT. LTD. | INB230770931,INF230770931,INE230770931,INB230770931 | - | 3 | 0.98 | - | ||
| 17 | MOONGIPA INVESTMENTS LIMITED | INB230811734,INF230811734,INE230811734, | - | 2 | 0.15 | - | ||
| 18 | ASTHA CREDIT & SECURITIES (P) LTD | INB231222739,INF231222739 | 2 | 2 | 0.65 | 0 | ||
| 19 | BHANSALI VALUE CREATIONS PRIVATE LIMITED | INB231446130,INF231446130,INE231446130, | - | 3 | 0.60 | - | ||
| 20 | INDISTOCK SECURITIES LTD. | INB230600334,INF230600334,INE230600334,INB230600334 | - | 2 | 0.15 | - | ||
| 21 | MSB E-TRADE SECURITIES LIMITED | INB231278830,INF231278830,INE231278830, | - | 2 | 0.25 | - | ||
| 22 | STANDARD STOCK BROKERS LTD | INB230701636,INF230701636 | - | 2 | 0.36 | - | ||
| 23 | RSG SHARE & STOCK BROKERS LTD | INB230814535, | - | 1 | 0.10 | - | ||
| 24 | BULL BROTHERS | INB231299315,INF231299315,INE231299315, | - | 2 | 0.08 | - | ||
| 25 | WEALTH DISCOVERY SECURITIES PVT. LTD | INB231435737,INF231435737,INE231435737, | - | 3 | 0.10 | - | ||
| 26 | OMJI CAPITAL | INB231444028,INF231444028 | 19 | 2 | 0.05 | 22 | ||
| 27 | LOKNATH SARAF SECURITIES PVT. LTD | INB231018038,INF231018038 | - | 1 | 0.10 | - | ||
| 28 | P.P.J. SHROFF SECURITIES PRIVATE LIMITED | INB230986433,INF230986433 | - | 2 | 0.20 | - | ||
| 29 | BULLS & BEARS PORTFOLIOS LTD | INB230781538, | - | 1 | 0.05 | - | ||
| 30 | GARIMA CAPITAL PVT. LTD | INB230813830, | - | 1 | 0.10 | - | ||
| 31 | INTERNATIONAL SECURITIES LIMITED | INB230551039,INF230551039 | - | 1 | 0.10 | - | ||
| 32 | VINOD AGARWAL & CO. PVT. LTD | INB230823439,INF230823439,INE230823439, | - | 3 | 0.05 | - | ||
| 33 | JRV SECURITIES INDIA PVT. LTD. | INB231293037,INF231293037 | - | 1 | 0.15 | - | ||
| 34 | RELAN INDUSTRIAL FINANCE LTD | INB230783536, | - | 1 | 0.15 | - | ||
| 35 | HINDUSTAN TRADECOM PRIVATE LIMITED | INB231278335,INF231278335,INE231278335, | - | 3 | 0.31 | - | ||
| 36 | A.P.T. PORTFOLIO PRIVATE LIMITED | INB231387136,INF231387136,INE231387136, | - | 3 | 0.02 | - | ||
| 37 | ASMAH SHARES & STOCK BROKERS PRIVATE LIMITED | INB231280331,INF231280331,INE231280331,INB231280331 | - | 2 | 0.30 | - | ||
| 38 | AADYA TRADING & INVESTMENT PVT. LTD. | INB231183436,INF231183436,INE231183436, | - | 3 | 1.60 | - | ||
| 39 | ANG CAPITAL SERVICES PVT. LTD. | INB231300733,INF231300733,INE231300733, | - | 3 | 0.27 | - | ||
| 40 | BEST BULL STOCK TRADING | INB230815721,INF230815721 | 12 | 2 | 1.65 | 0 | ||
| 41 | CHONA FINANCIAL SERVICES LTD. | INB230754330,INF230754330,INE230754330, | - | 3 | 0.20 | - | ||
| 42 | DURGA PRASAD & CO. | INB230826828,INF230826828,INE230826828, | - | 3 | 0.15 | - | ||
| 43 | FIRST FUTURES AND STOCKS PRIVATE LIMITED | INB231292138,INF231292138,INE231292138, | - | 3 | 0.30 | - | ||
| 44 | GULITA SECURITIES LTD | INB231075731,INF231075731 | - | 2 | 0.20 | - | ||
| 45 | HIGH TRADES | INB231340317,INF231340317,INE231340317, | - | 2 | 0.00 | - | ||
| 46 | HOTLINE CAPITAL SERVICES PRIVATE LIMITED | INB231157638,INF231157638,INE231157638, | - | 3 | 0.02 | - | ||
| 47 | JRG SECURITIES LTD. | INB231294035,INF231294035,INE231294035, | - | 3 | 0.37 | - | ||
| 48 | MATCHLESS SECURITIES (P) LTD. | INB230814731, | - | 1 | 0.10 | - | ||
| 49 | MERITS CAPITAL MARKET SERVICES PVT. LTD. | INB231250037,INF231250037,INE231250037, | 1 | 2 | 3.15 | - | ||
| 50 | SANGHAVI SAVLA STOCKBROKERS LTD. | INB230765632,INF230765632,INE230765632, | - | 2 | 0.30 | - | ||
| 51 | SUNSTAR SECURITIES | INB231348823,INF231348823,INE231348823, | - | 3 | 0.71 | - | ||
