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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2010-11

Last updated on 31-Dec-2019

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SN NAME OF THE TM DEFAULTER (YES/NO) NO. OF UCCs AT THE BEGINNING OF THE YEAR NO OF COMPLAINTS RECEIVED AGAINST THE TM* OF THE COMPLAINTS RECEIVED DURING 2010-11
NO. OF COMPLAINTS
RESOLVED THROUGH THE EXCHANGE/IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE NO OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF THE CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
2 RELIGARE SECURITIES LTD. No 666788 480 439 - 41 0 23 23 8 0
3 INDIABULLS SECURITIES LTD. No 561493 317 298 - 19 0 - - - -
4 ANGEL BROKING PRIVATE LIMITED No 548568 315 301 - 14 0 19 19 4 0
5 SHAREKHAN LTD. No 898307 263 249 - 14 0 6 6 3 0
6 ICICI SECURITIES LIMITED No 1713952 257 256 - 1 0 2 2 0 0
7 KOTAK SECURITIES LTD. No 482861 256 245 - 11 0 7 6 1 1
8 RELIANCE SECURITIES LIMITED No 640901 251 243 - 8 0 2 2 1 0
9 SMC GLOBAL SECURITIES LTD. No 180254 240 212 - 28 0 5 5 0 0
10 KARVY STOCK BROKING LTD. No 457852 206 200 - 6 0 15 15 2 0
11 MOTILAL OSWAL SECURITIES LTD. No 509966 198 188 - 10 0 7 7 2 0
12 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 240436 129 123 - 6 0 4 4 3 0
13 ADITYA BIRLA MONEY LIMITED No 173031 103 89 - 14 0 14 14 3 0
14 UNICON SECURITIES PVT. LTD. No 100298 98 88 - 10 0 8 8 2 0
15 HDFC SECURITIES LTD. No 825426 89 89 - 0 0 0 0 0 0
16 BONANZA PORTFOLIO LTD. No 183187 89 84 - 5 0 2 2 1 0
17 GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED No 350609 89 83 - 6 0 1 1 0 0
18 SBICAP SECURITIES LIMITED No 110811 84 84 - 0 0 0 0 0 0
19 HSBC INVESTDIRECT SECURITIES (INDIA) LIMITED No 156887 83 79 - 4 0 1 1 0 0
20 BMA WEALTH CREATORS LIMITED No 46076 80 75 - 5 0 3 3 1 0
21 NETWORTH STOCK BROKING LTD. No 81162 80 71 - 9 0 7 7 3 0
22 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 102241 78 78 - 0 0 4 4 2 0
23 TRUSTLINE SECURITIES LIMITED No 63223 74 64 - 10 0 6 6 2 0
24 EDELWEISS FINANCIAL ADVISORS LIMITED No 180402 74 68 - 6 0 2 2 1 0
25 NIRMAL BANG SECURITIES PVT. LTD. No 55026 56 47 - 9 0 2 2 1 0
26 EDELWEISS SECURITIES LIMITED No 22552 48 47 - 1 0 1 1 1 0
27 SHRIRAM INSIGHT SHARE BROKERS LIMITED - - 47 43 - 4 0 4 4 3 0
28 WAY2WEALTH BROKERS PRIVATE LIMITED No 44807 44 40 - 4 0 3 3 0 0
29 IDBI CAPITAL MARKET SERVICES LTD. No 59305 37 34 - 3 0 0 0 0 0
30 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 130788 36 36 - 0 0 0 0 0 0
31 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 111410 35 35 - 0 0 0 0 0 0
32 FAIRWEALTH SECURITIES LIMITED No 24598 34 32 - 2 0 2 2 0 0
