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Redressal of Complaints lodged by clients against Trading Members (TMs) during 2008-09
Last updated on 31-Dec-2019
Download the file to view all records. (.xls)
| SN | NAME OF THE TM | DEFAULTER (YES/NO) | NO. OF UCCs AT THE BEGINNING OF THE YEAR | NO OF COMPLAINTS RECEIVED AGAINST THE TM* | OF THE COMPLAINTS RECEIVED DURING 2008-09 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NO. OF COMPLAINTS | ||||||||||||
| RESOLVED THROUGH THE EXCHANGE/IGRC | NON ACTIONABLE** | ADVISED / OPTED FOR ARBITRATION | PENDING FOR REDRESSAL WITH EXCHANGE | NO. OF ARBITRATION FILED BY CLIENTS | DECIDED BY THE ARBITRATORS | DECIDED BY ARBITRATORS IN FAVOUR OF THE CLIENTS | PENDING FOR REDRESSAL WITH ARBITRATORS | |||||
| 1 | INDIA INFOLINE LTD. | No | 444101 | 641 | 559 | - | 82 | 0 | 68 | 68 | 29 | 0 |
| 2 | RELIGARE SECURITIES LTD. | No | 399536 | 376 | 332 | - | 44 | 0 | 64 | 64 | 25 | 0 |
| 3 | INDIABULLS SECURITIES LTD. | No | 468611 | 279 | 254 | - | 25 | 0 | 55 | 55 | 20 | 0 |
| 4 | SUNCHAN SECURITIES LTD. | Yes | 3369 | 243 | 95 | 113 | 35 | 0 | 95 | 95 | 59 | 0 |
| 5 | ICICI SECURITIES LIMITED | No | 1269449 | 234 | 227 | - | 7 | 0 | 12 | 12 | 10 | 0 |
| 6 | KOTAK SECURITIES LTD. | No | 365618 | 231 | 207 | - | 24 | 0 | 21 | 21 | 4 | 0 |
| 7 | RELIANCE SECURITIES LIMITED | No | 445429 | 212 | 205 | - | 7 | 0 | 4 | 4 | 2 | 0 |
| 8 | SHAREKHAN LTD. | No | 560124 | 197 | 167 | - | 30 | 0 | 19 | 19 | 5 | 0 |
| 9 | MOTILAL OSWAL SECURITIES LTD. | No | 354974 | 180 | 164 | - | 16 | 0 | 17 | 17 | 2 | 0 |
| 10 | KARVY STOCK BROKING LTD. | No | 324956 | 168 | 145 | - | 23 | 0 | 26 | 26 | 7 | 0 |
| 11 | ANGEL BROKING PRIVATE LIMITED | No | 276457 | 112 | 104 | - | 8 | 0 | 26 | 26 | 10 | 0 |
| 12 | ANAND RATHI SHARE AND STOCK BROKERS LIMITED | No | 181420 | 100 | 90 | - | 10 | 0 | 20 | 20 | 9 | 0 |
| 13 | UNICON SECURITIES PVT. LTD. | No | 56259 | 95 | 77 | - | 18 | 0 | 23 | 23 | 13 | 0 |
| 14 | ADITYA BIRLA MONEY LIMITED | No | 129490 | 87 | 76 | - | 11 | 0 | 13 | 13 | 2 | 0 |
| 15 | EDELWEISS FINANCIAL ADVISORS LIMITED | No | 121428 | 66 | 57 | - | 9 | 0 | 8 | 8 | 3 | 0 |
| 16 | GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED | No | 226019 | 64 | 61 | - | 3 | 0 | 3 | 3 | 1 | 0 |
| 17 | BONANZA PORTFOLIO LTD. | No | 113236 | 63 | 53 | - | 10 | 0 | 5 | 5 | 0 | 0 |
| 18 | HDFC SECURITIES LTD. | No | 429607 | 59 | 58 | - | 1 | 0 | 3 | 3 | 1 | 0 |
| 19 | TRUSTLINE SECURITIES LIMITED | No | 32470 | 50 | 30 | - | 20 | 0 | 5 | 5 | 2 | 0 |
| 20 | INDITRADE CAPITAL LIMITED | No | 61376 | 50 | 44 | - | 6 | 0 | 14 | 14 | 5 | 0 |
| 21 | SMC GLOBAL SECURITIES LTD. | No | 84724 | 48 | 41 | - | 7 | 0 | 4 | 4 | 1 | 0 |
| 22 | GANGA YAMUNA FINVEST PRIVATE LIMITED | Yes | 1267 | 45 | 0 | 45 | - | 0 | 0 | 0 | 0 | 0 |
| 23 | NETWORTH STOCK BROKING LTD. | No | 50566 | 43 | 35 | - | 8 | 0 | 4 | 4 | 1 | 0 |
| 24 | ASHIKA STOCK BROKING LTD. | No | 57175 | 41 | 37 | - | 4 | 0 | 1 | 1 | 0 | 0 |
| 25 | ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED | No | 62202 | 41 | 36 | - | 5 | 0 | 3 | 3 | 1 | 0 |
| 26 | ISE SECURITIES & SERVICES LIMITED | No | 58809 | 40 | 21 | - | 19 | 0 | 2 | 2 | 2 | 0 |
| 27 | STANDARD CHARTERED SECURITIES (INDIA) LIMITED | No | 66019 | 37 | 37 | - | - | 0 | 9 | 9 | 7 | 0 |
| 28 | MASTER CAPITAL SERVICES LIMITED | No | 60388 | 35 | 29 | - | 6 | 0 | 3 | 3 | 1 | 0 |
| 29 | ADROIT FINANCIAL SERVICES PRIVATE LIMITED | No | 22322 | 32 | 27 | - | 5 | 0 | 3 | 3 | 1 | 0 |
| 30 | HSBC INVESTDIRECT SECURITIES (INDIA) LIMITED | No | 110457 | 30 | 28 | - | 2 | 0 | 6 | 6 | 0 | 0 |
| 31 | SHRIRAM INSIGHT SHARE BROKERS LIMITED | - | - | 30 | 22 | - | 8 | 0 | 4 | 4 | 3 | 0 |
| 32 | BHARAT RASAYAN FINANCE LTD | No | 2046 | 28 | 20 | - | 8 | 0 | 1 | 1 | 1 | 0 |