| 52 | UNICON SECURITIES PVT. LTD. | INB231283830,INF231283830,INE231283830, | 315 | 3 | 0.30 | 4 | ||
| 53 | MANIPAL STOCK & SHARE BROKERS LTD. | INB230856739,INF230856739,INE230856739, | - | 2 | 0.20 | - | ||
| 54 | PUG SECURITIES PRIVATE LIMITED | INB231200735,INF231200735,INE231200735, | 20 | 2 | 2.08 | - | ||
| 55 | GREENBUCKS SECURITIES PRIVATE LIMITED | INB231379737,INF231379737,INE231379737, | 4 | 3 | 0.18 | 1 | ||
| 56 | INDIAN FINANCE GUARANTY LTD. | INB230880637,INF230880637,INE230880637, | 6 | 3 | 3.77 | 0 | ||
| 57 | C.D. EQUISEARCH PVT. LTD | INB230781137,INF230781137,INE230781135, | 85 | 3 | 0.32 | 1 | ||
| 58 | VAG HOLDINGS PVT. LTD. | INB231112831,INF231112831,INE231112831, | - | 2 | 3.02 | - | ||
| 59 | INDIA SECURITIES BROKING PRIVATE LIMITED | INB231293334,INF231293334 | 1 | 2 | 0.15 | - | ||
| 60 | M/S BHARAT RASAYAN FINANCE LTD | INB230814232,INF230814232 | - | 1 | 0.01 | - | ||
| 61 | INDIA ADVANTAGE SECURITIES LTD. | INB231228033,INF231228033,INE231228033, | - | 3 | 0.75 | - | ||
| 62 | INDIA CEMENTS INVESTMENT SERVICES LIMITED | INB231163438,INF231163438,INE231163438, | - | 3 | 0.15 | - | ||
| 63 | AISHWARYA & CO. PVT. LTD. | INB230612733,INF230612733 | - | 2 | 2.01 | - | ||
| 64 | ANUSH SHARES & SECURITIES PVT.LTD. | INB231445330,INF231445330,INE231445330, | 1 | 2 | 0.25 | - | ||
| 65 | JAYSHREE FINVEST LTD. | INB230769932,INF230769932INB230769932 | - | 2 | 0.15 | - | ||
| 66 | SKP STOCK BROKING PVT. LTD. | INB231447435,INF231447435,INE231447435, | - | 3 | 0.10 | - | ||
| 67 | SURESH CHAND S JAIN | INB230650717,INF230650717, | - | 2 | 0.01 | - | ||
| 68 | MONEY LOGIX SECURITIES PRIVATE LIMITED | INB231297137,INF231297137,INE231297137, | - | 3 | 1.15 | - | ||
| 69 | IFCI FINANCIAL SERVICES LIMITED | INB231108631,INF231108631,INE231108631, | 14 | 3 | 1.16 | 3 | ||
| 70 | INMACS LTD. | INB230566436,INF230566436,, | - | 2 | 0.36 | - | ||
| 71 | R SS INVESTMENTS PVT. LTD | INB230944330,INF230944330,, | - | 2 | 0.01 | - | ||
| 72 | FLOURISH FINCAP PVT LTD | INB231303034,INF231303034,, | 1 | 2 | 0.25 | - | ||
| 73 | CPR CAPITAL SERVICES LTD | INB230876935,INF230876935,INE230876935,INB230876935 | - | 3 | 0.45 | - | ||
| 74 | SHREEKANT PHUMBHRA | INB230556613,INF230556613,, | - | 2 | 0.12 | - | ||
| 75 | SAMRIDHI STOCKS PVT. LTD | INB231273336,INF231273336,INE231273336, | - | 2 | 0.01 | - | ||
| 76 | SANTOOR LEAFIN PVT.LTD | INB230826034,INF230826034,, | - | 2 | 0.32 | - | ||
| 77 | SATCO CAPITAL MARKETS LIMITED | INB230642234,INF230642234,, | 1 | 2 | 0.43 | - | ||
| 78 | DJS STOCK AND SHARES LTD | INB230697238,INF230697238,INE230697238, | - | 2 | 0.16 | - | ||
| 79 | SYKES & RAY EQUITIES (I) LTD. | INB230727738,INF230727738,INE230727738, | - | 2 | 0.65 | - | ||
| 80 | KASAT SECURITIES PRIVATE LIMITED | INB230754633,INF230754633,, | - | 2 | 0.30 | - | ||
| 81 | JADE SECURITIES PVT. LTD | INB230856436,INF230856436,, | - | 2 | 0.05 | - | ||
| 82 | KBS INDIA LTD | INB230913536,INF230913536,INE230913536, | - | 2 | 0.50 | - | ||
| 83 | KEYNOTE CAPITALS LTD | INB230930539,INF230930539,INE230930539, | - | 3 | 0.15 | - | ||
| 84 | ASIAN BROKING PVT. LTD. | INB231043333,INF231043333,, | - | 2 | 0.05 | - | ||
| 85 | M J PATEL SHARE & STOCK BROKERS LIMITED | INB230989239,INF230989239,INE230989239,INB230989239 | - | 2 | 0.15 | - | ||
| 86 | SILVER STREAM EQUITIES PRIVATE LIMITED | INB231359838,INF231359838,INE231359838,INB231359838 | - | 3 | 0.25 | - | ||
| 87 | A. S. STOCK BROKING AND MANAGEMENT PVT LTD | INB231213431,INF231213431,INE231213435,INB231213431 | - | 2 | 0.05 | - | ||