33 DESTIMONEY SECURITIES PRIVATE LIMITED No 21216 34 32 - 2 0 0 0 0 0
34 MASTER CAPITAL SERVICES LIMITED No 84650 30 29 - 1 0 2 2 1 0
35 GLOBE CAPITAL MARKET LIMITED No 49393 29 28 - 1 0 3 3 0 0
36 ALANKIT ASSIGNMENTS LTD. No 62643 28 26 - 2 0 0 0 0 0
37 ASHIKA STOCK BROKING LTD. No 75712 28 28 - 0 0 0 0 0 0
38 ISE SECURITIES & SERVICES LIMITED No 68967 26 24 - 2 0 0 0 0 0
39 VENTURA SECURITIES LTD. No 88312 25 25 - 0 0 0 0 0 0
40 ITI FINANCIAL SERVICES LTD. No 25177 24 20 - 4 0 4 4 1 0
41 JM FINANCIAL SERVICES LIMITED No 46116 24 20 - 4 0 2 2 1 0
42 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED No 4784 24 24 - 0 0 0 0 0 0
43 ARIHANT CAPITAL MARKETS LIMITED No 72722 22 21 - 1 0 1 1 0 0
44 ALKA SECURITIES LTD No 1532 22 18 - 4 0 3 3 3 0
45 INTIME EQUITIES LIMITED No 19586 21 21 - 0 0 0 0 0 0
46 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 39796 21 18 - 3 0 3 3 1 0
47 MANSUKH SECURITIES & FINANCE LIMITED No 52484 21 20 - 1 0 1 1 1 0
48 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 28617 21 17 - 4 0 2 2 1 0
49 MONARCH PROJECT & FINMARKETS LIMITED - - 20 20 - 0 0 0 0 0 0
50 MARWADI SHARES AND FINANCE LIMITED No 114536 18 18 - 0 0 0 0 0 0
51 HEM FINLEASE PVT. LTD. No 20404 17 16 - 1 0 0 0 0 0
52 BP EQUITIES PRIVATE LIMITED No 9822 16 16 - 0 0 0 0 0 0
53 PUG SECURITIES PRIVATE LIMITED No 6704 16 13 - 3 0 1 1 1 0
54 LKP SECURITIES LTD. No 50199 16 15 - 1 0 0 0 0 0
55 SHRI PARASRAM HOLDINGS PVT. LTD. No 86559 16 16 - 0 0 0 0 0 0
56 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 101130 16 14 - 2 0 3 3 2 0
57 GUINESS SECURITIES LIMITED No 29297 15 14 - 1 0 1 1 0 0
58 EDELWEISS BROKING LIMITED No 28863 15 13 - 2 0 0 0 0 0
59 CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED No 23137 14 14 - 0 0 0 0 0 0
60 R K GLOBAL SHARES & SECURITIES LIMITED No 21077 14 14 - 0 0 0 0 0 0
61 DBFS SECURITIES LIMITED No 22886 14 14 - 0 0 0 0 0 0
62 VERTEX SECURITIES LTD. - - 13 13 - 0 0 1 1 1 0
63 ALMONDZ GLOBAL SECURITIES LTD. No 18711 13 12 - 1 0 0 0 0 0
64 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 100930 13 13 - 0 0 - - - -
65 NAVIA MARKETS LTD. No 14690 12 11 - 1 0 1 1 1 0
66 SSJ FINANCE & SECURITIES PVT. LTD. No 30109 12 12 - 0 0 0 0 0 0
67 MUTHOOT SECURITIES LTD. No 15272 12 12 - 0 0 0 0 0 0
68 ACUMEN CAPITAL MARKET (INDIA) LTD No 19993 11 11 - 0 0 0 0 0 0
69 RR EQUITY BROKERS PVT. LTD. No 15519 11 11 - 0 0 0 0 0 0
70 MANGAL KESHAV SECURITIES LTD. No 57034 11 10 - 1 0 1 1 0 0
71 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 28645 11 11 - 0 0 0 0 0 0
72 JHAVERI SECURITIES LIMITED No 62844 11 11 - 0 0 0 0 0 0