| 33 | VENTURA SECURITIES LTD. | No | 60777 | 28 | 23 | - | 5 | 0 | 5 | 5 | 4 | 0 |
| 34 | ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. | No | 90494 | 28 | 27 | - | 1 | 0 | 3 | 3 | 0 | 0 |
| 35 | EMKAY GLOBAL FINANCIAL SERVICES LIMITED | No | 65551 | 27 | 21 | - | 6 | 0 | 4 | 4 | 1 | 0 |
| 36 | ARIHANT CAPITAL MARKETS LIMITED | No | 52168 | 26 | 25 | - | 1 | 0 | 3 | 3 | 2 | 0 |
| 37 | NORTHEAST BROKING SERVICES LTD. | No | 10026 | 24 | 19 | - | 5 | 0 | 0 | 0 | 0 | 0 |
| 38 | IDBI CAPITAL MARKET SERVICES LTD. | No | 39199 | 22 | 21 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 39 | ORIENT CAPITAL MARKETS PVT.LTD. | Yes | 608 | 22 | 10 | 6 | 6 | 0 | 26 | 26 | 22 | 0 |
| 40 | RR EQUITY BROKERS PVT. LTD. | No | 9581 | 21 | 16 | - | 5 | 0 | 5 | 5 | 1 | 0 |
| 41 | BMA WEALTH CREATORS LIMITED | No | 17667 | 20 | 16 | - | 4 | 0 | 4 | 4 | 1 | 0 |
| 42 | SYSTEMATIX SHARES & STOCKS (INDIA) LTD. | No | 24706 | 20 | 19 | - | 1 | 0 | 2 | 2 | 2 | 0 |
| 43 | EDELWEISS SECURITIES LIMITED | No | 14206 | 20 | 12 | - | 8 | 0 | 5 | 5 | 3 | 0 |
| 44 | MICROSEC CAPITAL LIMITED | No | 15291 | 19 | 13 | - | 6 | 0 | 7 | 7 | 1 | 0 |
| 45 | KUNVARJI FINSTOCK PVT. LTD. | No | 18426 | 19 | 11 | - | 8 | 0 | 6 | 6 | 0 | 0 |
| 46 | WAY2WEALTH BROKERS PRIVATE LIMITED | No | 19989 | 17 | 15 | - | 2 | 0 | 6 | 6 | 1 | 0 |
| 47 | MARWADI SHARES AND FINANCE LIMITED | No | 92321 | 17 | 15 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 48 | FAIRWEALTH SECURITIES LIMITED | No | 9041 | 17 | 15 | - | 2 | 0 | 2 | 2 | 0 | 0 |
| 49 | KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED | No | 13698 | 17 | 14 | - | 3 | 0 | 0 | 0 | 0 | 0 |
| 50 | MONARCH PROJECT & FINMARKETS LIMITED | - | - | 16 | 13 | - | 3 | 0 | 1 | 1 | 1 | 0 |
| 51 | ALANKIT ASSIGNMENTS LTD. | No | 47335 | 16 | 15 | - | 1 | 0 | 1 | 1 | 1 | 0 |
| 52 | MEFCOM SECURITIES LTD. | No | 1271 | 16 | 14 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 53 | CHOLAMANDALAM SECURITIES LIMITED | No | 11196 | 16 | 11 | - | 5 | 0 | 1 | 1 | 0 | 0 |
| 54 | CONSORTIUM SECURITIES PRIVATE LTD. | No | 21801 | 15 | 10 | - | 5 | 0 | 2 | 2 | 0 | 0 |
| 55 | SUSHIL FINANCIAL SERVICES PRIVATE LIMITED | No | 73178 | 14 | 14 | - | - | 0 | 0 | 0 | 0 | 0 |
| 56 | MANSUKH SECURITIES & FINANCE LIMITED | No | 33224 | 14 | 13 | - | 1 | 0 | 1 | 1 | 1 | 0 |
| 57 | STEEL CITY SECURITIES LTD. | No | 35404 | 14 | 12 | - | 2 | 0 | 2 | 2 | 1 | 0 |
| 58 | PEE AAR SECURITIES LIMITED | - | - | 13 | 3 | - | 10 | 0 | 2 | 2 | 0 | 0 |
| 59 | PHILLIPCAPITAL (INDIA) PVT. LTD | - | - | 13 | 13 | - | - | 0 | 1 | 1 | 0 | 0 |
| 60 | ITI FINANCIAL SERVICES LTD. | No | 17514 | 13 | 12 | - | 1 | 0 | 1 | 1 | 0 | 0 |
| 61 | DESTIMONEY SECURITIES PRIVATE LIMITED | No | 9094 | 13 | 10 | - | 3 | 0 | 0 | 0 | 0 | 0 |
| 62 | GUINESS SECURITIES LIMITED | No | 14176 | 13 | 11 | - | 2 | 0 | 1 | 1 | 1 | 0 |
| 63 | VERTEX SECURITIES LTD. | - | - | 12 | 10 | - | 2 | 0 | 4 | 4 | 2 | 0 |
| 64 | ALMONDZ GLOBAL SECURITIES LTD. | No | 8542 | 12 | 9 | - | 3 | 0 | 2 | 2 | 1 | 0 |
| 65 | ABHIPRA CAPITAL LTD. | No | 16580 | 12 | 10 | - | 2 | 0 | 2 | 2 | 2 | 0 |
| 66 | WEALTH MANTRA LIMITED | No | 19800 | 12 | 10 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 67 | SHRI PARASRAM HOLDINGS PVT. LTD. | No | 66237 | 11 | 10 | - | 1 | 0 | 2 | 2 | 0 | 0 |
| 68 | GLOBE CAPITAL MARKET LIMITED | No | 15593 | 11 | 11 | - | - | 0 | 0 | 0 | 0 | 0 |
| 69 | INDIA CAPITAL MARKETS PRIVATE LIMITED | - | - | 10 | 8 | - | 2 | 0 | 1 | 1 | 0 | 0 |
| 70 | LKP SECURITIES LTD. | No | 31680 | 10 | 10 | - | - | 0 | 2 | 2 | 0 | 0 |
| 71 | AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED | No | 2064 | 10 | 7 | - | 3 | 0 | 2 | 2 | 2 | 0 |
| 72 | BAKLIWAL FINANCIAL SERVICES (INDIA) PRIVATE LIMITED | No | 11477 | 10 | 6 | - | 4 | 0 | 1 | 1 | 0 | 0 |