| 88 | VISHESH CAPITAL PVT. LTD | INB231288938,INF231288938,INE231288938, | - | 2 | 0.30 | - | ||
| 89 | NIRMAL BANG SECURITIES PVT. LTD. | INB230939139,INF230939139,INE230939139,INB230939139 | 138 | 3 | 1.72 | 15 | ||
| 90 | KELLTON SECURITIES PRIVATE LIMITED | INB231336133,INF231336133,INE231336133, | - | 3 | 0.60 | - | ||
| 91 | SPARK CAPITAL ADVISORS PVT. LTD | INB231256232,INF231256232,, | - | 2 | 0.15 | - | ||
| 92 | SINGLE WINDOW SECURITIES LTD | INB230775632,INF230775632,INE230775632,INB230775632 | - | 3 | 0.10 | - | ||
| 93 | PINAKINI SHARE & STOCK BROKERS LIMITED | INB230763634,INF230763634,, | - | 1 | 0.01 | - | ||
| 94 | STEEL CITY SECURITIES LIMITED | INB230806132,INF230806132,INE230806132, | - | 2 | 0.10 | - | ||
| 95 | SARAVANA STOCKS PRIVATE LIMITED | INB231122137,INF231122137,INE231122137, | - | 3 | 0.30 | - | ||
| 96 | CHAIN NINE STOCK BROKERS PRIVATE LIMITED | INB231449332,INF231449332,INE231449332, | - | 2 | 0.10 | - | ||
| 97 | LKP Securities Limited | INB230720030,INF230720030,INE230720030,INB230720030 | - | 2 | 2.00 | - | ||
| 98 | Nirmal Bang Securities Private Limited | INB230939139,INF230939139,INE230939139,INB230939139 | - | 2 | 2.00 | - | ||
| 99 | NEELAM PORTFOLIO LIMITED | INB231343436,INF231343436,, | - | 1 | 0.50 | - | ||
| 100 | CANON CAPITAL AND FINANCE LIMITED | INB230700030,INF230700030,INE230700034, | 2 | 2 | 0.20 | - | ||
| 101 | B B THAPAR & ASSOCIATES | INB230827122,INF230827122,,INB230827122 | - | 2 | 0.03 | - | ||
| 102 | CHUGH SECURITIES PRIVATE LIMITED | INB230792332,INF230792332,INE230792332,INB230792332 | - | 2 | 0.15 | - | ||
| 103 | GNG STOCK HOLDINGS PVT. LTD. | INB231224834,INF231224834,, | - | 2 | 0.57 | - | ||
| 104 | VIMAL & SONS | INB230772626,INF230772626,INE230772626,INB230772626 | - | 2 | 0.60 | - | ||
| 105 | ANS PVT. LTD. | INB231058539,INF231058539,INE231058539,INB231058539 | - | 3 | 0.50 | - | ||
| 106 | BRICS SECURITIES LTD. | INB231205734,INF231205734,INE231205734, | 3 | 3 | 0.60 | - | ||
| 107 | MEGHVARSHA SECURITIES PVT. LTD. | INB230876837,INF230876837,, | - | 2 | 0.30 | - | ||
| 108 | WELLWORTH SHARE & STOCK BROKING LIMITED | INB231055733,INF231055733,INE231055739, | 1 | 2 | 0.25 | - | ||
| 109 | HIGHSIGHT CAPITAL MARKET SERVICES PVT. LTD. | INB231254831,INF231254831,, | - | 2 | 0.50 | - | ||
| 110 | GOGIA CAPITAL SERVICES LIMITED | INB230792939,INF230792939,INE230792939,INB230792939 | 1 | 3 | 0.50 | - | ||
| 111 | SOUTH ASIAN STOCKS LTD. | INB230907337,INF230907337,INE230907337, | 1 | 3 | 0.50 | - | ||
| 112 | GEPL CAPITAL PRIVATE LIMITED | INB230993934,INF230993934,INE230993934, | 1 | 3 | 0.62 | - | ||
| 113 | NAVKAR WEALTH SERVICE PRIVATE LIMITED | INB231438830,INF231438830,INE231438830, | - | 3 | 0.55 | - | ||
| 114 | MANUBHAI MANGALDAS SECURITIES PVT. LTD. | INB230983737,INF230983737,INE230983737, | 2 | 3 | 1.12 | - | ||
| 115 | ANUGRAH STOCK & BROKING PVT. LTD. | INB231185639,INF231185639,INE231185639, | 2 | 3 | 1.59 | 0 | ||
| 116 | MATHIAS CAPITAL MARKETS PRIVATE LIMITED | INB231455230,,, | - | 1 | 0.05 | - | ||
| 117 | ALICE BLUE SECURITIES | INB231317927,INF231317927,INE231317927, | 2 | 2 | 0.15 | 0 | ||
| 118 | G S V SECURITIES PVT. LTD. | INB231274839,INF231274839,INE231274839, | - | 2 | 0.50 | - | ||
| 119 | PARAM FINANCE & SECURITIES LIMITED | INB230752136,INF230752136,, | - | 2 | 0.55 | - | ||
| 120 | PATERSON SECURITIES PRIVATE LIMITED | INB231367195,INF231367195,INE231367195,INB231367195 | 4 | 2 | 0.60 | - | ||
