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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2011-12

Last updated on 31-Dec-2019

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SN NAME OF THE TM DEFAULTER (YES/NO) NO. OF UCCs AT THE BEGINNING OF THE YEAR NO OF COMPLAINTS RECEIVED AGAINST THE TM* OF THE COMPLAINTS RECEIVED DURING 2011-12
NO. OF COMPLAINTS
RESOLVED THROUGH THE EXCHANGE/IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE NO OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF THE CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
2 ANGEL BROKING PRIVATE LIMITED No 715612 385 357 0 28 0 16 16 5 0
3 RELIGARE SECURITIES LTD. No 769215 357 326 0 31 0 41 41 6 0
4 SMC GLOBAL SECURITIES LTD. No 228248 202 185 0 17 0 25 25 9 0
5 INDIABULLS VENTURES LTD. No 622143 183 171 0 12 0 12 12 4 0
6 RELIANCE SECURITIES LIMITED No 666168 180 173 0 7 0 2 2 1 0
7 SHAREKHAN LTD. No 1033963 173 169 0 4 0 8 8 2 0
8 KOTAK SECURITIES LTD. No 617855 163 162 0 1 0 9 9 5 0
9 NIRMAL BANG SECURITIES PVT. LTD. No 106440 152 133 0 19 0 18 18 12 0
10 ICICI SECURITIES LIMITED No 1942014 144 136 0 8 0 4 4 0 0
11 KARVY STOCK BROKING LTD. No 580994 142 131 0 11 0 9 9 6 0
12 BMA WEALTH CREATORS LIMITED No 79552 140 127 0 13 0 7 7 3 0
13 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 281176 138 132 0 6 0 14 14 8 0
14 MOTILAL OSWAL SECURITIES LTD. No 592459 134 122 0 12 0 9 9 5 0
15 ADITYA BIRLA MONEY LIMITED No 201235 123 105 0 18 0 10 10 4 0
16 BONANZA PORTFOLIO LTD. No 229729 112 97 0 15 0 4 4 1 0
17 SBICAP SECURITIES LIMITED No 189129 68 67 0 1 0 1 1 0 0
18 UNICON SECURITIES PVT. LTD. No 115796 66 59 0 7 0 3 3 0 0
19 TRUSTLINE SECURITIES LIMITED No 76994 57 46 0 11 0 6 6 1 0
20 HDFC SECURITIES LTD. No 1183854 56 52 0 4 0 3 3 2 0
21 HSBC INVESTDIRECT SECURITIES (INDIA) LIMITED No 174824 54 50 0 4 0 4 4 0 0
22 GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED No 412687 53 51 0 2 0 6 6 4 0
23 INDITRADE CAPITAL LIMITED No 94519 50 48 0 2 0 1 1 0 0
24 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 118122 44 41 0 3 0 3 3 3 0
25 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 156446 40 37 0 3 0 1 1 1 0
26 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 124969 38 37 0 1 0 1 1 1 0
27 EDELWEISS FINANCIAL ADVISORS LIMITED No 170264 38 36 0 2 0 1 1 0 0
28 EDELWEISS BROKING LIMITED No 84737 37 36 0 1 0 1 1 0 0
29 DESTIMONEY SECURITIES PRIVATE LIMITED No 29809 36 30 0 6 0 2 2 1 0
30 GLOBE CAPITAL MARKET LIMITED No 64037 35 35 0 0 0 2 2 1 0
31 FAIRWEALTH SECURITIES LIMITED No 36659 32 27 0 5 0 6 6 1 0
32 VENTURA SECURITIES LTD. No 110331 31 31 0 0 0 0 0 0 0
33 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 20514 31 25 0 6 0 1 1 0 0
34 WAY2WEALTH BROKERS PRIVATE LIMITED No 66063 29 26 0 3 0 4 4 0 0
35 NETWORTH STOCK BROKING LTD. No 90287 26 21 0 5 0 3 3 2 0
