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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2014-15

Last updated on 31-Dec-2019

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Total number of active clients for all the stock brokers of the exchange 5091737
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.13
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 100
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
2 INDIA INFOLINE LTD. No 286032 447 447 0 0 0 0.15 100 24 24 5 0
3 KASSA FINVEST PRIVATE LIMITED Yes (Expelled) 848 402 123 277 2 0 47.4 100 4 4 2 0
4 BMA WEALTH CREATORS LIMITED No 39531 294 293 0 1 0 0.74 100 18 18 11 0
5 ANGEL BROKING PRIVATE LIMITED No 160354 198 197 0 1 0 0.12 100 16 16 2 0
6 RELIGARE SECURITIES LTD. No 129609 186 182 0 4 0 0.14 100 13 13 4 0
7 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 7123 179 179 0 0 0 2.51 100 0 0 0 0
8 KARVY STOCK BROKING LTD. No 172489 173 172 0 1 0 0.1 100 12 12 3 0
9 ICICI SECURITIES LIMITED No 594714 161 161 0 0 0 0.02 100 2 2 0 0
10 KOTAK SECURITIES LTD. No 268459 151 151 0 0 0 0.05 100 19 19 5 0
11 SHAREKHAN LTD. No 342592 141 141 0 0 0 0.04 100 4 4 1 0
12 NIRMAL BANG SECURITIES PVT. LTD. No 59283 135 135 0 0 0 0.22 100 14 14 6 0
13 MOTILAL OSWAL SECURITIES LTD. No 152608 127 126 0 1 0 0.08 100 7 7 3 0
14 SBICAP SECURITIES LIMITED No 113810 116 115 0 1 0 0.1 100 2 2 1 0
15 BLUE CHIP CORPORATION PRIVATE LIMITED No 0 99 99 0 0 0 - 100 4 4 1 0
16 SMC GLOBAL SECURITIES LTD. No 63148 92 92 0 0 0 0.14 100 13 13 3 0
17 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 57205 85 85 0 0 0 0.14 100 7 7 2 0
18 INDIABULLS VENTURES LTD. No 47224 78 78 0 0 0 0.16 100 9 9 2 0
19 MAX PLANWEALTH SECURITIES LIMITED No 411 74 72 0 2 0 18 100 4 4 4 0
20 HDFC SECURITIES LTD. No 347555 71 71 0 0 0 0.02 100 7 7 1 0
21 C.D. EQUISEARCH PVT. LTD No 11616 68 66 0 2 0 0.58 100 3 3 1 0
22 RELIANCE SECURITIES LIMITED No 114086 66 65 0 1 0 0.05 100 8 8 0 0
23 LKP SECURITIES LTD. No 21235 60 58 0 2 0 0.28 100 5 5 2 0
24 GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED No 158271 56 55 0 1 0 0.03 100 4 4 2 0
25 VENTURA SECURITIES LTD. No 51471 54 54 0 0 0 0.1 100 1 1 0 0
26 BONANZA PORTFOLIO LTD. No 34452 45 45 0 0 0 0.13 100 7 7 0 0
27 EDELWEISS BROKING LIMITED No 47123 45 45 0 0 0 0.09 100 2 2 1 0
28 SHRI PARASRAM HOLDINGS PVT. LTD. No 20961 42 42 0 0 0 0.2 100 0 0 0 0