| 121 | SRI BHEEMESWARA SECURITIES (P) LTD | INB231118135,INF231118135,, | - | 2 | 1.10 | - | ||
| 122 | 4A SECURITIES PRIVATE LIMITED | INB231456030,INF231456030,INE231456030, | - | 2 | 1.00 | - | ||
| 123 | INDIA PACIFIC SECURITIES & FINANCIAL SERVICES LTD | INB230905838,INF230905838,, | - | 2 | 0.55 | - | ||
| 124 | LIQUID INVESTMENTS & FINANCIAL SERVICES (I) PVT. LTD. | INB230778737,INF230778737,, | - | 2 | 0.02 | - | ||
| 125 | MY MONEY SECURITIES LTD. | INB230884731,INF230884731,, | - | 2 | 0.50 | - | ||
| 126 | SATISH ASHOK SABNIS | INB230755213,INF230755213,INE230755213, | - | 2 | 0.05 | - | ||
| 127 | ALLIANCE FINSTOCK LIMITED | INB230780737,INF230780737,, | - | 2 | 0.50 | - | ||
| 128 | ITI FINANCIAL SERVICES LTD. | INB231338634,INF231338634,INE231338634, | 5 | 3 | 0.80 | 1 | ||
| 129 | UNIFI CAPITAL PRIVATE LIMITED | INB231159634,INF231159634,INE231159634, | - | 3 | 0.50 | - | ||
| 130 | GLOBE CAPITAL MARKET LIMITED | INB230663732,INF230663732,INE230663732,INB230663732 | 48 | 3 | 0.09 | 3 | ||
| 131 | KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED | INB230975832,INF230975832,INE230975832, | 3 | 3 | 0.80 | 1 | ||
| 132 | DANI SHARES & STOCKS PRIVATE LIMITED | INB231141632,INF231141632,INE231141632, | 3 | 3 | 2.27 | - | ||
| 133 | SUSHIL FINANCIAL SERVICES PRIVATE LIMITED | INB230607435,INF230607435,INE230607435, | 13 | 3 | 0.85 | - | ||
| 134 | SHREE NAMAN SECURITIES & FINANCE PVT. LTD | INB230808238,INF230808238,INE230808238, | - | 3 | 0.82 | - | ||
| 135 | ACTION FINANCIAL SERVICES (INDIA) LIMITED | INB230749237,INF230749237,INE230749237, | 1 | 3 | 0.50 | - | ||
| 136 | K K SECURITIES LTD. | INB230770030,INF230770030,INE230770030,INB230770030 | 3 | 3 | 0.51 | - | ||
| 137 | CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED | INB231167439,INF231167439,INE231167439,INB231167439 | - | 3 | 0.55 | - | ||
| 138 | VASANTI SHARE BROKERS LIMITED | INB231213837,INF231213837,INE231213837, | 3 | 3 | 1.22 | 0 | ||
| 139 | SACHDEVA STOCKS PRIVATE LIMITED | INB231287732,INF231287732,INE231287732,INB231287732 | 4 | 3 | 1.15 | 0 | ||
| 140 | BEZEL STOCK BROKERS | INB231298820,INF231298820,INE231298820,INB231298820 | - | 3 | 1.23 | - | ||
| 141 | INNOVATIVE CONSULTANTS | INB231349318,INF231349318,INE231349318,INB231349318 | - | 3 | 0.50 | - | ||
| 142 | PAN SECURITIES LIMITED | INB231107633,INF231107633,, | - | 2 | 0.50 | - | ||
| 143 | AJCON GLOBAL SERVICES LIMITED | INB230637630,INF230637630,INE230637630, | 1 | 2 | 0.30 | - | ||
| 144 | CHAUTHMAL CHURIWALA | INB230648719,INF230648719,, | - | 2 | 0.01 | - | ||
| 145 | MODERN SHARES & STOCK BROKERS LTD | INB230681137,INF230681137,, | - | 2 | 0.30 | - | ||
| 146 | KUNVARJI FINSTOCK PVT. LTD. | INB231019531,INF231019531,INE231019531,INB231019531 | - | 3 | 0.25 | - | ||
| 147 | DINDAYAL BIYANI STOCK BROKERS LIMITED | INB231353633,INF231353633,INE231353633, | - | 3 | 0.01 | - | ||
| 148 | MSN SECURITIES PVT. LTD. | INB231277139,INF231277139,INE231277139, | - | 3 | 0.50 | - | ||
| 149 | ASE CAPITAL MARKETS LTD. | INB231107435,INF231107435,INE231107435, | 1 | 1 | 0.25 | - | ||
| 150 | CAPITAL MARKET SERVICES | INB231333528,INF231333528,, | 1 | 2 | 0.50 | - | ||
| 152 | INNOVATE SECURITIES PVT. LTD | INB230700236,INF230700236,, | - | 2 | 0.30 | - | ||
| 153 | SKSE SECURITIES LTD. | INB231076036,INF231076036,INE231076036, | 1 | 2 | 0.40 | - | ||
| 154 | PASLA SECURITIES INDIA PRIVATE LIMITED | INB231254930,INF231254930,, | - | 2 | 0.50 | - | ||