73 IFCI FINANCIAL SERVICES LIMITED No 4377 11 10 - 1 0 0 0 0 0
74 NAVKAR WEALTH SERVICE PRIVATE LIMITED No 1003 10 10 - 0 0 0 0 0 0
75 INTEGRATED ENTERPRISES (INDIA) LIMITED No 49798 10 10 - 0 0 0 0 0 0
76 STOCK HOLDING CORPORATION OF INDIA LTD No 0 10 10 - 0 0 - - - -
77 PHILLIPCAPITAL (INDIA) PVT. LTD - - 9 9 - 0 0 0 0 0 0
78 R.K. STOCKHOLDING (P) LTD. No 10096 9 8 - 1 0 2 2 0 0
79 ABHIPRA CAPITAL LTD. No 20386 9 9 - 0 0 2 2 2 0
80 INDBANK MERCHANT BANKING SERVICES LTD. No 12097 9 9 - 0 0 - - - -
81 LSE SECURITIES LIMITED No 37902 9 9 - 0 0 - - - -
82 SHREE BAHUBALI INTERNATIONAL LTD. No 21385 9 9 - 0 0 0 0 0 0
83 SHCIL SERVICES LIMITED No 19 8 8 - 0 0 - - - -
84 JHP SECURITIES PRIVATE LIMITED No 5393 8 8 - 0 0 0 0 0 0
85 SWASTIKA INVESTMART LIMITED No 25638 8 8 - 0 0 0 0 0 0
86 JUST TRADE SECURITIES LIMITED No 13387 8 8 - 0 0 0 0 0 0
87 CANARA BANK SECURITIES LIMITED No 11845 8 8 - 0 0 0 0 0 0
88 SPFL SECURITIES LIMITED No 19622 8 7 - 1 0 0 0 0 0
89 C.D. EQUISEARCH PVT. LTD No 4878 8 5 - 3 0 0 0 0 0
90 KIFS SECURITIES PRIVATE LIMITED No 45081 8 8 - 0 0 1 1 0 0
91 SUNIDHI SECURITIES & FINANCE LIMITED No 35505 8 8 - 0 0 - - - -
92 CONSORTIUM SECURITIES PRIVATE LTD. No 27150 8 7 - 1 0 0 0 0 0
93 MICROSEC CAPITAL LIMITED No 25515 8 6 - 2 0 1 1 0 0
94 DB (INTERNATIONAL) STOCK BROKERS LTD. No 7981 8 7 - 1 0 0 0 0 0
95 CENTRUM BROKING LIMITED - - 7 5 - 2 0 1 1 0 0
96 SKI CAPITAL SERVICES LTD. No 6204 7 7 - 0 0 0 0 0 0
97 KASSA FINVEST PRIVATE LIMITED No 5520 7 6 - 1 0 2 2 2 0
98 INVENTURE GROWTH & SECURITIES LIMITED No 14011 7 7 - 0 0 - - - -
99 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 42756 7 7 - 0 0 - - - -
100 ZUARI INVESTMENTS LTD. No 9193 7 6 - 1 0 0 0 0 0
101 HEDGE EQUITIES LIMITED No 8527 7 7 - 0 0 - - - -
102 SHILPA STOCK BROKER PRIVATE LIMITED No 27602 7 5 - 2 0 1 1 0 0
103 LATIN MANHARLAL SECURITIES PVT. LTD. No 26226 7 6 - 1 0 - - - -
104 VCK SHARE & STOCK BROKING SERVICES LTD. No 12534 7 7 - 0 0 0 0 0 0
105 ARTHA BROKING SERVICES LIMITED No 4093 6 6 - 0 0 - - - -
106 BEST BULL STOCK TRADING No 3614 6 6 - 0 0 0 0 0 0
107 I VENTURES CAPITAL PRIVATE LIMITED No 34 6 6 - 0 0 1 1 0 0
108 ELITE WEALTH ADVISORS LIMITED No 17252 6 6 - 0 0 0 0 0 0
109 SHAH INVESTOR'S HOME LIMITED No 68435 6 6 - 0 0 0 0 0 0
110 INDUS PORTFOLIO (P) LTD No 19302 6 6 - 0 0 0 0 0 0
111 KHANDWALA SECURITIES LTD. No 4345 6 6 - 0 0 - - - -
112 ICICI BANK LTD. - - 5 5 - 0 0 - - - -
113 DJS STOCK AND SHARES LTD. - - 5 5 - 0 0 - - - -
114 IL&FS SECURITIES SERVICES LIMITED - - 5 5 - 0 0 - - - -
115 SKP SECURITIES LTD. No 15441 5 4 - 1 0 0 0 0 0
116 BRICS SECURITIES LTD. No 11903 5 5 - 0 0 - - - -