| 73 | R K GLOBAL SHARES & SECURITIES LIMITED | No | 9541 | 9 | 8 | - | 1 | 0 | 4 | 4 | 4 | 0 |
| 74 | NAVIA MARKETS LTD. | No | 9642 | 9 | 8 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 75 | INDUS PORTFOLIO (P) LTD | No | 14691 | 8 | 6 | - | 2 | 0 | 3 | 3 | 0 | 0 |
| 76 | KIFS SECURITIES PRIVATE LIMITED | No | 30047 | 8 | 6 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 77 | PUMARTH CREDIT & CAPITAL LTD. | No | 2858 | 8 | 8 | - | - | 0 | - | - | - | 0 |
| 78 | ZUARI INVESTMENTS LTD. | No | 5670 | 8 | 8 | - | - | 0 | 0 | 0 | 0 | 0 |
| 79 | INVENTURE GROWTH & SECURITIES LIMITED | No | 7322 | 7 | 7 | - | - | 0 | - | - | - | 0 |
| 80 | INNOVATE SECURITIES PVT. LTD. | No | 7023 | 7 | 7 | - | - | 0 | - | - | - | 0 |
| 81 | MULTIPLEX CAPITAL LTD. | No | 6704 | 7 | 4 | - | 3 | 0 | 3 | 3 | 0 | 0 |
| 82 | NARAYAN SECURITIES LIMITED | No | 2877 | 7 | 5 | - | 2 | 0 | 1 | 1 | 0 | 0 |
| 83 | KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED | No | 31179 | 7 | 6 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 84 | COIMBATORE CAPITAL LIMITED | No | 20866 | 7 | 7 | - | - | 0 | 0 | 0 | 0 | 0 |
| 85 | SHILPA STOCK BROKER PRIVATE LIMITED | No | 20076 | 6 | 5 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 86 | PRABHUDAS LILLADHER PVT. LTD. | No | 27281 | 6 | 5 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 87 | SURESH RATHI SECURITIES PRIVATE LIMITED | No | 31575 | 6 | 5 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 88 | INTEGRATED ENTERPRISES (INDIA) LIMITED | No | 31844 | 6 | 5 | - | 1 | 0 | 3 | 3 | 1 | 0 |
| 89 | SYKES & RAY EQUITIES (I) LTD. | No | 38046 | 6 | 4 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 90 | UNITED CREDIT SECURITIES LTD. | No | 924 | 6 | 6 | - | - | 0 | - | - | - | 0 |
| 91 | PEERLESS SECURITIES LIMITED | No | 2398 | 6 | 4 | - | 2 | 0 | 1 | 1 | 0 | 0 |
| 92 | KALPATARU MULTIPLIER LTD. | No | 7086 | 6 | 6 | - | - | 0 | - | - | - | 0 |
| 93 | JHP SECURITIES PRIVATE LIMITED | No | 2 | 6 | 5 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 94 | SKP SECURITIES LTD. | No | 8840 | 6 | 5 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 95 | NIRMAL BANG SECURITIES PVT. LTD. | No | 15708 | 6 | 4 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 96 | EAST INDIA SECURITIES LTD. | No | 6826 | 5 | 3 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 97 | INTIME EQUITIES LIMITED | No | 5898 | 5 | 4 | - | 1 | 0 | 1 | 1 | 1 | 0 |
| 98 | LSE SECURITIES LIMITED | No | 31424 | 5 | 5 | - | - | 0 | - | - | - | 0 |
| 99 | EXCLUSIVE SECURITIES LTD. | No | 14096 | 5 | 5 | - | - | 0 | 0 | 0 | 0 | 0 |
| 100 | HEM FINLEASE PVT. LTD. | No | 13584 | 5 | 4 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 101 | MEHTA EQUITIES LIMITED | No | 16888 | 5 | 5 | - | - | 0 | 0 | 0 | 0 | 0 |
| 102 | JHAVERI SECURITIES LIMITED | No | 46582 | 5 | 5 | - | - | 0 | 0 | 0 | 0 | 0 |
| 103 | FINQUEST SECURITIES PVT. LTD. | No | 3209 | 5 | 5 | - | - | 0 | 0 | 0 | 0 | 0 |
| 104 | PROGRESSIVE SHARE BROKERS PRIVATE LIMITED | No | 8458 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 105 | ICICI WEB TRADE LTD | No | 617934 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 106 | JM FINANCIAL SERVICES LIMITED | No | 25607 | 4 | 2 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 107 | SWASTIKA INVESTMART LIMITED | No | 16266 | 4 | 4 | - | - | 0 | 2 | 2 | 0 | 0 |
| 108 | KASS SECURITIES PVT. LTD. | Yes | 687 | 4 | 0 | 2 | 2 | 0 | 6 | 6 | 4 | 0 |
| 109 | SBICAP SECURITIES LIMITED | No | 15392 | 4 | 3 | - | 1 | 0 | 1 | 1 | 1 | 0 |
| 110 | SSJ FINANCE & SECURITIES PVT. LTD. | No | 15087 | 4 | 4 | - | - | 0 | 1 | 1 | 0 | 0 |
| 111 | SPFL SECURITIES LIMITED | No | 14902 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 112 | DIMENSIONAL SECURITIES PVT. LTD | No | 12165 | 4 | 3 | - | 1 | 0 | 1 | 1 | 0 | 0 |