| 155 | SKI CAPITAL SERVICES LTD | INB230815339,INF230815339,INE230815339,INB230815339 | - | 3 | 0.65 | - | ||
| 156 | MAXGROWTH CAPITAL PRIVATE LIMITED | INB231370934,INF231370934,INE231370934, | 2 | 3 | 0.70 | 0 | ||
| 157 | JAS-ONE SECURITIES PVT.LTD. | INB230643536,,INE230643536, | - | 1 | 1.00 | - | ||
| 158 | COMFORT SECURITIES LIMITED | INB231285538,INF231285538,INE231285538, | - | 3 | 0.55 | - | ||
| 159 | RTG SHARE BROKING LIMITED | INB231320038,INF231320038,INE231320038, | 3 | 2 | 1.96 | 1 | ||
| 160 | INVESTERIA FINANCIAL SERVICES PRIVATE LIMITED. | INB231445231,INF231445231,INE231445231, | - | 3 | 0.55 | - | ||
| 161 | BLUE CHIP CORPORATION PRIVATE LIMITED | INB231446536,INF231446536,, | 9 | 2 | 1.20 | 0 | ||
| 162 | KARVY STOCK BROKING LTD. | INB230770138,INF230770138,INE230770138, | 114 | 3 | 0.10 | 6 | ||
| 163 | R K GLOBAL SHARES & SECURITIES LIMITED | INB230825035,INF230825035,INE230825035,INB230825035 | 13 | 3 | 0.76 | 0 | ||
| 164 | FORT SHARE BROKING PRIVATE LIMITED | INB231272437,INF231272437,INE231272437, | 3 | 3 | 0.50 | 1 | ||
| 165 | VCK SHARE & STOCK BROKING SERVICES LTD. | INB230469139,INF230469139,INE230469139, | 3 | 2 | 1.60 | 0 | ||
| 166 | INNOVA SECURITIES & INVESTMENTS LTD. | INB230805632,INF230805632,, | - | 2 | 0.00 | - | ||
| 167 | GOLDEN STOCK BROKERS PRIVATE LIMITED | INB231318131,INF231318131,INE231318131, | - | 3 | 1.00 | - | ||
| 168 | MLB SECURITIES LTD. | INB230778639,INF230778639,, | - | 2 | 0.50 | - | ||
| 169 | MILLENNIUM STOCK BROKING PVT. LTD. | INB231129835,INF231129835,INE231129835,INB231129835 | - | 3 | 0.26 | - | ||
| 170 | ALACRITY SECURITIES LTD. | INB230909834,INF230909834,, | - | 2 | 0.15 | - | ||
| 171 | ACHINTYA SECURITIES | INB231330227,INF231330227,INE231330227, | - | 2 | 0.10 | - | ||
| 172 | JAVERI FISCAL SERVICES LTD. | INB230997430,INF230997430,,INB230997430 | - | 2 | 0.10 | - | ||
| 173 | PELF FINSTOCK LTD. | INB231145633,INF231145633,INE231145633,INB231145633 | - | 3 | 0.09 | - | ||
| 174 | WEGMANS FINANCIAL SERVICES LTD | INB230853634,INF230853634,INE230853634,INB230853634 | - | 3 | 0.10 | - | ||
| 175 | ROHINI CAPITAL SERVICES LTD. | INB230838434,INF230838434,, | 1 | 2 | 0.50 | 0 | ||
| 176 | BASAN EQUITY BROKING LIMITED | INB231296436,INF231296436,, | - | 2 | 0.55 | - | ||
| 177 | BURGEON SECURITIES | INB231437626,INF231437626,INE231437626, | 2 | 1 | 0.50 | 7 | ||
| 178 | BONANZA PORTFOLIO LTD. | INB230637836,INF230637836,INE230637836,INB230637836 | 76 | 3 | 6.82 | 7 | ||
| 179 | SINGHAL CAPITAL SERVICES LTD. | INB230754036,INF230754036,, | - | 2 | 0.50 | - | ||
| 180 | SUNGLOW CAPITAL SERVICES LTD. | INB230855838,INF230855838,,INB230855838 | - | 2 | 0.50 | - | ||
| 181 | AMBALAL SHARES & STOCKS PRIVATE LIMITED | INB231432932,INF231432932,INE231432932, | 2 | 3 | 0.50 | - | ||
| 182 | ASIATIC STOCK & SECURITIES LTD. | INB230784535,INF230784535,INE230784535,INB230784535 | - | 2 | 0.05 | - | ||
| 183 | TRADESWIFT BROKING PRIVATE LIMITED | INB231248536,INF231248536,INE231248536,INB231248536 | - | 2 | 0.50 | - | ||
| 184 | PRL STOCK & SHARE BROKERS PVT. LTD. | INB231220931,INF231220931,INE231220931, | - | 2 | 0.50 | - | ||
| 185 | SPA SECURITIES LIMITED | INB231178238,INF231178238,INE231178238,INB231178238 | 4 | 3 | 0.50 | 0 | ||
| 186 | VICTORY FINANCIAL SERVICES LTD. | INB230903037,INF230903037,INE230903037, | 1 | 3 | 0.05 | - | ||
| 187 | PREM SOMANI SHARE BROKERS PVT. LTD. | INB230934839,INF230934839, | - | 2 | 0.50 | - | ||