29 DESTIMONEY SECURITIES PRIVATE LIMITED No 10000 42 41 0 1 0 0.42 100 9 9 7 0
30 ADITYA BIRLA MONEY LIMITED No 42742 41 40 0 1 0 0.09 100 7 7 0 0
31 TRUSTLINE SECURITIES LIMITED No 16294 38 37 0 1 0 0.23 100 4 4 2 0
32 EDELWEISS FINANCIAL ADVISORS LIMITED No 38955 31 30 0 1 0 0.07 100 4 4 1 0
33 GUINESS SECURITIES LIMITED No 10379 30 25 0 5 0 0.28 100 6 6 3 0
34 GLOBE CAPITAL MARKET LIMITED No 20605 30 30 0 0 0 0.14 100 4 4 1 0
35 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 37027 27 25 0 2 0 0.07 100 11 11 3 0
36 MASTER CAPITAL SERVICES LIMITED No 34161 27 27 0 0 0 0.07 100 4 4 2 0
37 INTEGRATED ENTERPRISES (INDIA) LIMITED No 34941 26 26 0 0 0 0.07 100 5 5 2 0
38 FAIRWEALTH SECURITIES LIMITED No 11053 25 25 0 0 0 0.22 100 1 1 0 0
39 AXIS SECURITIES LIMITED No 120292 24 24 0 0 0 0.01 100 0 0 0 0
40 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 15100 23 22 0 1 0 0.15 100 3 3 1 0
41 ROYAL INTERNATIONAL SHARES PRIVATE LIMITED No 0 22 22 0 0 0 - 100 11 11 9 0
42 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 11138 22 22 0 0 0 0.19 100 1 1 0 0
43 NAVIA MARKETS LTD. No 3854 21 21 0 0 0 0.54 100 7 7 1 0
44 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED No 4042 20 20 0 0 0 0.49 100 0 0 0 0
45 NETWORTH STOCK BROKING LTD. No 12778 20 19 0 1 0 0.15 100 3 3 2 0
46 IDBI CAPITAL MARKET SERVICES LTD. No 23267 19 19 0 0 0 0.08 100 0 0 0 0
47 CLICK2TRADE CAPITAL LIMITED Yes (Expelled) 0 18 7 10 1 0 - 100 3 3 3 0
48 R K GLOBAL SHARES & SECURITIES LIMITED No 11236 18 17 0 1 0 0.16 100 3 3 2 0
49 BELAIR CORPORATION PRIVATE LIMITED No 0 18 18 0 0 0 - 100 3 3 2 0
50 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 23343 18 18 0 0 0 0.07 100 - - - -
51 ZERODHA No 30379 17 17 0 0 0 0.05 100 1 1 1 0
52 KAYNET FINANCE LIMITED No 2692 15 15 0 0 0 0.55 100 3 3 1 0
53 ATS SHARE BROKERS PRIVATE LIMITED No 4809 15 15 0 0 0 0.31 100 2 2 1 0
54 JM FINANCIAL SERVICES LIMITED No 27434 15 15 0 0 0 0.05 100 1 1 0 0
55 INDITRADE CAPITAL LIMITED No - 14 14 0 0 0 - 100 2 2 0 0
56 ALANKIT ASSIGNMENTS LTD. No 16345 13 13 0 0 0 0.07 100 2 2 0 0
57 TATA SECURITIES LIMITED No 6667 13 13 0 0 0 0.19 100 1 1 0 0
58 STOCK HOLDING CORPORATION OF INDIA LTD No 0 13 13 0 0 0 - 100 - - - -
59 VASANTI SHARE BROKERS LIMITED No 3 13 13 0 0 0 433.33 100 1 1 1 0
60 WAY2WEALTH BROKERS PRIVATE LIMITED No 17492 12 12 0 0 0 0.06 100 0 0 0 0