117 PRABHAT FINANCIAL SERVICES LTD. No 9086 5 4 - 1 0 1 1 1 0
118 EAST INDIA SECURITIES LTD. No 7958 5 5 - 0 0 0 0 0 0
119 AJMERA ASSOCIATES LTD. No 4777 5 4 - 1 0 0 0 0 0
120 INFINITY.COM FINANCIAL SECURITIES LIMITED No 4185 5 5 - 0 0 1 1 0 0
121 KAYNET FINANCE LIMITED No 3501 5 5 - 0 0 0 0 0 0
122 KUNVARJI FINSTOCK PVT. LTD. No 24765 5 4 - 1 0 0 0 0 0
123 CHOLAMANDALAM SECURITIES LIMITED No 19590 5 5 - 0 0 1 1 0 0
124 EXCLUSIVE SECURITIES LTD. No 18093 5 4 - 1 0 0 0 0 0
125 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 10033 5 5 - 0 0 1 1 0 0
126 MODEX INTERNATIONAL SECURITIES LTD. No 6451 5 4 - 1 0 0 0 0 0
127 TRADESWIFT BROKING PRIVATE LIMITED No 4930 5 5 - 0 0 0 0 0 0
128 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 32571 5 4 - 1 0 0 0 0 0
129 STEEL CITY SECURITIES LTD. No 49575 5 3 - 2 0 0 0 0 0
130 CPR CAPITAL SERVICES LTD. No 3943 4 3 - 1 0 1 1 0 0
131 VASANTI SHARE BROKERS LIMITED No 1971 4 4 - 0 0 0 0 0 0
132 BGSE FINANCIALS LIMITED No 52096 4 4 - 0 0 - - - -
133 WEALTH MANTRA LIMITED No 26209 4 3 - 1 0 1 1 1 0
134 SPA SECURITIES LIMITED No 5702 4 4 - 0 0 0 0 0 0
135 TATA SECURITIES LIMITED No 6379 4 4 - 0 0 0 0 0 0
136 SURESH RATHI SECURITIES PRIVATE LIMITED No 39947 4 4 - 0 0 1 1 0 0
137 INTEGRATED MASTER SECURITIES PVT. LTD. No 9732 4 4 - 0 0 0 0 0 0
138 PROGRESSIVE SHARE BROKERS PRIVATE LIMITED No 10420 4 4 - 0 0 0 0 0 0
139 INDIRA SECURITIES PRIVATE LIMITED No 11766 4 3 - 1 0 - - - -
140 SURYA SHAKTI INDIA FINANCIAL PVT. LTD. No 414 4 4 - 0 0 - - - -
141 GEPL CAPITAL PRIVATE LIMITED No 14038 4 4 - 0 0 0 0 0 0
142 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 16683 4 4 - 0 0 1 1 0 0
143 MARFATIA STOCK BROKING PRIVATE LIMITED No 16737 4 3 - 1 0 - - - -
144 KEYNOTE CAPITALS LTD. No 1745 4 4 - 0 0 0 0 0 0
145 INDIA CAPITAL MARKETS PRIVATE LIMITED - - 4 4 - 0 0 - - - -
146 PATERSON SECURITIES PRIVATE LIMITED - - 4 3 - 1 0 - - - -
147 COIMBATORE CAPITAL LIMITED No 25965 4 4 - 0 0 - - - -
148 SKSE SECURITIES LTD. No 1051 4 4 - 0 0 - - - -
149 KELLTON SECURITIES PRIVATE LIMITED No 7204 4 4 - 0 0 - - - -
150 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 41005 3 3 - 0 0 0 0 0 0
151 JOINDRE CAPITAL SERVICES LTD No 47178 3 3 - 0 0 - - - -
152 K K SECURITIES LTD. No 7149 3 3 - 0 0 - - - -
153 ASE CAPITAL MARKETS LTD. No 11965 3 3 - 0 0 - - - -
154 SAJAG SECURITIES PVT. LTD. No 17356 3 3 - 0 0 - - - -
155 ANUGRAH STOCK & BROKING PVT. LTD. No 18303 3 2 - 1 0 1 1 1 0
156 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 19096 3 3 - 0 0 - - - -
157 ANGEL SECURITIES LTD No 38 3 3 - 0 0 - - - -
158 VINOD SHARES LTD. No 2361 3 2 - 1 0 1 1 1 0