| 188 | FOCUS SHARES & SECURITIES PRIVATE LIMITED | INB231296337,INF231296337,INE231296337, | 1 | 3 | 0.05 | 0 | ||
| 189 | BGSE FINANCIALS LIMITED | INB231074130,INF231074130,INE231074130, | 7 | 2 | 0.30 | - | ||
| 190 | JAMNADAS VIRJI SHARES & STOCK BROKERS PRIVATE LIMITED | INB231183733,INF231183733, | - | 2 | 0.55 | - | ||
| 191 | SOUTH GUJARAT SHARES & SHAREBROKERS LIMITED | INB230884535,INF230884530,INE230884535,INB230884535 | - | 2 | 0.10 | - | ||
| 192 | COMPUACTION FINANCIAL SERVICES PRIVATE LIMITED | INB230922136,INF230922136, | - | 2 | 0.91 | - | ||
| 193 | MULTIPLEX CAPITAL LIMITED | INB230783732,INF230783732,INE230783732, | - | 3 | 0.90 | - | ||
| 194 | PEE DEE KAPUR STOCK & SECURITIES LIMITED | INB231185134,INF231185134,INE231185134, | - | 2 | 0.79 | - | ||
| 195 | TULI INVESTMENT LIMITED | INB230783634 | - | 1 | 0.50 | - | ||
| 196 | VOGUE COMMERCIAL COMPANY LIMITED | INB230882038,INF230882038,INE230882038,INB230882038 | - | 3 | 1.70 | - | ||
| 197 | SODHANI SECURITIES LIMITED | INB231024531,INF231024531,INE231024531, | - | 2 | 0.50 | - | ||
| 198 | FORTUNE WEALTH MANAGEMENT COMPANY INDIA (P) LIMITED | INB231203838,INF231203838,INE231203838, | - | 3 | 1.10 | - | ||
| 199 | N G RATHI INVESTRADES PRIVATED LIMITED | INB231255432,INF231255432, | - | 2 | 0.50 | - | ||
| 200 | INDIANIVESH SECURITIES PRIVATE LIMITED | INB231256638,INF231256638,INE231256638, | - | 3 | 0.30 | - | ||
| 201 | V.R.M. SHARE BROKING PRIVATE LIMITED | INB231109837,INF231109837,INE231109837, | - | 2 | 2.56 | - | ||
| 202 | QUANT SECURITIES PRIVATE LIMITED | INB231423337,INF231423337,INE231423337, | - | 3 | 3.26 | - | ||
| 203 | ATS SHARE BROKERS PRIVATE LIMITED | INB231384034,INF231384034,INE231384034, | 5 | 3 | 0.59 | 1 | ||
| 204 | ADINATH CAPITAL SERVICES LIMITED | INB230692136,INF230692136, | - | 2 | 0.65 | - | ||
| 205 | PIONEER SHARES & SECURITIES P. LTD. | INB230783233,INF230783233,, | - | 2 | 0.05 | - | ||
| 206 | SUNFLOWER BROKING PVT. LTD. | INB231358632,INF231358632,INE231358632,INB231358632 | - | 3 | 1.10 | - | ||
| 207 | PROCAP FINANCIAL SERVICES PRIVATE LIMITED | INB231459430,INF231459430,INE231459430, | - | 3 | 0.50 | - | ||
| 208 | UNITY FINCAP PVT. LTD. | INB230881930,INF230881930,INE230881930, | 2 | 2 | 0.55 | 0 | ||
| 209 | DESTINY SECURITIES LTD. | INB231241838,INF231241838,INE231241838, | - | 3 | 1.02 | - | ||
| 210 | INDOVISION SECURITIES LIMITED | INB231433039,INF231433039,INE231433039, | 1 | 2 | 0.39 | - | ||
| 211 | BMA WEALTH CREATORS LIMITED | INB231233132,INF231233132,INE231233132, | 180 | 2 | 2.60 | 19 | ||
| 212 | JAGVIN INVESTMENTS PRIVATE LIMITED | INB231248437,INF231248437,INE231248437, | - | 2 | 0.08 | - | ||
| 213 | MAYUR SHARE BROKING PVT. LTD. | INB231379133,INF231379133,INE231379133, | - | 2 | 1.41 | - | ||
| 214 | BALANCE EQUITY BROKING (INDIA) PVT. LTD. | INB231109738,INF231109738,INE231109738,INB231109738 | - | 3 | 2.15 | - | ||
| 215 | SWAN SECURITIES PVT. LTD. | INB231123432,,, | - | 1 | 1.10 | - | ||
| 216 | SHRENI SHARES PRIVATE LIMITED | INB231410938,INF231410938,INE231410938, | - | 2 | 0.50 | - | ||
| 217 | VIBRANT SECURITIES PVT. LTD. | INB230645838,INF230645838,INE230645838, | - | 3 | 0.30 | - | ||
| 218 | DESTIMONEY SECURITIES PRIVATE LIMITED | INB231348237,INF231348237,INE231348237,INB231348237 | 33 | 3 | 6.30 | 5 | ||
| 219 | MAX PLANWEALTH SECURITIES LIMITED | INB231439135,INF231439135,INE231439135, | 5 | 3 | 0.86 | 0 | ||
| 220 | CONSORTIUM SECURITIES PRIVATE LTD. | INB230877239,INF230877239,INE230877239, | 6 | 3 | 0.51 | 0 | ||