61 INTIME EQUITIES LIMITED No 6755 12 12 0 0 0 0.17 100 1 1 1 0
62 INDOVISION SECURITIES LIMITED No 1312 12 12 0 0 0 0.91 100 - - - -
63 KEYNOTE CAPITALS LTD. No 311 12 12 0 0 0 3.85 100 0 0 0 0
64 JUST TRADE SECURITIES LIMITED No 3785 11 11 0 0 0 0.29 100 1 1 0 0
65 INDIANIVESH SECURITIES PVT. LTD. No 6625 11 11 0 0 0 0.16 100 - - - -
66 SWASTIKA INVESTMART LIMITED No 12133 11 11 0 0 0 0.09 100 1 1 1 0
67 ISE SECURITIES & SERVICES LIMITED No 14602 11 11 0 0 0 0.07 100 - - - -
68 COMPUACTION FINANCIAL SERVICES PVT. LTD. No 132 11 11 0 0 0 8.33 100 1 1 1 0
69 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 1370 10 8 0 2 0 0.72 100 3 3 2 0
70 INDIAN FINANCE GUARANTY LTD. No 8 10 10 0 0 0 125 100 - - - -
71 ALICE BLUE SECURITIES No 3804 10 10 0 0 0 0.26 100 1 1 0 0
72 BANSAL FINSTOCK PRIVATE LIMITED No 3376 10 10 0 0 0 0.29 100 1 1 0 0
73 ABHIPRA CAPITAL LTD. No 4004 9 9 0 0 0 0.22 100 0 0 0 0
74 ALKA SECURITIES LTD No 0 9 7 2 0 0 - 100 5 5 5 0
75 ARIHANT CAPITAL MARKETS LIMITED No 17235 9 9 0 0 0 0.05 100 0 0 0 0
76 SOUTH ASIAN STOCKS LTD. No 4091 9 9 0 0 0 0.21 100 - - - -
77 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 12690 8 8 0 0 0 0.06 100 3 3 2 0
78 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 8225 8 8 0 0 0 0.09 100 0 0 0 0
79 IFCI FINANCIAL SERVICES LIMITED No 7934 8 8 0 0 0 0.1 100 1 1 0 0
80 TRADEBULLS SECURITIES (P) LTD. No 12250 8 8 0 0 0 0.06 100 0 0 0 0
81 SSJ FINANCE & SECURITIES PVT. LTD. No 8084 8 8 0 0 0 0.09 100 2 2 0 0
82 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 18117 7 7 0 0 0 0.03 100 - - - -
83 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 4868 7 7 0 0 0 0.14 100 - - - -
84 MICROSEC CAPITAL LIMITED No 8242 7 7 0 0 0 0.08 100 1 1 0 0
85 ASTHA CREDIT & SECURITIES (P) LTD No 2440 7 7 0 0 0 0.28 100 2 2 0 0
86 MPSE SECURITIES LIMITED No 275 7 7 0 0 0 2.54 100 - - - -
87 ZUARI INVESTMENTS LTD. No 3399 7 7 0 0 0 0.2 100 1 1 0 0
88 VNS FINANCE & CAPITAL SERVICES LTD. No 7542 7 7 0 0 0 0.09 100 - - - -
89 BURGEON SECURITIES No 34 7 7 0 0 0 20.58 100 0 0 0 0
90 MONEYPLEX SECURITIES PRIVATE LIMITED No 427 7 7 0 0 0 1.63 100 - - - -
91 HEDGE EQUITIES LIMITED No 10303 7 7 0 0 0 0.06 100 0 0 0 0
92 CONSORTIUM SECURITIES PRIVATE LTD. No 6521 7 7 0 0 0 0.1 100 0 0 0 0
93 FIN BRAINS SECURITIES (INDIA) LTD. Yes (Expelled) 0 7 7 0 0 0 - 100 1 1 1 0