159 MULTIPLEX CAPITAL LTD. No 8534 3 3 - 0 0 - - - -
160 NORTHEAST BROKING SERVICES LTD. No 12813 3 3 - 0 0 0 0 0 0
161 COMPETENT FINMAN PVT. LTD. No 13705 3 3 - 0 0 0 0 0 0
162 GREENBUCKS SECURITIES PRIVATE LIMITED - - 3 3 - 0 0 0 0 0 0
163 BHUMIKA CONSULTANCY (P) LTD No 297 3 3 - 0 0 - - - -
164 V.R.M. SHARE BROKING PVT. LTD No 427 3 3 - 0 0 - - - -
165 ENAM SECURITIES PVT LTD. No 1747 3 3 - 0 0 - - - -
166 NAVKAR SHARE & STOCK BROKERS PRIVATE LIMITED No 839 3 3 - 0 0 - - - -
167 KEDIA SHARES & STOCKS BROKERS LIMITED No 1108 3 3 - 0 0 - - - -
168 AJCON GLOBAL SERVICES LIMITED No 2438 3 3 - 0 0 - - - -
169 SAS BROKING PRIVATE LIMITED No 2678 3 3 - 0 0 - - - -
170 MITHUN SECURITIES PVT. LTD. No 4216 3 3 - 0 0 - - - -
171 MUNOTH CAPITAL MARKET LTD No 3878 3 2 - 1 0 1 1 1 0
172 BHARAT RASAYAN FINANCE LTD No 2174 2 2 - 0 0 5 5 0 0
173 GOLDMINE STOCKS PRIVATE LIMITED No 33824 2 2 - 0 0 0 0 0 0
174 PRABHUDAS LILLADHER PVT. LTD. No 37855 2 2 - 0 0 1 1 0 0
175 SHAREWEALTH SECURITIES LIMITED No 18223 2 2 - 0 0 - - - -
176 HSE SECURITIES LTD. No 12571 2 2 - 0 0 - - - -
177 DAYCO SECURITIES PVT. LTD. No 8392 2 2 - 0 0 - - - -
178 ESCORTS SECURITIES LTD. No 7043 2 2 - 0 0 0 0 0 0
179 BALJIT SECURITIES PVT. LTD. No 5088 2 2 - 0 0 0 0 0 0
180 SMART EQUITY BROKERS PRIVATE LIMITED No 4380 2 1 - 1 0 - - - -
181 M G CAPITAL SERVICES LTD. No 4326 2 2 - 0 0 2 2 2 0
182 OMNESYS TRADENET PVT. LTD No 3236 2 2 - 0 0 - - - -
183 MANOJ JAVERI STOCK BROKING PVT. LTD. No 294 2 2 - 0 0 - - - -
184 GHANSHYAM SHARES & STOCK BROKERS PVT LTD No 163 2 2 - 0 0 - - - -
185 BMD SECURITIES LIMITED No 55 2 2 - 0 0 - - - -
186 RATNAKAR SECURITIES PVT LTD No 19238 2 2 - 0 0 - - - -
187 PRAVIN RATILAL SHARE AND STOCK BROKERS LTD No 16748 2 2 - 0 0 - - - -
188 VIMAL & SONS No 8797 2 2 - 0 0 - - - -
189 GOGIA CAPITAL SERVICES LIMITED No 8025 2 2 - 0 0 0 0 0 0
190 LABDHI FINANCE CORPORATION No 6584 2 2 - 0 0 - - - -
191 WELLWORTH SHARE & STOCK BROKING LIMITED No 5249 2 2 - 0 0 0 0 0 0
192 PEERLESS SECURITIES LIMITED No 5176 2 2 - 0 0 0 0 0 0
193 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 4734 2 2 - 0 0 0 0 0 0
194 NARAYAN SECURITIES LIMITED No 4326 2 2 - 0 0 1 1 1 0
195 VEDIKA SECURITIES (P) LTD No 3551 2 2 - 0 0 - - - -
196 CFS FINANCIAL SERVICES PVT. LTD No 3438 2 2 - 0 0 - - - -
197 INTEGRATED STOCK BROKING SERVICES PVT.LTD. No 2777 2 2 - 0 0 0 0 0 0
198 VISHESH CAPITAL PVT. LTD. No 2341 2 2 - 0 0 0 0 0 0
199 SHRIAM FINANCIAL PRIVATE LIMITED No 1858 2 2 - 0 0 0 0 0 0
200 PRANAV SECURITIES PVT LTD No 1515 2 2 - 0 0 1 1 0 0
201 COMFORT SECURITIES LIMITED No 1301 2 2 - 0 0 - - - -