36 EDELWEISS SECURITIES LIMITED No 23664 25 25 0 0 0 3 3 1 0
37 JM FINANCIAL SERVICES LIMITED No 65278 23 21 0 2 0 5 5 2 0
38 GUINESS SECURITIES LIMITED No 37052 23 20 0 3 0 1 1 0 0
39 MICROSEC CAPITAL LIMITED No 32055 21 19 0 2 0 2 2 1 0
40 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 111083 21 17 0 4 0 3 3 0 0
41 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 36733 20 18 0 2 0 4 4 1 0
42 KAYNET FINANCE LIMITED No 5676 19 17 0 2 0 1 1 0 0
43 ISE SECURITIES & SERVICES LIMITED No 74563 19 13 0 6 0 1 1 0 0
44 IDBI CAPITAL MARKET SERVICES LTD. No 76909 19 19 0 0 0 0 0 0 0
45 MASTER CAPITAL SERVICES LIMITED No 99656 19 17 0 2 0 1 1 0 0
46 CONSORTIUM SECURITIES PRIVATE LTD. No 32068 19 18 0 1 0 0 0 0 0
47 ALANKIT ASSIGNMENTS LTD. No 77438 18 18 0 0 0 2 2 1 0
48 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 14229 18 13 0 5 0 4 4 0 0
49 INTIME EQUITIES LIMITED No 29559 18 17 0 1 0 2 2 0 0
50 SHRI PARASRAM HOLDINGS PVT. LTD. No 101297 17 10 0 7 0 2 2 0 0
51 IFCI FINANCIAL SERVICES LIMITED No 12418 17 14 0 3 0 4 4 1 0
52 ASE CAPITAL MARKETS LTD. No 16623 17 17 0 0 0 - - - 0
53 RTG SHARE BROKING LIMITED No 581 16 15 0 1 0 1 1 0 0
54 INTEGRATED ENTERPRISES (INDIA) LIMITED No 63997 16 13 0 3 0 0 0 0 0
55 ASHIKA STOCK BROKING LTD. No 82522 16 16 0 0 0 - - - 0
56 ARIHANT CAPITAL MARKETS LIMITED No 85598 15 15 0 0 0 0 0 0 0
57 C.D. EQUISEARCH PVT. LTD No 8605 13 13 0 0 0 0 0 0 0
58 KASSA FINVEST PRIVATE LIMITED No 6428 13 9 0 4 0 1 1 0 0
59 MUTHOOT SECURITIES LTD. No 21604 12 12 0 0 0 0 0 0 0
60 R K GLOBAL SHARES & SECURITIES LIMITED No 26905 12 12 0 0 0 0 0 0 0
61 SHILPA STOCK BROKER PRIVATE LIMITED No 30660 12 11 0 1 0 0 0 0 0
62 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 157589 12 12 0 0 0 - - - 0
63 BEST BULL STOCK TRADING No 5866 12 10 0 2 0 2 2 2 0
64 MANSUKH SECURITIES & FINANCE LIMITED No 58449 12 12 0 0 0 0 0 0 0
65 MONARCH PROJECT & FINMARKETS LIMITED No 80452 12 10 0 2 0 1 1 1 0
66 PUG SECURITIES PRIVATE LIMITED No 8959 12 11 0 1 0 1 1 1 0
67 JUST TRADE SECURITIES LIMITED No 19152 11 11 0 0 0 0 0 0 0
68 NAVKAR WEALTH SERVICE PRIVATE LIMITED No 1003 11 11 0 0 0 0 0 0 0
69 INTEGRATED STOCK BROKING SERVICES PVT.LTD. No 2851 11 9 0 2 0 0 0 0 0
70 ACUMEN CAPITAL MARKET (INDIA) LTD No 31161 11 7 0 4 0 0 0 0 0
71 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED No 5923 11 10 0 1 0 1 1 1 0
72 RR EQUITY BROKERS PVT. LTD. No 18664 10 8 0 2 0 2 2 0 0
73 BANSAL FINSTOCK PRIVATE LIMITED No 3782 10 8 0 2 0 0 0 0 0
74 LKP SECURITIES LTD. No 56730 10 8 0 2 0 1 1 1 0
75 ABHIPRA CAPITAL LTD. No 22363 10 10 0 0 0 0 0 0 0
76 ITI FINANCIAL SERVICES LTD. No 28200 10 10 0 0 0 2 2 0 0
77 ZUARI INVESTMENTS LTD. No 11707 9 6 0 3 0 0 0 0 0
78 PRABHUDAS LILLADHER PVT. LTD. No 47840 9 9 0 0 0 0 0 0 0
79 DANI SHARES & STOCKS PRIVATE LIMITED No 13893 9 9 0 0 0 - - - 0