| 221 | KHANDWALA SECURITIES LTD. | INB230600030,INF230600030,INE230600030,INB230600030 | - | 3 | 9.53 | - | ||
| 222 | LSE SECURITIES LIMITED | INB231087033,INF231087033,INE231087033, | 2 | 3 | 1.25 | - | ||
| 223 | SHRIRAM INSIGHT SHARE BROKERS LIMITED | INB231348633,INF231348633,INE231348633, | 34 | 2 | 0.02 | 1 | ||
| 224 | ENRICH FIN & SECURITIES LTD. | INB230813732,INF230813732,, | 3 | 2 | 1.00 | 0 | ||
| 225 | ADROIT FINANCIAL SERVICES PRIVATE LIMITED | INB230853830,INF230853830,INE230853830,INB230853830 | 3 | 3 | 0.50 | 0 | ||
| 226 | FAIRWEALTH SECURITIES LIMITED | INB231272338,INF231272338,INE231272338, | 39 | 3 | 0.09 | 2 | ||
| 227 | SHRIRAM INSIGHT SHARE BROKERS LIMITED | INB231348633,INF231348633,INE231348633, | 34 | 1 | 0.01 | 1 | ||
| 228 | SHARE WISE EQUITY BROKERS PVT LTD | INB231332033,INF231332033,INE231332033, | - | 3 | 0.05 | - | ||
| 229 | SAAKETA CONSULTANTS LTD. | INB230759834,INF230759834,INE230759834, | - | 2 | 0.30 | - | ||
| 230 | DHAN HOLDING PVT LTD | INB230865035,INF230865035,, | - | 2 | 0.05 | - | ||
| 231 | MONEYPALM INVESTMENT SOLUTIONS PRIVATE LIMITED | INB231461030,INF231461030,INE231461030, | - | 3 | 0.50 | - | ||
| 232 | SURESH RATHI SECURITIES PRIVATE LIMITED | INB230976335,INF230976335,INE230976335, | - | 3 | 2.37 | - | ||
| 233 | PSE SECURITIES LTD. | INB231098436,INF231098436,, | 1 | 2 | 0.00 | - | ||
| 234 | DBFS SECURITIES LIMITED | INB231323230,INF231323230,INE231323230,INB231323230 | 3 | 3 | 0.38 | 0 | ||
| 235 | RAINDROP FINANCIAL SERVICES PVT LTD | INB231449530,INF231449530,INE231449530,INB231449530 | - | 2 | 1.00 | - | ||
| 236 | RAJGUL SECURITIES PVT LTD | INB231302739,INF231302739,INE231302739, | - | 2 | 0.10 | - | ||
| 237 | R.K. STOCKHOLDING (P) LTD. | INB231231037,INF231231037,INE231231037, | 2 | 3 | 0.00 | 0 | ||
| 238 | INA STOCK BROKING COMPANY PRIVATE LIMITED | INB230995533,INF230995533, | - | 1 | 0.50 | - | ||
| 239 | JAINAM SHARE CONSULTANTS PRIVATE LIMITED | INB231216939,INF231216939,INE231216939,INB231216939 | 4 | 3 | 1.10 | 0 | ||
| 240 | MANSUKH SECURITIES & FINANCE LIMITED | INB230781431,INF230781431,INE230781431,INB230781431 | 5 | 3 | 0.05 | 0 | ||
| 241 | SHRIAM FINANCIAL PRIVATE LIMITED | INB231229932,INF231229932,INE231229932, | 3 | 2 | 0.50 | - | ||
| 242 | SUNSHINE FINSEC & MERCANTILE LTD. | INB230947239,INF230947239,, | - | 2 | 0.70 | - | ||
| 243 | MODEX INTERNATIONAL SECURITIES LTD. | INB230877532,INF230877532,INE230877532, | 3 | 3 | 2.63 | 0 | ||
| 244 | PRL STOCK & SHARE BROKERS PVT. LTD. | INB231220931,INF231220931,INE231220931, | - | 2 | 0.50 | - | ||
| 245 | AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED | INB231183436,INF231183436,INE231183436, | 28 | 3 | 0.10 | 2 | ||
| 246 | RELIANCE SECURITIES LIMITED | INB231234833,INF231234833,INE231234833, | 81 | 2 | 0.02 | 0 | ||
| 247 | LALKAR SECURITIES PRIVATE LIMITED | INB230991136,INF230991136,INE230991136, | - | 3 | 0.50 | - | ||
| 248 | B.M.GANDHI SHAREBROKING PRIVATE LTD | INB231287633,INF231287633, | 2 | 2 | 0.04 | - | ||
| 249 | COCHIN STOCK BROKERS LTD. | INB231076937,INF231076937,INE231076937, | - | 3 | 0.10 | - | ||
| 250 | ADITYA BIRLA MONEY LIMITED | INB231347031,INF231347031,INE231347031, | 72 | 3 | 0.50 | 6 | ||
| 251 | RELIGARE SECURITIES LTD. | INB230653732,INF230653732,INE230653732, | 168 | 3 | 0.55 | 7 | ||
| 252 | PACE STOCK BROKING SERVICES PRIVATE LIMITED | INB231137838,INF231137838,INE231137838,INB231137838 | 3 | 3 | 0.13 | 3 | ||