202 THIRANI SECURITIES PVT LTD No 734 2 1 - 1 0 0 0 0 0
203 VGP PORTFOLIO No 2137 2 2 - 0 0 - - - -
204 JV CAPITAL SERVICES PVT. LTD. No 1893 2 2 - 0 0 0 0 0 0
205 LALKAR SECURITIES PRIVATE LIMITED No 1835 2 2 - 0 0 - - - -
206 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 1771 2 2 - 0 0 - - - -
207 SHREE ADESHWAR SECURITIES PVT LTD No 1758 2 2 - 0 0 - - - -
208 MATALIA STOCK BROKING PVT. LTD. No 1754 2 1 - 1 0 - - - -
209 RAGA SHARES TRADING PVT. LTD. No 650 2 0 - 2 0 1 1 1 0
210 AXIS SECURITIES LIMITED - - 2 2 - 0 0 0 0 0 0
211 RAGHUNANDAN CAPITAL PRIVATE LIMITED - - 2 2 - 0 0 0 0 0 0
212 TECHNO SHARES & STOCKS PRIVATE LIMITED - - 2 2 - 0 0 0 0 0 0
213 SHARE INDIA SECURITIES LIMITED - - 2 1 - 1 0 0 0 0 0
214 KUMAR SHARE BROKERS LTD. - - 2 2 - 0 0 1 1 0 0
215 MILLENNIUM STOCK BROKING PVT. LTD. No 1138 1 1 - 0 0 - - - -
216 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 1066 1 1 - 0 0 - - - -
217 ROONGTA RISING STOCK PRIVATE LIMITED No 1041 1 1 - 0 0 - - - -
218 FIRST FUTURES AND STOCKS PRIVATE LIMITED No 1037 1 1 - 0 0 - - - -
219 INDIA SECURITIES BROKING PRIVATE LIMITED No 975 1 1 - 0 0 1 1 1 0
220 NIRMAN SHARE BROKERS PRIVATE LIMITED No 1117 1 1 - 0 0 0 0 0 0
221 VIJETA BROKING INDIA PRIVATE LIMITED No 943 1 1 - 0 0 - - - -
222 MSB E-TRADE SECURITIES LIMITED No 937 1 1 - 0 0 - - - -
223 STAMPEDE CAPITAL LIMITED No 906 1 1 - 0 0 - - - -
224 BHAS SECURITIES (P) LTD No 621 1 1 - 0 0 2 2 1 0
225 FULLERTON SECURITIES & WEALTH ADVISORS LIMITED No 2144 1 1 - 0 0 0 0 0 0
226 DATABASE INVESTMENT SERVICES . (I) LTD No 2133 1 1 - 0 0 - - - -
227 FAST CAPITAL MARKETS LTD. No 1932 1 1 - 0 0 - - - -
228 CARNATION FINANCIAL SERVICES LTD. No 1827 1 1 - 0 0 - - - -
229 VINTAGE CAPITAL MARKETS LIMITED No 1647 1 1 - 0 0 - - - -
230 SODHANI SECURITIES LTD. No 1569 1 1 - 0 0 0 0 0 0
231 G S V SECURITIES PVT. LTD. No 1386 1 1 - 0 0 - - - -
232 FIN BRAINS SECURITIES (INDIA) LTD. No 1345 1 1 - 0 0 0 0 0 0
233 GNG STOCK HOLDINGS PVT. LTD. No 1279 1 1 - 0 0 - - - -
234 BNK SECURITIES PVT.LTD. No 1170 1 1 - 0 0 - - - -
235 DSE FINANCIAL SERVICES LTD. No 1162 1 1 - 0 0 - - - -
236 MUKUL AMRATLAL SONAWALA No 892 1 1 - 0 0 - - - -
237 FINCAP PORTFOLIO LIMITED No 607 1 1 - 0 0 - - - -
238 MY MONEY SECURITIES LTD. No 595 1 1 - 0 0 - - - -
239 GROWTH AVENUES LTD No 510 1 1 - 0 0 - - - -
240 SALASAR STOCK BROKING LTD. No 291 1 1 - 0 0 - - - -
241 PRAMODKUMAR M JAIN No 258 1 1 - 0 0 - - - -
242 BASANT SECURITIES LTD. No 229 1 1 - 0 0 1 1 0 0
243 BERKELEY SECURITIES LIMITED No 198 1 1 - 0 0 0 0 0 0
244 AMGIS HOLDINGS PVT LTD No 169 1 1 - 0 0 - - - -
245 B D SHAH SECURITIES LIMITED No 196 1 1 - 0 0 - - - -