80 GREENBUCKS SECURITIES PRIVATE LIMITED No 1225 8 8 0 0 0 0 0 0 0
81 AXIS CAPITAL LIMITED No 38783 8 8 0 0 0 - - - 0
82 STEEL CITY SECURITIES LTD. No 56025 8 8 0 0 0 0 0 0 0
83 SKP SECURITIES LTD. No 18120 8 8 0 0 0 1 1 1 0
84 ALKA SECURITIES LTD No 1546 8 8 0 0 0 2 2 2 0
85 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 44807 8 8 0 0 0 0 0 0 0
86 VERTEX SECURITIES LTD. No 17814 8 8 0 0 0 0 0 0 0
87 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 47087 8 6 0 2 0 0 0 0 0
88 VCK SHARE & STOCK BROKING SERVICES LTD. No 14918 8 7 0 1 0 0 0 0 0
89 STOCK HOLDING CORPORATION OF INDIA LTD No 0 8 8 0 0 0 - - - 0
90 SHCIL SERVICES LIMITED No 17329 7 7 0 0 0 - - - 0
91 INDIANIVESH SECURITIES PVT. LTD. No 8149 7 7 0 0 0 0 0 0 0
92 CHOLAMANDALAM SECURITIES LIMITED No 20256 7 5 0 2 0 1 1 0 0
93 ESCORTS SECURITIES LTD. No 7766 7 3 0 4 0 1 1 1 0
94 HDFC BANK LTD. No 0 7 7 0 0 0 - - - 0
95 JHAVERI SECURITIES LIMITED No 76554 7 7 0 0 0 1 1 1 0
96 MARWADI SHARES AND FINANCE LIMITED No 127959 7 7 0 0 0 0 0 0 0
97 ASHLAR SECURITIES PRIVATE LIMITED No 866 6 6 0 0 0 0 0 0 0
98 KHANDWALA SECURITIES LTD. No 5086 6 5 0 1 0 - - - 0
99 FULLERTON SECURITIES & WEALTH ADVISORS LIMITED No 10577 6 5 0 1 0 1 1 0 0
100 FUTURE CAPITAL SECURITIES LIMITED No 4587 6 6 0 0 0 0 0 0 0
101 WELLINDIA SECURITIES LIMITED No 3922 6 5 0 1 0 1 1 0 0
102 TATA SECURITIES LIMITED No 13073 6 6 0 0 0 0 0 0 0
103 SKI CAPITAL SERVICES LTD. No 7191 6 6 0 0 0 - - - 0
104 SANCHAY FINVEST LTD. No 590 6 5 0 1 0 3 3 0 0
105 SSJ FINANCE & SECURITIES PVT. LTD. No 36877 6 6 0 0 0 0 0 0 0
106 HEM FINLEASE PVT. LTD. No 27633 6 4 0 2 0 2 2 1 0
107 PHILLIPCAPITAL (INDIA) PVT. LTD No 48080 6 5 0 1 0 0 0 0 0
108 GEPL CAPITAL PRIVATE LIMITED No 17093 6 6 0 0 0 1 1 0 0
109 BP EQUITIES PRIVATE LIMITED No 14426 6 6 0 0 0 0 0 0 0
110 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 32209 6 6 0 0 0 0 0 0 0
111 DB (INTERNATIONAL) STOCK BROKERS LTD. No 10392 6 6 0 0 0 1 1 0 0
112 MAXGROWTH CAPITAL PRIVATE LIMITED No 1212 6 5 0 1 0 0 0 0 0
113 ANGEL SECURITIES LTD No 69 5 5 0 0 0 - - - 0
114 NAVJEEVAN EQUITY BROKING PRIVATE LIMITED No 1261 5 5 0 0 0 0 0 0 0
115 HRIM FINANCE AND SECURITIES PRIVATE LIMITED No 210 5 2 0 3 0 2 2 2 0
116 PEERLESS SECURITIES LIMITED No 7408 5 5 0 0 0 - - - 0
117 KARUNA FINANCIAL SERVICES PVT. LTD No 5390 5 5 0 0 0 1 1 0 0
118 CPR CAPITAL SERVICES LTD. No 5128 5 5 0 0 0 0 0 0 0
119 MITHUN SECURITIES PVT. LTD. No 5067 5 5 0 0 0 - - - 0
120 SWASTIKA INVESTMART LIMITED No 30930 5 5 0 0 0 1 1 0 0
121 ALMONDZ GLOBAL SECURITIES LTD. No 22014 4 4 0 0 0 1 1 1 0
122 ZERODHA No 1163 4 4 0 0 0 0 0 0 0
123 BERKELEY SECURITIES LIMITED No 1974 4 3 0 1 0 1 1 0 0
124 SPFL SECURITIES LIMITED No 22885 4 4 0 0 0 - - - 0
125 MANGAL KESHAV SECURITIES LTD. No 64500 4 4 0 0 0 0 0 0 0
126 INVENTURE GROWTH & SECURITIES LIMITED No 17996 4 4 0 0 0 - - - 0