94 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2947 7 7 0 0 0 0.23 100 - - - -
95 BEZEL STOCK BROKERS PRIVATE LIMITED No 1203 7 7 0 0 0 0.58 100 - - - -
96 PEERLESS SECURITIES LIMITED No 5216 6 6 0 0 0 0.11 100 - - - -
97 ACUMEN CAPITAL MARKET (INDIA) LTD No 4791 6 6 0 0 0 0.12 100 1 1 0 0
98 DBFS SECURITIES LIMITED No 10082 6 6 0 0 0 0.05 100 2 2 0 0
99 SKI CAPITAL SERVICES LTD. No 1506 6 6 0 0 0 0.39 100 - - - -
100 HDFC BANK LTD. No 0 6 6 0 0 0 - 100 - - - -
101 OBEROI'S PORTFOLIO PRIVATE LIMITED No 59 6 6 0 0 0 10.16 100 0 0 0 0
102 LSE SECURITIES LIMITED No 7307 6 6 0 0 0 0.08 100 - - - -
103 MANGAL KESHAV SECURITIES LTD. No 7153 5 5 0 0 0 0.06 100 0 0 0 0
104 HEM FINLEASE PVT. LTD. No 4022 5 5 0 0 0 0.12 100 - - - -
105 PELF FINSTOCK LTD. No 3062 5 5 0 0 0 0.16 100 2 2 0 0
106 MAXGROWTH CAPITAL PRIVATE LIMITED No 1059 5 5 0 0 0 0.47 100 - - - -
107 MAYUR SHARE BROKING PVT. LTD. No 0 5 5 0 0 0 - 100 - - - -
108 SYKES & RAY EQUITIES (I) LTD. No 6001 5 5 0 0 0 0.08 100 - - - -
109 ELITE WEALTH ADVISORS LIMITED No 5895 5 5 0 0 0 0.08 100 - - - -
110 GOGIA CAPITAL SERVICES LIMITED No 1997 5 5 0 0 0 0.25 100 - - - -
111 MODEX INTERNATIONAL SECURITIES LTD. No 2278 5 5 0 0 0 0.21 100 - - - -
112 MULTIPLEX CAPITAL LTD. No 1751 5 5 0 0 0 0.28 100 - - - -
113 SPFL SECURITIES LIMITED No 6015 5 5 0 0 0 0.08 100 - - - -
114 BEST BULL STOCK TRADING No 863 5 5 0 0 0 0.57 100 2 2 2 0
115 ICICI WEB TRADE LTD No 0 4 4 0 0 0 - 100 - - - -
116 INDBANK MERCHANT BANKING SERVICES LTD. No 6152 4 4 0 0 0 0.06 100 - - - -
117 SHREYAS STOCKS PRIVATE LIMITED No 0 4 4 0 0 0 - 100 - - - -
118 MARWADI SHARES AND FINANCE LIMITED No 26598 4 4 0 0 0 0.01 100 - - - -
119 BGSE FINANCIALS LIMITED No 13884 4 4 0 0 0 0.02 100 - - - -
120 PRITHVI FINMART PRIVATE LIMITED No 1773 4 4 0 0 0 0.22 100 - - - -
121 SAI SOFT SECURITIES LIMITED No 0 4 4 0 0 0 - 100 1 1 1 0
122 BERKELEY SECURITIES LIMITED No 1334 4 4 0 0 0 0.29 100 0 0 0 0
123 ASHLAR SECURITIES PRIVATE LIMITED No 2340 4 3 0 1 0 0.17 100 1 1 0 0
124 RKSV SECURITIES INDIA PRIVATE LIMITED No 7372 4 4 0 0 0 0.05 100 - - - -
125 AARYA EQUITY (INDIA) PRIVATE LIMITED No 170 4 4 0 0 0 2.35 100 0 0 0 0
126 SHRIAM FINANCIAL PRIVATE LIMITED No 371 4 4 0 0 0 1.07 100 - - - -
127 VIKSON SECURITIES PRIVATE LIMITED No 3109 4 4 0 0 0 0.12 100 - - - -