| 113 | C R FINANCE & SECURITIES PVT. LTD. | No | 747 | 4 | 4 | - | - | 0 | - | - | - | 0 |
| 114 | REFLECTION INVESTMENTS | No | 753 | 4 | 4 | - | - | 0 | - | - | - | 0 |
| 115 | TRANSWARRANTY CAPITAL PRIVATE LIMITED | No | 1518 | 4 | 4 | - | - | 0 | - | - | - | 0 |
| 116 | BEST BULL STOCK TRADING | No | 1788 | 4 | 3 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 117 | SAIKRIPA SECURITIES LTD. | No | 1838 | 4 | 4 | - | - | 0 | 1 | 1 | 0 | 0 |
| 118 | KASSA FINVEST PRIVATE LIMITED | No | 2306 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 119 | GOLDMINE STOCKS PRIVATE LIMITED | No | 29165 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 120 | MUTHOOT SECURITIES LTD. | No | 15272 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 121 | MANGAL KESHAV SECURITIES LTD. | No | 46782 | 4 | 3 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 122 | CANNY SECURITIES PVT. LTD. | No | 92 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 123 | WELLWORTH SHARE & STOCK BROKING LIMITED | No | 3196 | 4 | 3 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 124 | BALJIT SECURITIES PVT. LTD. | No | 3937 | 4 | 2 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 125 | M G CAPITAL SERVICES LTD. | No | 3963 | 4 | 4 | - | - | 0 | 0 | 0 | 0 | 0 |
| 126 | STEWART & MACKERTICH WEALTH MANAGEMENT LTD. | No | 5253 | 4 | 3 | - | 1 | 0 | 1 | 1 | 0 | 0 |
| 127 | COMPETENT FINMAN PVT. LTD. | No | 11240 | 3 | 2 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 128 | BLB LIMITED | No | 6674 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 129 | ANUGRAH STOCK & BROKING PVT. LTD. | No | 11008 | 3 | 3 | - | - | 0 | 0 | 0 | 0 | 0 |
| 130 | ORTEM SECURITIES LIMITED | No | 2565 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 131 | TRADESWIFT BROKING PRIVATE LIMITED | No | 2752 | 3 | 1 | - | 2 | 0 | 1 | 1 | 0 | 0 |
| 132 | SHAREWEALTH SECURITIES LIMITED | No | 7826 | 3 | 2 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 133 | FORTUNE CAPITAL SERVICES | No | 62 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 134 | TRIVENI MANAGEMENT CONSULTANCY SERVICES LTD. | No | 1191 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 135 | JYOTI PORTFOLIO LIMITED | No | 7470 | 3 | 3 | - | - | 0 | 0 | 0 | 0 | 0 |
| 136 | NKB SECURITIES | No | 1343 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 137 | LUNIA INVESTMENTS & FINANCE PVT. LTD. | No | 1469 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 138 | PACE STOCK BROKING SERVICES PRIVATE LIMITED | No | 9718 | 3 | 3 | - | - | 0 | 0 | 0 | 0 | 0 |
| 139 | FAIR INTERMEDIATE INVESTMENTS PVT. LTD. | No | 7434 | 3 | 2 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 140 | DBFS SECURITIES LIMITED | No | 12094 | 3 | 3 | - | - | 0 | 0 | 0 | 0 | 0 |
| 141 | VOGUE COMMERCIAL COMPANY LIMITED | No | 11798 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 142 | VNS FINANCE & CAPITAL SERVICES LTD. | No | 5089 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 143 | KAYNET FINANCE LIMITED | No | 2177 | 3 | 3 | - | - | 0 | 0 | 0 | 0 | 0 |
| 144 | A . G. SHARES & SECURITIES LTD. | No | 5455 | 3 | 3 | - | - | 0 | 0 | 0 | 0 | 0 |
| 145 | BHARAT BHUSHAN EQUITY TRADERS LTD. | No | 7193 | 3 | 3 | - | - | 0 | - | - | - | 0 |
| 146 | CIL SECURITIES LTD. | No | 5960 | 3 | 2 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 147 | SPS SHARE BROKERS PVT. LTD. | No | 2376 | 3 | 2 | - | 1 | 0 | - | - | - | 0 |
| 148 | K M JAIN STOCK BROKERS PRIVATE LIMITED | No | 2337 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 149 | MANI STOCK BROKERS LTD. | No | 2258 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 150 | CRIMSON FINANCIAL SERVICES LTD. | No | 2243 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 151 | ADINATH CAPITAL SERVICES LIMITED | No | 1748 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 152 | RRB MASTER SECURITIES DELHI LTD. | No | 1335 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 153 | JUNJHARJI INVESTMENT PVT . LTD. | No | 1164 | 2 | 1 | - | 1 | 0 | - | - | - | 0 |