246 CHIMANLAL MANEKLAL SECURITIES PVT. LTD. No 99 1 1 - 0 0 - - - -
247 CANNY SECURITIES PVT. LTD. No 92 1 1 - 0 0 0 0 0 0
248 GAMMA INVESTMENTS No 88 1 1 - 0 0 - - - -
249 ABANS SECURITIES LIMITED No 20 1 1 - 0 0 - - - -
250 DG GOENKA EQUITIES PVT LTD No 13 1 1 - 0 0 - - - -
251 R.M. SHARE TRADING PVT LTD No 1 1 1 - 0 0 - - - -
252 RELIANCE EQUITIES INTERNATIONAL PRIVATE LIMITED No 580 1 1 - 0 0 - - - -
253 SANCHAY FINVEST LTD. No 574 1 1 - 0 0 1 1 0 0
254 PRABODH ARTHA WARDHINI PRIVATE LIMITED No 553 1 0 - 1 0 1 1 1 0
255 FOCUS SHARES & SECURITIES PRIVATE LIMITED No 449 1 1 - 0 0 0 0 0 0
256 EDELWEISS CAPITAL LTD. No 0 1 1 - 0 0 - - - -
257 JM FINANCIAL SECURITIES PVT.LTD. No 0 1 1 - 0 0 - - - -
258 FUTURE CAPITAL SECURITIES LIMITED - - 1 1 - 0 0 0 0 0 0
259 EDEN FINANCIAL SERVICES - - 1 1 - 0 0 - - - -
260 PEE AAR SECURITIES LIMITED - - 1 1 - 0 0 0 0 0 0
261 MARKET-HUB STOCK BROKING PRIVATE LIMITED - - 1 1 - 0 0 - - - -
262 ZERODHA - - 1 1 - 0 0 0 0 0 0
263 MLB CAPITAL PRIVATE LIMITED - - 1 1 - 0 0 0 0 0 0
264 HDFC BANK LTD. - - 1 1 - 0 0 - - - -
265 SIC STOCKS & SERVICES PRIVATE LIMITED No 357 1 1 - 0 0 - - - -
266 SYKES & RAY EQUITIES (I) LTD. No 46863 1 1 - 0 0 - - - -
267 PCS SECURITIES LTD. No 28414 1 1 - 0 0 0 0 0 0
268 MAGNUM EQUITY BROKING LIMITED No 26036 1 1 - 0 0 - - - -
269 VOGUE COMMERCIAL COMPANY LIMITED No 16384 1 1 - 0 0 - - - -
270 SS CORPORATE SECURITIES LIMITED No 12036 1 1 - 0 0 - - - -
271 VIVEK FINANCIAL FOCUS LTD. No 10688 1 1 - 0 0 - - - -
272 JYOTI PORTFOLIO LIMITED No 10120 1 1 - 0 0 1 1 0 0
273 COCHIN STOCK BROKERS LTD. No 9861 1 1 - 0 0 - - - -
274 SATCO CAPITAL MARKETS LIMITED No 9718 1 1 - 0 0 - - - -
275 UAE EXCHANGE & FINANCE LTD. No 6968 1 1 - 0 0 - - - -
276 VNS FINANCE & CAPITAL SERVICES LTD. No 6678 1 1 - 0 0 - - - -
277 IKM INVESTORS PRIVATE LIMITED No 6451 1 1 - 0 0 - - - -
278 NIKUNJ STOCK BROKERS LTD. No 5706 1 1 - 0 0 - - - -
279 EASTERN FINANCIERS LTD No 5575 1 1 - 0 0 - - - -
280 MARCK SECURITIES PVT. LTD. No 4879 1 1 - 0 0 - - - -
281 A C CHOKSI SHARE BROKERS PVT. LTD. No 4636 1 1 - 0 0 - - - -
282 SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED No 4568 1 1 - 0 0 - - - -
283 SANGHAVI SAVLA STOCKBROKERS LTD. No 3716 1 1 - 0 0 - - - -
284 INDIANIVESH SECURITIES PVT. LTD. No 3644 1 1 - 0 0 0 0 0 0
285 CANON CAPITAL AND FINANCE LIMITED No 3453 1 1 - 0 0 - - - -
286 INANI SECURITIES LIMITED No 2573 1 1 - 0 0 - - - -
287 MERITS CAPITAL MARKET SERVICES PVT. LTD. No 2501 1 0 - 1 0 1 1 0 0
288 CHANAKYA STOCK BROKING SERVICES P. LTD. No 261 1 1 - 0 0 - - - -
289 IDEAL STOCK BROKING PVT LTD No 258 1 1 - 0 0 - - - -