128 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 7193 4 4 0 0 0 0.05 100 0 0 0 0
129 MONARCH PROJECT & FINMARKETS LIMITED No 17537 4 4 0 0 0 0.02 100 - - - -
130 RR EQUITY BROKERS PVT. LTD. No 2629 4 4 0 0 0 0.15 100 1 1 1 0
131 SHCIL SERVICES LIMITED No 6491 3 3 0 0 0 0.04 100 - - - -
132 RTG SHARE BROKING LIMITED No 1337 3 3 0 0 0 0.22 100 0 0 0 0
133 PRUDENT BROKING SERVICES PRIVATE LIMITED No 4681 3 3 0 0 0 0.06 100 1 1 0 0
134 GREENBUCKS SECURITIES PRIVATE LIMITED No 1032 3 3 0 0 0 0.29 100 1 1 0 0
135 SKUNG TRADELINK LIMITED No 700 3 3 0 0 0 0.42 100 - - - -
136 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 3 3 0 0 0 300 100 - - - -
137 WELLINDIA SECURITIES LIMITED No 918 3 3 0 0 0 0.32 100 - - - -
138 CANARA BANK SECURITIES LIMITED No 6890 3 3 0 0 0 0.04 100 1 1 0 0
139 INDUS PORTFOLIO (P) LTD No 3933 3 3 0 0 0 0.07 100 - - - -
140 KUMAR SHARE BROKERS LTD. No 909 3 3 0 0 0 0.33 100 0 0 0 0
141 MANSUKH SECURITIES & FINANCE LIMITED No 9157 3 3 0 0 0 0.03 100 - - - -
142 MITHUN SECURITIES PVT. LTD. No 699 3 3 0 0 0 0.42 100 - - - -
143 SW CAPITAL PRIVATE LIMITED No 3265 3 3 0 0 0 0.09 100 - - - -
144 DANI SHARES & STOCKS PRIVATE LIMITED No 2728 3 3 0 0 0 0.1 100 - - - -
145 INTEGRATED STOCK BROKING SERVICES PVT.LTD. No 0 3 3 0 0 0 - 100 - - - -
146 PRABHUDAS LILLADHER PVT. LTD. No 11930 3 3 0 0 0 0.02 100 - - - -
147 JHAVERI SECURITIES LIMITED No 18982 3 3 0 0 0 0.01 100 0 0 0 0
148 DSE FINANCIAL SERVICES LTD. No 819 3 3 0 0 0 0.36 100 - - - -
149 PUG SECURITIES PRIVATE LIMITED No 204 3 3 0 0 0 1.47 100 - - - -
150 HSE SECURITIES LTD. No 3014 3 3 0 0 0 0.09 100 - - - -
151 ASHIKA STOCK BROKING LTD. No 14909 3 3 0 0 0 0.02 100 - - - -
152 ICICI BANK LTD. No 7 3 3 0 0 0 42.85 100 - - - -
153 BP EQUITIES PRIVATE LIMITED No 4768 3 3 0 0 0 0.06 100 - - - -
154 NJ INDIA INVEST PRIVATE LIMITED No 1390 2 2 0 0 0 0.14 100 - - - -
155 CITIGROUP GLOBAL MARKETS INDIA PVT. LTD. No 3218 2 2 0 0 0 0.06 100 0 0 0 0
156 CELEBRUS CAPITAL LIMITED No 3009 2 2 0 0 0 0.06 100 - - - -
157 VGP PORTFOLIO No 1230 2 2 0 0 0 0.16 100 - - - -
158 INTELLECT STOCK BROKING LIMITED No 584 2 2 0 0 0 0.34 100 - - - -
159 BASAN EQUITY BROKING LIMITED No 272 2 2 0 0 0 0.73 100 - - - -
160 MUTHOOT SECURITIES LTD. No 6787 2 2 0 0 0 0.02 100 0 0 0 0
161 ENRICH FIN & SECURITIES LTD. No 77 2 2 0 0 0 2.59 100 1 1 1 0
162 K K SECURITIES LTD. No 2467 2 2 0 0 0 0.08 100 - - - -