127 EDELWEISS CAPITAL LTD. No 0 4 4 0 0 0 - - - 0
128 NORTHEAST BROKING SERVICES LTD. No 13992 4 4 0 0 0 - - - 0
129 CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED No 26715 4 4 0 0 0 0 0 0 0
130 SPA SECURITIES LIMITED No 7541 4 4 0 0 0 0 0 0 0
131 WELLWORTH SHARE & STOCK BROKING LIMITED No 7182 4 3 0 1 0 0 0 0 0
132 SHAH INVESTOR'S HOME LIMITED No 74605 4 4 0 0 0 0 0 0 0
133 SHREE BAHUBALI INTERNATIONAL LTD. No 23367 4 4 0 0 0 0 0 0 0
134 ELITE WEALTH ADVISORS LIMITED No 20048 4 4 0 0 0 1 1 0 0
135 INDIAN FINANCE GUARANTY LTD. No 1449 4 3 0 1 0 2 2 0 0
136 INDUS PORTFOLIO (P) LTD No 21392 4 4 0 0 0 - - - 0
137 SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED No 4882 4 4 0 0 0 - - - 0
138 INDBANK MERCHANT BANKING SERVICES LTD. No 15097 4 4 0 0 0 - - - 0
139 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 116725 4 4 0 0 0 - - - 0
140 AMRAPALI CAPITAL AND FINANCE SERVICES LTD. No 2946 4 4 0 0 0 - - - 0
141 KIFS SECURITIES PRIVATE LIMITED No 53513 4 4 0 0 0 0 0 0 0
142 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 40266 3 3 0 0 0 0 0 0 0
143 INFINITY.COM FINANCIAL SECURITIES LIMITED No 6088 3 3 0 0 0 0 0 0 0
144 SHAREWEALTH SECURITIES LIMITED No 23400 3 3 0 0 0 - - - 0
145 AN CAPITAL MARKETS LIMITED No 638 3 3 0 0 0 - - - 0
146 J L SHAH SECURITIES PRIVATE LIMITED No 459 3 3 0 0 0 - - - 0
147 AXIS SHARES & SECURITIES PRIVATE LIMITED No 427 3 3 0 0 0 - - - 0
148 AXIS SECURITIES LIMITED No 11901 3 3 0 0 0 0 0 0 0
149 ARTHA BROKING SERVICES LIMITED No 4093 3 3 0 0 0 - - - 0
150 SS CORPORATE SECURITIES LIMITED No 15130 3 3 0 0 0 - - - 0
151 VOGUE COMMERCIAL COMPANY LIMITED No 18527 3 3 0 0 0 - - - 0
152 NAVIA MARKETS LTD. No 18170 3 3 0 0 0 0 0 0 0
153 KEYNOTE CAPITALS LTD. No 3370 3 3 0 0 0 0 0 0 0
154 BGSE FINANCIALS LIMITED No 57077 3 3 0 0 0 - - - 0
155 IL&FS SECURITIES SERVICES LIMITED No 0 3 3 0 0 0 - - - 0
156 KRIPA SECURITIES PRIVATE LIMITED No 3929 3 3 0 0 0 0 0 0 0
157 ANUGRAH STOCK & BROKING PVT. LTD. No 21735 3 3 0 0 0 0 0 0 0
158 EASTERN FINANCIERS LTD No 6762 3 3 0 0 0 - - - 0
159 JOINDRE CAPITAL SERVICES LTD No 53337 3 3 0 0 0 - - - 0
160 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 49478 3 3 0 0 0 - - - 0
161 DJS STOCK AND SHARES LTD. No 6234 3 3 0 0 0 - - - 0
162 GOGIA CAPITAL SERVICES LIMITED No 8681 3 3 0 0 0 0 0 0 0
163 MODEX INTERNATIONAL SECURITIES LTD. No 8931 3 3 0 0 0 1 1 0 0
164 MULTIPLEX CAPITAL LTD. No 9738 3 3 0 0 0 - - - 0
165 INDIA CAPITAL MARKETS PRIVATE LIMITED No 23133 3 3 0 0 0 - - - 0
166 MARFATIA STOCK BROKING PRIVATE LIMITED No 18843 3 3 0 0 0 - - - 0
167 FINANCE MONITOR INDIA PRIVATE LIMITED No 2403 2 2 0 0 0 - - - 0
168 GHANSHYAM SHARES & STOCK BROKERS PVT LTD No 167 2 2 0 0 0 - - - 0
169 COIMBATORE CAPITAL LIMITED No 32019 2 2 0 0 0 - - - 0
170 ARTISTIC FINANCE PRIVATE LIMITED No 2490 2 2 0 0 0 - - - 0