290 RUSHABH INVESTMENTS No 246 1 1 - 0 0 - - - -
291 RSG SHARE & STOCK BROKERS LTD. No 70 1 1 - 0 0 1 1 1 0
292 MAVERICK SHARE BROKERS LIMITED No 23255 1 1 - 0 0 - - - -
293 DYNAMIC EQUITIES PRIVATE LIMITED No 20965 1 1 - 0 0 - - - -
294 MEHTA EQUITIES LIMITED No 18458 1 1 - 0 0 1 1 0 0
295 DIMENSIONAL SECURITIES PVT. LTD No 14586 1 1 - 0 0 0 0 0 0
296 DALAL & BROACHA STOCK BROKING PVT. LTD No 13411 1 1 - 0 0 - - - -
297 BAKLIWAL FINANCIAL SERVICES (INDIA) PRIVATE LIMITED No 12652 1 1 - 0 0 0 0 0 0
298 MARKET CREATORS LIMITED No 11736 1 1 - 0 0 - - - -
299 SUGAL & DAMANI SHARE BROKERS LIMITED No 10178 1 1 - 0 0 - - - -
300 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 10003 1 0 - 1 0 0 0 0 0
301 RAJVI STOCK BROKING PRIVATE LIMITED No 9831 1 1 - 0 0 - - - -
302 SVS SECURITIES PVT. LTD. No 9570 1 1 - 0 0 - - - -
303 PRAGYA SECURITIES PRIVATE LIMITED No 9068 1 1 - 0 0 - - - -
304 R WADIWALA SECURITIES PVT. LTD. No 9023 1 1 - 0 0 - - - -
305 B N RATHI SECURITIES LIMITED No 8608 1 1 - 0 0 0 0 0 0
306 NDA SECURITIES LTD. No 8173 1 1 - 0 0 - - - -
307 KHAJANCHI & GANDHI STOCK BROKING PRIVATE LIMITED No 7527 1 1 - 0 0 - - - -
308 CIL SECURITIES LTD. No 7357 1 1 - 0 0 - - - -
309 ARYAN SHARE & STOCK BROKERS LTD. No 7100 1 1 - 0 0 0 0 0 0
310 STEWART & MACKERTICH WEALTH MANAGEMENT LTD. No 6979 1 1 - 0 0 0 0 0 0
311 PARSOLI CORPORATION LTD No 6467 1 1 - 0 0 - - - -
312 INDO THAI SECURITIES LTD. No 5909 1 1 - 0 0 2 2 2 0
313 FORTUNE WEALTH MANAGEMENT COMPANY INDIA (P) LTD. No 5556 1 1 - 0 0 - - - -
314 SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. No 4909 1 1 - 0 0 - - - -
315 INDIA CEMENTS INVESTMENT SERVICES LIMITED No 4625 1 1 - 0 0 - - - -
316 SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED No 4547 1 1 - 0 0 - - - -
317 KARUNA FINANCIAL SERVICES PVT. LTD No 4226 1 1 - 0 0 0 0 0 0
318 PUMARTH CREDIT & CAPITAL LTD. No 3955 1 1 - 0 0 - - - -
319 SOUTH GUJARAT SHARES & SHAREBROKERS LTD No 3856 1 1 - 0 0 - - - -
320 INTERFACE BROKERAGE & RESEARCH LTD. No 3176 1 1 - 0 0 0 0 0 0
321 GEMS EQUITIES & SECURITIES PVT. LTD. Yes 2787 1 0 1 0 0 0 0 0 0
322 JUNJHARJI INVESTMENT PVT . LTD. No 1494 1 1 - 0 0 - - - -
323 SVARN FINANCIAL SERVICES PVT. LTD. No 1359 1 1 - 0 0 0 0 0 0
324 ASSET ALLIANCE SECURITIES PVT. LTD. No 1330 1 1 - 0 0 - - - -
325 CROWN CONSULTANTS (P) LIMITED No 1223 1 1 - 0 0 - - - -
326 MUNOTH FINANCIAL SERVICES LTD. No 1187 1 1 - 0 0 - - - -
327 APEEJAY SECURITIES PVT. LTD. No 1164 1 1 - 0 0 - - - -
328 SIDDHARTHA CAPITAL MARKET LIMITED No 1147 1 1 - 0 0 - - - -
Total 14291637 6442 6071 1 370 0 274 273 101 1

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member