| 154 | SHAVETA STOCK & SECURITIES PVT. LTD. | No | 1148 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 155 | MIDAS GLOBAL SECURITIES LTD. | No | 1104 | 2 | 2 | - | - | 0 | 1 | 1 | 0 | 0 |
| 156 | CROWN CONSULTANTS (P) LIMITED | No | 955 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 157 | BNK SECURITIES PVT.LTD. | No | 950 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 158 | PREM SOMANI SHARE BROKERS PVT. LTD. | No | 787 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 159 | VARUN CAPITAL SERVICES LTD. | No | 719 | 2 | 1 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 160 | TRANS ASIA SECURITIES PVT. LTD. | No | 713 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 161 | SHAH INVESTOR'S HOME LIMITED | No | 58330 | 2 | 2 | - | - | 0 | 1 | 1 | 0 | 0 |
| 162 | EUREKA STOCK & SHARE BROKING SERVICES LIMITED | No | 34055 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 163 | SUNIDHI SECURITIES & FINANCE LIMITED | No | 30350 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 164 | JAINAM SHARE CONSULTANTS PRIVATE LIMITED | No | 20938 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 165 | SHREE BAHUBALI INTERNATIONAL LTD. | No | 17876 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 166 | PCS SECURITIES LTD. | No | 17453 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 167 | RATNAKAR SECURITIES PVT LTD | No | 16045 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 168 | MANUBHAI MANGALDAS SECURITIES PVT. LTD. | No | 15688 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 169 | CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED | No | 15580 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 170 | HSE SECURITIES LTD. | No | 11554 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 171 | ASE CAPITAL MARKETS LTD. | No | 9313 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 172 | SATCO CAPITAL MARKETS LIMITED | No | 8122 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 173 | ACUMEN CAPITAL MARKET (INDIA) LTD | No | 8028 | 2 | 1 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 174 | INDIRA SECURITIES PRIVATE LIMITED | No | 7570 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 175 | VCK SHARE & STOCK BROKING SERVICES LTD. | No | 7485 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 176 | GOGIA CAPITAL SERVICES LIMITED | No | 6557 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 177 | IKM INVESTORS PRIVATE LIMITED | No | 6430 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 178 | NDA SECURITIES LTD. | No | 5788 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 179 | KELLTON SECURITIES PRIVATE LIMITED | No | 5217 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 180 | YOHA SECURITIES LTD. | No | 4918 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 181 | PARSOLI CORPORATION LTD | No | 4682 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 182 | NAKAMICHI SECURITIES LTD | No | 4544 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 183 | FARSIGHT SECURITIES LTD. | No | 4393 | 2 | 2 | - | - | 0 | 1 | 1 | 0 | 0 |
| 184 | MARCK SECURITIES PVT. LTD. | No | 4333 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 185 | LABDHI FINANCE CORPORATION | No | 4261 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 186 | C.D. EQUISEARCH PVT. LTD | No | 3695 | 2 | 2 | - | - | 0 | 2 | 2 | 0 | 0 |