163 M G CAPITAL SERVICES LTD. No 0 2 2 0 0 0 - 100 - - - -
164 VOGUE COMMERCIAL COMPANY LIMITED No 4012 2 2 0 0 0 0.04 100 - - - -
165 STEEL CITY SECURITIES LTD. No 16414 2 2 0 0 0 0.01 100 - - - -
166 GOENKA CAPITAL MARKET SERVICES No 131 2 2 0 0 0 1.52 100 - - - -
167 BEARBULL SECURITIES PVT. LTD. No 0 2 2 0 0 0 - 100 - - - -
168 DB (INTERNATIONAL) STOCK BROKERS LTD. No 2403 2 2 0 0 0 0.08 100 - - - -
169 MAGNUM EQUITY SERVICES LTD. No 177 2 2 0 0 0 1.12 100 - - - -
170 SATCO CAPITAL MARKETS LIMITED No 2837 2 2 0 0 0 0.07 100 - - - -
171 VCK SHARE & STOCK BROKING SERVICES LTD. No 4351 2 2 0 0 0 0.04 100 - - - -
172 KOTAK MAHINDRA SECURITIES LTD. No 0 2 2 0 0 0 - 100 - - - -
173 SUNIDHI SECURITIES & FINANCE LIMITED No 5550 2 2 0 0 0 0.03 100 - - - -
174 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 19348 2 2 0 0 0 0.01 100 - - - -
175 ORTEM SECURITIES LIMITED No 1863 2 2 0 0 0 0.1 100 - - - -
176 SHREE BAHUBALI INTERNATIONAL LTD. No 9193 2 2 0 0 0 0.02 100 - - - -
177 VEDIKA SECURITIES (P) LTD No 828 2 2 0 0 0 0.24 100 - - - -
178 VERTEX SECURITIES LTD. No 3894 2 2 0 0 0 0.05 100 0 0 0 0
179 SKSE SECURITIES LTD. No 788 2 2 0 0 0 0.25 100 - - - -
180 WEALTH MANTRA LIMITED No 4242 2 2 0 0 0 0.04 100 - - - -
181 ANUGRAH STOCK & BROKING PVT. LTD. No 3413 2 2 0 0 0 0.05 100 1 1 0 0
182 KARUNA FINANCIAL SERVICES PVT. LTD No 1500 2 2 0 0 0 0.13 100 0 0 0 0
183 WELLWORTH SHARE & STOCK BROKING LIMITED No 2107 2 2 0 0 0 0.09 100 - - - -
184 THIRANI SECURITIES PVT LTD No 359 2 2 0 0 0 0.55 100 0 0 0 0
185 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 9579 2 2 0 0 0 0.02 100 0 0 0 0
186 SAS BROKING PRIVATE LIMITED No 335 2 2 0 0 0 0.59 100 - - - -
187 MERITS CAPITAL MARKET SERVICES PVT. LTD. No 1257 2 2 0 0 0 0.15 100 - - - -
188 R.K. STOCKHOLDING (P) LTD. No 1378 2 2 0 0 0 0.14 100 1 1 0 0
189 FORT SHARE BROKING PRIVATE LIMITED No 1311 2 2 0 0 0 0.15 100 0 0 0 0
190 A.K.STOCKMART PVT. LTD No 151 2 2 0 0 0 1.32 100 - - - -
191 AXIS SHARES & SECURITIES PRIVATE LIMITED No 0 2 2 0 0 0 - 100 - - - -
192 CHONA FINANCIAL SERVICES LTD. No 981 2 2 0 0 0 0.2 100 - - - -
193 PEE AAR SECURITIES LIMITED No 1213 2 2 0 0 0 0.16 100 - - - -
194 HSBC INVESTDIRECT SECURITIES (INDIA) LIMITED No 0 2 2 0 0 0 - 100 - - - -
195 BHARGAVA LODHA STOCK BROKERS PRIVATE LIMITED No 462 2 2 0 0 0 0.43 100 - - - -