171 FARSIGHT SECURITIES LTD. No 6832 2 0 0 2 0 1 1 0 0
172 GUPTA SHARE BROKERS LTD. No 513 2 2 0 0 0 - - - 0
173 INTEGRA SECURITIES LTD. No 548 2 2 0 0 0 - - - 0
174 INTEGRATED MASTER SECURITIES PVT. LTD. No 10549 2 2 0 0 0 1 1 0 0
175 M G CAPITAL SERVICES LTD. No 4387 2 2 0 0 0 0 0 0 0
176 INTERFACE BROKERAGE & RESEARCH LTD. No 4513 2 0 0 2 0 - - - 0
177 JITENDRA PUKHRAJ JAIN No 206 2 2 0 0 0 - - - 0
178 ANUSH SHARES & SECURITIES PVT.LTD. No 6502 2 1 0 1 0 - - - 0
179 MUKESH BROKERAGE & FINANCIAL (INDIA) LTD. No 1223 2 2 0 0 0 - - - 0
180 NAYAN M. VALA SECURITIES PRIVATE LIMITED No 2198 2 2 0 0 0 - - - 0
181 BRICS SECURITIES LTD. No 14221 2 2 0 0 0 - - - 0
182 ENAM SECURITIES PVT LTD. No 2144 2 2 0 0 0 - - - 0
183 JM FINANCIAL SECURITIES PVT.LTD. No 0 2 2 0 0 0 - - - 0
184 IDFC SECURITIES LIMITED No 972 2 2 0 0 0 0 0 0 0
185 SOMAYAJULU & CO. LTD. No 2606 2 2 0 0 0 - - - 0
186 SUNIDHI SECURITIES & FINANCE LIMITED No 38528 2 2 0 0 0 - - - 0
187 INNOVATE SECURITIES PVT. LTD. No 8568 2 2 0 0 0 - - - 0
188 INVESTMENTOR SECURITIES LTD. No 19212 2 2 0 0 0 - - - 0
189 SMART EQUITY BROKERS PRIVATE LIMITED No 5181 2 2 0 0 0 - - - 0
190 D R SHARE & STOCK BROKERS PVT. LTD. No 1259 2 1 0 1 0 1 1 0 0
191 VISHESH CAPITAL PVT. LTD. No 3526 2 2 0 0 0 0 0 0 0
192 INTERACTIVE BROKERS (INDIA) PRIVATE LIMITED No 233 2 2 0 0 0 - - - 0
193 PRAMODKUMAR M JAIN No 382 2 1 0 1 0 - - - 0
194 FOCUS SHARES & SECURITIES PRIVATE LIMITED No 835 2 1 0 1 0 0 0 0 0
195 ASL CAPITAL HOLDINGS PRIVATE LIMITED No 1891 2 2 0 0 0 - - - 0
196 DBFS SECURITIES LIMITED No 29023 2 2 0 0 0 0 0 0 0
197 LSE SECURITIES LIMITED No 41337 2 2 0 0 0 - - - 0
198 C D INTEGRATED SERVICES LTD. No 7015 2 2 0 0 0 - - - 0
199 HSE SECURITIES LTD. No 13175 2 2 0 0 0 - - - 0
200 AXIS BANK LTD. No 0 2 2 0 0 0 - - - 0
201 COMPETENT FINMAN PVT. LTD. No 14738 2 1 0 1 0 - - - 0
202 SHARE INDIA SECURITIES LIMITED No 5801 2 2 0 0 0 0 0 0 0
203 WEALTH MANTRA LIMITED No 29328 2 2 0 0 0 0 0 0 0
204 GRISHMA SECURITIES PVT. LTD. No 22 2 2 0 0 0 - - - 0
205 KOTAK MAHINDRA BANK LTD. No 0 2 2 0 0 0 - - - 0
206 ASTHA CREDIT & SECURITIES (P) LTD No 5642 2 2 0 0 0 0 0 0 0
207 JHP SECURITIES PRIVATE LIMITED No 6034 2 2 0 0 0 0 0 0 0
208 MUNOTH CAPITAL MARKET LTD No 4739 2 2 0 0 0 0 0 0 0
209 FINQUEST SECURITIES PVT. LTD. No 5350 2 2 0 0 0 1 1 0 0
210 LALKAR SECURITIES PRIVATE LIMITED No 2556 2 2 0 0 0 - - - 0
211 IIFL CAPITAL LIMITED No 0 2 2 0 0 0 - - - 0
212 NEW BERRY CAPITALS PRIVATE LIMITED No 574 2 0 0 2 0 - - - 0
213 HEDGE EQUITIES LIMITED No 22544 2 2 0 0 0 0 0 0 0
214 VIKSON SECURITIES PRIVATE LIMITED No 6120 2 1 0 1 0 - - - 0
215 ABANS SECURITIES LIMITED No 1419 2 2 0 0 0 - - - 0
216 IDEAL STOCK BROKING PVT LTD No 524 2 1 0 1 0 - - - 0
217 BEZEL STOCK BROKERS PRIVATE LIMITED No 1451 2 1 0 1 0 - - - 0
218 CHUKNOO SECURITIES LIMITED No 602 2 2 0 0 0 - - - 0