| 187 | ALTIUS FINCAP MARKETS LIMITED | No | 3306 | 2 | 1 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 188 | CANON CAPITAL AND FINANCE LIMITED | No | 2949 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 189 | ARCH FINANCE LTD. | No | 2890 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 190 | VEDIKA SECURITIES (P) LTD | No | 2886 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 191 | VENI MADHAV SECURITIES PVT. LTD. | No | 593 | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 192 | UNITY FINCAP PVT. LTD. | No | 522 | 2 | 0 | - | 2 | 0 | 3 | 3 | 3 | 0 |
| 193 | PEE DEE KAPUR STOCK & SECURITIES LIMITED | No | 374 | 2 | 0 | - | 2 | 0 | 1 | 1 | 0 | 0 |
| 194 | PRABAKAR | No | 142 | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 195 | SHRIAM FINANCIAL PRIVATE LIMITED | No | 1858 | 2 | 0 | - | 2 | 0 | 0 | 0 | 0 | 0 |
| 196 | RBS EQUITIES (INDIA) LIMITED | - | - | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 197 | KUMAR SHARE BROKERS LTD. | - | - | 2 | 2 | - | - | 0 | 0 | 0 | 0 | 0 |
| 198 | SAMCO SECURITIES LIMITED | - | - | 2 | 2 | - | - | 0 | - | - | - | 0 |
| 199 | KHANDWALA SECURITIES LTD. | No | 3525 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 200 | INDIA CEMENTS INVESTMENT SERVICES LIMITED | No | 3506 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 201 | SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED | No | 3506 | 1 | 1 | - | - | 0 | 1 | 1 | 0 | 0 |
| 202 | SKI CAPITAL SERVICES LTD. | No | 3151 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 203 | REYMOUNT SECURITIES PVT. LTD. | No | 620 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 204 | MONEYBEE SECURITIES PRIVATE LIMITED | No | 584 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 205 | FINCAP PORTFOLIO LIMITED | No | 520 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 206 | STAR SHARE & STOCK BROKERS LTD. | No | 511 | 1 | 0 | - | 1 | 0 | - | - | - | 0 |
| 207 | STOCHASTICS SECURITIES PVT. LTD. | No | 477 | 1 | 1 | - | - | 0 | 1 | 1 | 1 | 0 |
| 208 | GUPTA SHARE BROKERS LTD. | No | 457 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 209 | MUDRA OM SECURITIES (PVT) LTD. | No | 427 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 210 | KJMC CAPITAL MARKET SERVICES LIMITED | No | 421 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 211 | FIRST FINANCIAL HOLDINGS LTD. | No | 406 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 212 | RAJESH JAIN PORTFOLIO PVT. LTD. | No | 380 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 213 | PRATHAM SECURITIES PRIVATE LIMITED | No | 379 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 214 | MOONGIPA SECURITIES LTD. | No | 367 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 215 | COMPUACTION FINANCIAL SERVICES PVT. LTD. | No | 356 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 216 | CHANDRAKALA MONEY & CAPITAL MANAGEMENT LTD. | No | 198 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 217 | MANOJ JAVERI STOCK BROKING PVT. LTD. | No | 193 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 218 | R R CHOKHANI STOCK BROKERS PVT LTD | No | 177 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 219 | THAR SHARE BROKERS PRIVATE LIMITED | No | 175 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 220 | DGP SECURITIES LTD. | No | 73 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 221 | RSG SHARE & STOCK BROKERS LTD. | No | 67 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 222 | BAJAJ SHARE & STOCK BROKERS PVT. LTD | No | 62 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 223 | MOTISONS SECURITIES PVT LTD | No | 56 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 224 | NAMOSIDHI SECURITIES PRIVATE LIMITED | No | 39 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 225 | KOTAK MAHINDRA SECURITIES LTD. | No | 5 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 226 | MPSE