196 SURESH RATHI SECURITIES PRIVATE LIMITED No 7496 2 2 0 0 0 0.02 100 - - - -
197 KRIPA SECURITIES PRIVATE LIMITED No 1428 2 2 0 0 0 0.14 100 1 1 0 0
198 EDELWEISS SECURITIES LIMITED No 1514 2 2 0 0 0 0.13 100 0 0 0 0
199 PHILLIPCAPITAL (INDIA) PVT. LTD No 9815 2 2 0 0 0 0.02 100 0 0 0 0
200 GEPL CAPITAL PRIVATE LIMITED No 5968 2 2 0 0 0 0.03 100 - - - -
201 BAKLIWAL FINANCIAL SERVICES (INDIA) PRIVATE LIMITED No 0 2 2 0 0 0 - 100 - - - -
202 SHILPA STOCK BROKER PRIVATE LIMITED No 3330 2 2 0 0 0 0.06 100 0 0 0 0
203 PROCAP FINANCIAL SERVICES PRIVATE LIMITED No 567 2 2 0 0 0 0.35 100 - - - -
204 URJA INVESTMENT PVT. LTD. No 882 1 1 0 0 0 0.11 100 0 0 0 0
205 BAJAJ SHARE & STOCK BROKERS PVT. LTD No 32 1 1 0 0 0 3.12 100 - - - -
206 JM FINANCIAL INSTITUTIONAL SECURITIES LIMITED No 678 1 1 0 0 0 0.14 100 - - - -
207 DIMENSIONAL SECURITIES PVT. LTD No 3181 1 1 0 0 0 0.03 100 - - - -
208 ENAM SECURITIES PVT LTD. No 0 1 1 0 0 0 - 100 - - - -
209 MUKESH BABU SECURITIES LTD No 0 1 1 0 0 0 - 100 - - - -
210 GOLDMINE STOCKS PRIVATE LIMITED No 7051 1 1 0 0 0 0.01 100 - - - -
211 KIFS SECURITIES PRIVATE LIMITED No 10081 1 1 0 0 0 0 100 - - - -
212 SHAH INVESTOR'S HOME LIMITED No 18106 1 1 0 0 0 0 100 1 1 1 0
213 BALJIT SECURITIES PVT. LTD. No 1498 1 1 0 0 0 0.06 100 - - - -
214 SUMEDHA FISCAL SERVICES LTD. No 480 1 1 0 0 0 0.2 100 - - - -
215 FAST CAPITAL MARKETS LTD. No 1215 1 1 0 0 0 0.08 100 - - - -
216 DYNAMIC EQUITIES PRIVATE LIMITED No 4248 1 1 0 0 0 0.02 100 - - - -
217 HIND GLOBAL SECURITIES LIMITED No 2 1 1 0 0 0 50 100 - - - -
218 KORP SECURITIES LTD No 33 1 1 0 0 0 3.03 100 - - - -
219 LOHIA SECURITIES LTD. No 140 1 1 0 0 0 0.71 100 - - - -
220 MLB SECURITIES LTD. No 525 1 1 0 0 0 0.19 100 - - - -
221 AGROY FINANCE AND INVESTMENT LIMITED No 1262 1 1 0 0 0 0.07 100 - - - -
222 COCHIN STOCK BROKERS LTD. No 3746 1 1 0 0 0 0.02 100 - - - -
223 IDBI BANK LIMITED No 14 1 1 0 0 0 7.14 100 - - - -
224 STANDARD CHARTERED BANK No 1 1 1 0 0 0 100 100 - - - -
225 ITI FINANCIAL SERVICES LTD. No 3740 1 1 0 0 0 0.02 100 0 0 0 0
226 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 2183 1 1 0 0 0 0.04 100 0 0 0 0
227 INDIA SECURITIES BROKING PRIVATE LIMITED No 34 1 1 0 0 0 2.94 100 - - - -
228 MARFATIA STOCK BROKING PRIVATE LIMITED No 3239 1 1 0 0 0 0.03 100 - - - -
229 SPS SHARE BROKERS PVT. LTD. No 1211 1 1 0 0 0 0.08 100 - - - -