219 EXCEL STOCK BROKING PRIVATE LIMITED No 387 1 1 0 0 0 - - - 0
220 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 1048 1 1 0 0 0 0 0 0 0
221 SIC STOCKS & SERVICES PRIVATE LIMITED No 556 1 1 0 0 0 - - - 0
222 A C AGARWAL SHARE BROKERS PVT LTD No 2536 1 1 0 0 0 - - - 0
223 INDIABULLS BROKERAGE LIMITED No 1 1 1 0 0 0 0 0 0 0
224 PRRSAAR No 228 1 1 0 0 0 - - - 0
225 ACHIEVERS SECURITIES PRIVATE LIMITED No 4 1 1 0 0 0 - - - 0
226 SUNSTAR SECURITIES No 227 1 1 0 0 0 - - - 0
227 TR CAPITAL LIMITED No 1904 1 1 0 0 0 - - - 0
228 PUNE E STOCK BROKING PRIVATE LIMITED No 6189 1 1 0 0 0 - - - 0
229 KALPATARU MULTIPLIER LTD. No 9599 1 1 0 0 0 - - - 0
230 MANSI SHARE & STOCK ADVISORS PRIVATE LIMITED No 965 1 1 0 0 0 - - - 0
231 SHIVNARAYAN NEMANI SHARE & STOCK BROKERS PRIVATE LIMITED No 22 1 1 0 0 0 - - - 0
232 NIRMAN SHARE BROKERS PRIVATE LIMITED No 1647 1 1 0 0 0 0 0 0 0
233 VGP PORTFOLIO No 2618 1 1 0 0 0 - - - 0
234 BARCLAYS SECURITIES (INDIA) PRIVATE LIMITED No 969 1 1 0 0 0 - - - 0
235 PREM SOMANI SHARE BROKERS PVT. LTD. No 1057 1 1 0 0 0 - - - 0
236 PROGRESSIVE SHARE BROKERS PRIVATE LIMITED No 13112 1 1 0 0 0 0 0 0 0
237 ROHINI CAPITAL SERVICES LTD. No 494 1 0 0 1 0 0 0 0 0
238 RSG SHARE & STOCK BROKERS LTD. No 70 1 1 0 0 0 0 0 0 0
239 SINO CREDITS & LEASING LTD. No 667 1 1 0 0 0 - - - 0
240 STANDARD SECURITIES & INVESTMENT INTERMEDIATES LIMITED No 35 1 1 0 0 0 - - - 0
241 SURAJ BROKERS & CONSULTANTS PVT LTD No 9 1 1 0 0 0 - - - 0
242 TEES & TOES FINANCE & INVESTMENTS LTD. No 661 1 1 0 0 0 - - - 0
243 TRANSWORLD SECURITIES LTD. No 5187 1 1 0 0 0 - - - 0
244 GAYATRI CAPITAL LTD. No 741 1 1 0 0 0 - - - 0
245 INANI SECURITIES LIMITED No 2886 1 1 0 0 0 - - - 0
246 PCS SECURITIES LTD. No 2578 1 1 0 0 0 0 0 0 0
247 ZEN SECURITIES LTD. No 3334 1 1 0 0 0 - - - 0
248 EXCLUSIVE SECURITIES LTD. No 19464 1 1 0 0 0 1 1 0 0
249 INDIRA SECURITIES PRIVATE LIMITED No 13338 1 1 0 0 0 - - - 0
250 INDO THAI SECURITIES LTD. No 6485 1 1 0 0 0 0 0 0 0
251 AISHWARYA & CO. PVT. LTD. No 4428 1 1 0 0 0 - - - 0
252 PATERSON SECURITIES PRIVATE LIMITED No 8402 1 1 0 0 0 - - - 0
253 SHREYAS STOCKS PRIVATE LIMITED No 3650 1 1 0 0 0 - - - 0
254 SAJAG SECURITIES PVT. LTD. No 18719 1 1 0 0 0 - - - 0
255 KOHINOOR CAPITAL & SECURITIES LTD. No 0 1 1 0 0 0 - - - 0
256 LABDHI FINANCE CORPORATION No 8062 1 1 0 0 0 - - - 0
257 FINCAP PORTFOLIO LIMITED No 635 1 1 0 0 0 - - - 0
258 SVARN FINANCIAL SERVICES PVT. LTD. No 1514 1 0 0 1 0 0 0 0 0
259 OMM SAKTHI SECURITIES PVT LTD No 68 1 1 0 0 0 - - - 0
260 CENTURY FINVEST PVT. LTD. No 5377 1 1 0 0 0 - - - 0
261 RENAISSANCE SECURITIES LIMITED No 0 1 1 0 0 0 - - - 0
262 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 20325 1 1 0 0 0 - - - 0
263 KEDIA SHARES & STOCKS BROKERS LIMITED No 150 1 1 0 0 0 - - - 0
264 BALANCE EQUITY BROKING (INDIA) PVT. LTD. No 14426 1 1 0 0 0 - - - 0