SECURITIES LIMITED | No | 2302 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 227 | NIRMAN SHARE BROKERS PRIVATE LIMITED | No | 1117 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 228 | NAVJEEVAN EQUITY BROKING PRIVATE LIMITED | - | - | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 229 | DJS STOCK AND SHARES LTD. | - | - | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 230 | DAMANI FINANCIAL SERVICES PRIVATE LIMITED | - | - | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 231 | UNIQUE STOCKBRO PRIVATE LIMITED | - | - | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 232 | PATERSON SECURITIES PRIVATE LIMITED | - | - | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 233 | EQUI QUEST BROKERAGE HOUSE PVT. LTD. | No | 2766 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 234 | MITHUN SECURITIES PVT. LTD. | No | 2650 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 235 | FLORA SECURITIES | No | 2633 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 236 | VSE STOCK SERVICES LIMITED | No | 2624 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 237 | INTEGRATED STOCK BROKING SERVICES PVT.LTD. | No | 2609 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 238 | ASTHA CREDIT & SECURITIES (P) LTD | No | 2594 | 1 | 0 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 239 | GEMS EQUITIES & SECURITIES PVT. LTD. | Yes | 2560 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 240 | AMRAPALI CAPITAL AND FINANCE SERVICES LTD. | No | 2420 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 241 | LOHIA SECURITIES LTD. | No | 2285 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 242 | TULI INVESTMENT LTD. | No | 2194 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 243 | INANI SECURITIES LIMITED | No | 2142 | 1 | 0 | - | 1 | 0 | - | - | - | 0 |
| 244 | CREDENTIAL STOCK BROKERS LIMITED | No | 2094 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 245 | FORT SHARE BROKING PRIVATE LIMITED | No | 1978 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 246 | PUG SECURITIES PRIVATE LIMITED | No | 1969 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 247 | AUM CAPITAL MARKET PVT LTD | No | 1813 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 248 | FINANCE MONITOR INDIA PRIVATE LIMITED | No | 1784 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 249 | HORIZON PORTFOLIO LTD. | No | 1773 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 250 | TRANSPARENT SHARES AND SECURITIES PRIVATE LIMITED | No | 1576 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 251 | SHIVMANGAL SECURITIES PRIVATE LIMITED | No | 1542 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 252 | PRANAV SECURITIES PVT LTD | No | 1464 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 253 | NAM SECURITIES LTD. | No | 1452 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 254 | RATNABALI CAPITAL MARKETS LTD. | No | 1407 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 255 | ACTION FINANCIAL SERVICES (INDIA) LIMITED | No | 1274 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 256 | FIN BRAINS SECURITIES (INDIA) LTD. | No | 1225 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 257 | ASIAN BROKING PVT. LTD. | No | 1198 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 258 | LABDHI STOCK & DERIVATIVES SERVICES PVT. LTD. | No | 1194 | 1 | 0 | - | 1 | 0 | 1 | 1 | 0 | 0 |