| 253 | HEM FINLEASE PVT. LTD. | INB231110033,INF231110033,INE231110033, | 4 | 3 | 0.68 | - | ||
| 254 | GATEWAY FINANCIAL SERVICES LIMITED | INB230934438,INF230934438,INE230934439, | - | 3 | 0.50 | - | ||
| 255 | TOSHNIWAL EQUITY SERVICES PVT. LTD. | INB231256034,INF231256034,, | - | 2 | 0.55 | - | ||
| 256 | KANTILAL CHHAGANLAL SECURITIES PRIVATE LTD | INB230930138,INF230930138,INE230930138, | - | 2 | 0.05 | - | ||
| 257 | ARCADIA SHARE & STOCK BROKERS PRIVATE LTD | INB230778238,INF230778238,INE230778238, | - | 3 | 0.62 | - | ||
| 258 | INVESTWELL | INB230709521,INF230709521,INE230709521, | 1 | 2 | 0.60 | - | ||
| 259 | VENTURA SECURITIES LTD. | INB230760432,INF230760432,INE230760432,INB230760432 | 38 | 3 | 0.55 | 0 | ||
| 260 | MOTILAL OSWAL SECURITIES LTD. | INB231041238,INF231041238,INE231041238,INB231041238 | 120 | 3 | 0.00 | 6 | ||
| 261 | ISE SECURITIES & SERVICES LIMITED | INB231077737,INF231077737,INE231077737, | 6 | 3 | 0.50 | 0 | ||
| 262 | ZERODHA | INB231390627,INF231390627,INE231390627,INB231390627 | 8 | 3 | 0.90 | 0 | ||
| 263 | ALLWIN SECURITIES LIMITED | INB231233538,INF231233538,,INB231233538 | - | 2 | 0.16 | - | ||
| 264 | GUINESS SECURITIES LIMITED | INB231146037,INF231146037,INE231146037, | 12 | 2 | 2.46 | 0 | ||
| 265 | EDELWEISS FINANCIAL ADVISORS LIMITED | INB231414534,INF231414534,INE231414534, | 40 | 3 | 0.60 | 2 | ||
| 266 | EDELWEISS BROKING LIMITED | INB231311631,INF231311631,INE231311631, | 85 | 3 | 0.40 | 4 | ||
| 267 | CORE FISCAL SERVICES PVT LTD | INB230906338 | - | 1 | 1.74 | - | ||
| 268 | SARAF CAPITAL MARKETS LTD | INB231229734,INF231229734,, | - | 2 | 1.08 | - | ||
| 269 | TR CAPITAL LIMITED | INB231190530,INF231190530,INE231190530, | - | 3 | 0.30 | - | ||
| 270 | GCM SECURITIES LTD. | INB230793439,INF230793439,, | - | 2 | 4.31 | - | ||
| 271 | BMA WEALTH CREATORS LIMITED | INB231233132,INF231233132,INE231233132, | 180 | 3 | 1.67 | 19 | ||
| 272 | SHRIRAM INSIGHT SHARE BROKERS LIMITED | INB231348633,INF231348633,INE231348633, | 34 | 3 | 0.51 | 1 | ||
| 273 | FINQUEST SECURITIES PVT. LTD. | INB231236531,INF231236531,INE231236531, | 1 | 3 | 0.50 | - | ||
| 274 | SWASTIKA INVESTMART LIMITED | INB231129736,INF231129736,INE231129736,INB231129736 | - | 3 | 2.70 | - | ||
| 275 | ANGEL BROKING LTD. | INB231279838,INF231279838,INE231279838, | - | 3 | 1.33 | - | ||
| 276 | DSE FINANCIAL SERVICES LIMITED | INB231183030,INF231183030,INE231183030, | - | 2 | 1.23 | - | ||
| 277 | SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. | INB230803938,INF230803938,INE230803938, | - | 2 | 1.10 | - | ||
| 278 | QUANTUM GLOBAL SECURITIES & LEASING CO.LIMITED | INB230825632,INF230825632,INE230825632, | - | 2 | 1.00 | - | ||
| 279 | ALTINA SECURITIES PVT.LTD | INB231085235,INF231085235,, | - | 2 | 15.50 | - | ||
| 280 | ABHIPRA CAPITAL LTD | INB230815035,INF230815035,INE230815035, | - | 3 | 3.25 | - | ||
| 281 | MASTER CAPITAL SERVICES LIMITED | INB230643634,INF230643634,INE230643634,INB230643634 | 22 | 3 | 1.80 | 2 | ||
| 282 | ANAND RATHI SHARE AND STOCK BROKERS LIMITED | INB230676935,INF230676935,INE230676935, | 74 | 3 | 1.65 | 8 | ||
| 283 | NETWORTH STOCK BROKING LTD. | INB230638639,INF230638639,INE230638639,INB230638639 | 18 | 3 | 3.24 | 4 | ||
| 284 | ASHIKA STOCK BROKING LTD. | INB230833437,INF230833437,INE230833437,INB230833437 | 5 | 3 | 0.60 | - | ||
Download the file to view all records. (.xls)
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## Based on inspections conducted by the Exchange