265 ICICI BANK LTD. No 0 1 1 0 0 0 - - - 0
266 BAKLIWAL FINANCIAL SERVICES (INDIA) PRIVATE LIMITED No 12670 1 1 0 0 0 0 0 0 0
267 CITIGROUP GLOBAL MARKETS INDIA PVT. LTD. No 5319 1 1 0 0 0 0 0 0 0
268 PEE DEE KAPUR STOCK & SECURITIES LIMITED No 16 1 1 0 0 0 - - - 0
269 L.D.K. SHARES & SECURITIES PRIVATE LIMITED No 2475 1 1 0 0 0 - - - 0
270 DSE FINANCIAL SERVICES LTD. No 2229 1 1 0 0 0 - - - 0
271 FORTUNE WEALTH MANAGEMENT COMPANY INDIA (P) LTD. No 7204 1 1 0 0 0 - - - 0
272 THIRANI SECURITIES PVT LTD No 1163 1 1 0 0 0 1 1 0 0
273 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 11023 1 1 0 0 0 0 0 0 0
274 SUNCHAN SECURITIES LTD. No 3632 1 1 0 0 0 0 0 0 0
275 INDIA SECURITIES BROKING PRIVATE LIMITED No 1245 1 1 0 0 0 0 0 0 0
276 RAJVI STOCK BROKING PRIVATE LIMITED No 11032 1 1 0 0 0 - - - 0
277 MPSE SECURITIES LIMITED No 3632 1 1 0 0 0 - - - 0
278 KUNVARJI FINSTOCK PVT. LTD. No 28032 1 1 0 0 0 0 0 0 0
279 DESTINY SECURITIES LTD. No 1806 1 1 0 0 0 - - - 0
280 MERITS CAPITAL MARKET SERVICES PVT. LTD. No 3834 1 1 0 0 0 0 0 0 0
281 R.K. STOCKHOLDING (P) LTD. No 11434 1 1 0 0 0 0 0 0 0
282 PRABODH ARTHA WARDHINI PRIVATE LIMITED No 582 1 1 0 0 0 0 0 0 0
283 SHARAVU FINANCIAL PVT. LTD. No 3758 1 1 0 0 0 - - - 0
284 ALDAN INVESTMENTS PRIVATE LIMITED No 3596 1 1 0 0 0 - - - 0
285 GRESHMA SHARES & STOCKS LIMITED No 4861 1 1 0 0 0 - - - 0
286 IIT INVESTRUST LIMITED No 159 1 1 0 0 0 - - - 0
287 BHUMIKA CONSULTANCY (P) LTD No 572 1 1 0 0 0 - - - 0
288 BELAIR CORPORATION PRIVATE LIMITED No 1066 1 0 0 1 0 0 0 0 0
289 FRR SHARES AND SECURITIES LIMITED No 4583 1 0 0 1 0 0 0 0 0
290 OBEROI'S PORTFOLIO PRIVATE LIMITED No 47 1 1 0 0 0 - - - 0
291 RELIGARE SHARE BROKERS LIMITED No 0 1 1 0 0 0 - - - 0
292 RATNAKAR SECURITIES PVT LTD No 21558 1 1 0 0 0 - - - 0
293 ASHMAN FINSTOCK PRIVATE LIMITED No 135 1 1 0 0 0 0 0 0 0
294 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 2311 1 1 0 0 0 - - - 0
295 ICDS SECURITIES LTD. No 3963 1 1 0 0 0 - - - 0
296 ANKIT SECURITIES & FINANCE COMPANY PRIVATE LIMITED No 6761 1 1 0 0 0 - - - 0
297 FORTUNE FISCAL LTD No 9894 1 1 0 0 0 - - - 0
298 CARNATION FINANCIAL SERVICES LTD. No 1827 1 1 0 0 0 - - - 0
299 DAYCO SECURITIES PVT. LTD. No 9348 1 1 0 0 0 - - - 0
300 EAST INDIA SECURITIES LTD. No 380 1 1 0 0 0 - - - 0
301 DYNAMIC EQUITIES PRIVATE LIMITED No 22255 1 1 0 0 0 - - - 0
302 NAKAMICHI SECURITIES LTD No 5289 1 1 0 0 0 - - - 0
303 ORTEM SECURITIES LIMITED No 3537 1 1 0 0 0 - - - 0
304 RATNABALI CAPITAL MARKETS LTD. No 1807 1 1 0 0 0 - - - 0
305 SHIVMANGAL SECURITIES PRIVATE LIMITED No 1791 1 1 0 0 0 - - - 0
306 SOSHA CREDIT PRIVATE LIMITED No 4254 1 1 0 0 0 - - - 0
307 VEDIKA SECURITIES (P) LTD No 3803 1 1 0 0 0 - - - 0
308 MALIRAM MAKHARIA FINSTOCK PVT. LTD No 509 1 1 0 0 0 - - - 0
309 A . G. SHARES & SECURITIES LTD. No 7205 1 1 0 0 0 0 0 0 0