| 259 | SAURASHTRA CAPITAL SERVICES PVT. LTD | No | 1077 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 260 | ALTINA SECURITIES PVT. LTD | No | 1005 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 261 | JAIN CAPITAL SERVICES | No | 963 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 262 | STOCKHOME INDIA LTD. | No | 914 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 263 | WELLINDIA SECURITIES LIMITED | No | 856 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 264 | GULITA SECURITIES LTD | No | 825 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 265 | BLK FINANCIAL SERVICES LTD. | No | 817 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 266 | INDIA SECURITIES BROKING PRIVATE LIMITED | No | 784 | 1 | 0 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 267 | IDFC SECURITIES LIMITED | No | 289471 | 1 | 1 | - | - | 0 | 1 | 1 | 1 | 0 |
| 268 | JOINDRE CAPITAL SERVICES LTD | No | 40139 | 1 | 1 | - | - | 0 | 1 | 1 | 1 | 0 |
| 269 | LATIN MANHARLAL SECURITIES PVT. LTD. | No | 19529 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 270 | DYNAMIC EQUITIES PRIVATE LIMITED | No | 17227 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 271 | INVESTMENTOR SECURITIES LTD. | No | 13773 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 272 | SS CORPORATE SECURITIES LIMITED | No | 10200 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 273 | MARKET CREATORS LIMITED | No | 10010 | 1 | 0 | - | 1 | 0 | - | - | - | 0 |
| 274 | BALANCE EQUITY BROKING (INDIA) PVT. LTD. | No | 9991 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 275 | SAURIN INVESTMENTS (P) LTD. | No | 8573 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 276 | GEPL CAPITAL PRIVATE LIMITED | No | 7381 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 277 | JAYPEE CAPITAL SERVICES LTD. | No | 7284 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 278 | SUGAL & DAMANI SHARE BROKERS LIMITED | No | 7175 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 279 | BRICS SECURITIES LTD. | No | 7110 | 1 | 0 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 280 | KHAJANCHI & GANDHI STOCK BROKING PRIVATE LIMITED | No | 6848 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 281 | PRASHANT JAYANTILAL PATEL | No | 6771 | 1 | 1 | - | - | 0 | 1 | 1 | 0 | 0 |
| 282 | DAYCO SECURITIES PVT. LTD. | No | 6559 | 1 | 1 | - | - | 0 | 1 | 1 | 0 | 0 |
| 283 | DANI SHARES & STOCKS PRIVATE LIMITED | No | 6330 | 1 | 1 | - | - | 0 | 1 | 1 | 0 | 0 |
| 284 | B N RATHI SECURITIES LIMITED | No | 6183 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 285 | DB (INTERNATIONAL) STOCK BROKERS LTD. | No | 5409 | 1 | 0 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| 286 | DSP MERRILL LYNCH LIMITED | No | 5257 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 287 | CHONA FINANCIAL SERVICES LTD. | No | 5238 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 288 | R.L.P. SECURITIES PVT. LTD. | No | 5177 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 289 | JUST TRADE SECURITIES LIMITED | No | 5033 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 290 | ESCORTS SECURITIES LTD. | No | 4894 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 291 | SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. | No | 4326 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 292 | CHUGH SECURITIES PRIVATE LIMITED | No | 4233 | 1 | 0 | - | 1 | 0 | 1 | 1 | 0 | 0 |
| 293 | SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED | No | 4027 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 294 | INDIA ADVANTAGE SECURITIES PRIVATE LIMITED | No | 3984 | 1 | 1 | - | - | 0 | 0 | 0 | 0 | 0 |
| 295 | SATISH ASHOK SABNIS | No | 3752 | 1 | 1 | - | - | 0 | - | - | - | 0 |
| 296 | STAR FINVEST PVT. LTD. | No | 3653 | 1 | 0 | - | 1 | 0 | 0 | 0 | 0 | 0 |
| Total | 10250769 | 5170 | 4356 | 166 | 648 | 0 | 696 | 696 | 294 | 0 | ||
Download the file to view all records. (.xls)
Note :*including against its sub-brokers, authorized persons, employees, etc.**Non actionable means the complaint that are incomplete / outside the scope of stock exchange/ against defaulter, expelled member