310 STAR FINVEST PVT. LTD. No 4456 1 1 0 0 0 - - - 0
311 JV CAPITAL SERVICES PVT. LTD. No 2052 1 1 0 0 0 - - - 0
312 FIN BRAINS SECURITIES (INDIA) LTD. No 1398 1 1 0 0 0 0 0 0 0
313 JYOTI PORTFOLIO LIMITED No 11668 1 1 0 0 0 0 0 0 0
314 K K SECURITIES LTD. No 7758 1 1 0 0 0 - - - 0
315 KUMAR SHARE BROKERS LTD. No 1909 1 1 0 0 0 0 0 0 0
316 O J FINANCIAL SERVICES LTD. No 1742 1 1 0 0 0 0 0 0 0
317 MLB CAPITAL PRIVATE LIMITED No 5716 1 0 0 1 0 1 1 0 0
318 CENTRUM BROKING LIMITED No 8340 1 1 0 0 0 0 0 0 0
319 AFN LANGRANA SHARE & STOCK BROKERS P. LTD No 1253 1 1 0 0 0 - - - 0
320 AXIS CAPITAL MARKET (INDIA) LIMITED No 0 1 1 0 0 0 - - - 0
321 B N RATHI SECURITIES LIMITED No 10765 1 1 0 0 0 0 0 0 0
322 CIL SECURITIES LTD. No 7979 1 1 0 0 0 - - - 0
323 PARNI SECURITIES LTD No 6 1 1 0 0 0 - - - 0
324 FIRST FINANCIAL HOLDINGS LTD. No 416 1 1 0 0 0 - - - 0
325 TECHNO SHARES & STOCKS PRIVATE LIMITED No 35285 1 0 0 1 0 1 1 0 0
326 LOTUS GLOBAL EQUITIES PRIVATE LIMITED No 779 1 1 0 0 0 - - - 0
327 MAGNUM EQUITY SERVICES LTD. No 895 1 1 0 0 0 - - - 0
328 MAGNUM EQUITY BROKING LIMITED No 28911 1 1 0 0 0 - - - 0
329 MUKUL AMRATLAL SONAWALA No 912 1 1 0 0 0 - - - 0
330 R R CHOKHANI STOCK BROKERS PVT LTD No 113 1 1 0 0 0 - - - 0
331 RUSHABH INVESTMENTS No 247 1 1 0 0 0 - - - 0
332 SATCO CAPITAL MARKETS LIMITED No 10523 1 1 0 0 0 - - - 0
333 TRIVENI MANAGEMENT CONSULTANCY SERVICES LTD. No 1348 1 1 0 0 0 - - - 0
334 URJA INVESTMENT PVT. LTD. No 1837 1 1 0 0 0 - - - 0
335 CHANDRAKALA MONEY & CAPITAL MANAGEMENT LTD. No 215 1 1 0 0 0 - - - 0
336 RBS EQUITIES (INDIA) LIMITED No 25538 1 1 0 0 0 - - - 0
337 KOTAK MAHINDRA SECURITIES LTD. No 5 1 1 0 0 0 - - - 0
338 MAXIMUS SECURITIES LIMITED No 2352 1 1 0 0 0 - - - 0
339 MUKESH BABU SECURITIES LTD No 354 1 1 0 0 0 - - - 0
340 ICICI WEB TRADE LTD No 617934 1 1 0 0 0 - - - 0
341 TATA TD WATERHOUSE SECURITIES PVT LTD No 1909 1 1 0 0 0 - - - 0
342 CEEKAY HOLDINGS PVT.LTD. No 2 1 1 0 0 0 - - - 0
343 GOLDMINE STOCKS PRIVATE LIMITED No 36747 1 0 0 1 0 1 1 0 0
344 GROWTH AVENUES LTD No 510 1 1 0 0 0 - - - 0
345 HORNIC INVESTMENT PVT. LTD. No 6143 1 1 0 0 0 - - - 0
346 INFINITE FINANCIAL SERVICES P. LTD. No 1334 1 1 0 0 0 - - - 0
347 RKG SHARE BROKERS PVT. LTD. No 481 1 1 0 0 0 - - - 0
348 AUM CAPITAL MARKET PVT LTD No 3593 1 1 0 0 0 - - - 0
349 VENI MADHAV SECURITIES PVT. LTD. No 1154 1 1 0 0 0 - - - 0
350 MSB E-TRADE SECURITIES LIMITED No 1153 1 1 0 0 0 - - - 0
351 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 8039 1 1 0 0 0 0 0 0 0
352 CANARA BANK SECURITIES LIMITED No 18575 1 1 0 0 0 0 0 0 0
353 KMS STOCK BROKING CO PVT LTD No 44 1 1 0 0 0 - - - 0
354 DHAN STOCK & SHARE BROKERS PVT. LTD. No 76 1 1 0 0 0 - - - 0
355 ANAND RATHI FINANCIAL SERVICES LIMITED No 0 1 1 0 0 0 - - - 0
Total 18068014 5354 4942 0 412 0 350 350 117 0

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member