230 JHP SECURITIES PRIVATE LIMITED No 808 1 1 0 0 0 0.12 100 - - - -
231 ALMONDZ GLOBAL SECURITIES LTD. No 2060 1 1 0 0 0 0.04 100 - - - -
232 GARG SECURITIES PVT. LTD. No 2262 1 1 0 0 0 0.04 100 - - - -
233 DESTINY SECURITIES LTD. No 291 1 1 0 0 0 0.34 100 - - - -
234 NG RATHI INVESTRADES PRIVATED LIMITED No 2653 1 1 0 0 0 0.03 100 - - - -
235 SSKI STOCK BROKING PVT LTD No 0 1 1 0 0 0 - 100 - - - -
236 ANMOL SHARE BROKING LTD No 904 1 1 0 0 0 0.11 100 - - - -
237 RKG SHARE BROKERS PVT. LTD. No 59 1 1 0 0 0 1.69 100 - - - -
238 NAVKAR SHARE & STOCK BROKERS PRIVATE LIMITED No 80 1 1 0 0 0 1.25 100 - - - -
239 INDIA CEMENTS INVESTMENT SERVICES LIMITED No 1125 1 1 0 0 0 0.08 100 - - - -
240 CHOLAMANDALAM SECURITIES LIMITED No 4826 1 1 0 0 0 0.02 100 0 0 0 0
241 RELIABLE STOCKS & SHARES (INDIA) LTD. No 888 1 1 0 0 0 0.11 100 - - - -
242 SUGAL & DAMANI SHARE BROKERS LIMITED No 2828 1 1 0 0 0 0.03 100 - - - -
243 YOHA SECURITIES LTD. No 1252 1 1 0 0 0 0.07 100 0 0 0 0
244 CORE FISCAL SERVICES PVT. LTD. No 0 1 1 0 0 0 - 100 - - - -
245 OMKAM CAPITAL MARKETS PRIVATE LIMITED No 242 1 1 0 0 0 0.41 100 - - - -
246 SKP SECURITIES LTD. No 4797 1 1 0 0 0 0.02 100 0 0 0 0
247 NARAYAN SECURITIES LIMITED No 803 1 1 0 0 0 0.12 100 - - - -
248 PSE SECURITIES LTD. No 2343 1 1 0 0 0 0.04 100 - - - -
249 HRIM FINANCE AND SECURITIES PRIVATE LIMITED No 0 1 1 0 0 0 - 100 0 0 0 0
250 D H SECURITIES PVT. LTD. No 55 1 1 0 0 0 1.81 100 - - - -
251 COMPETENT FINMAN PVT. LTD. No 2769 1 1 0 0 0 0.03 100 - - - -
252 NORTHEAST BROKING SERVICES LTD. No 2179 1 1 0 0 0 0.04 100 - - - -
253 SIC STOCKS & SERVICES PRIVATE LIMITED No 137 1 1 0 0 0 0.72 100 - - - -
254 SAPPHIRE WEALTH MANAGEMENT SERVICES PRIVATE LIMITED No 225 1 1 0 0 0 0.44 100 - - - -
255 ROONGTA RISING STOCK PRIVATE LIMITED No 558 1 1 0 0 0 0.17 100 - - - -
256 FLOURISH FINCAP PVT LTD No 174 1 1 0 0 0 0.57 100 - - - -
257 A C AGARWAL SHARE BROKERS PVT LTD No 1073 1 1 0 0 0 0.09 100 - - - -
258 INDIABULLS BROKERAGE LIMITED No 0 1 1 0 0 0 - 100 1 1 0 0
259 RUDRA SHARES & STOCK BROKERS LIMITED No 2555 1 1 0 0 0 0.03 100 - - - -
260 NIRMAL BANG EQUITIES PRIVATE LIMITED No 49 1 1 0 0 0 2.04 100 - - - -
261 PRRSAAR No 281 1 1 0 0 0 0.35 100 - - - -
262 TR CAPITAL LIMITED No 647 1 1 0 0 0 0.15 100 - - - -
263 KIMAYA SECURITIES & FINANCIAL SERVICES PVT. LTD. No 78 1 1 0 0 0 1.28 100 - - - -
264 VPS SHARE COMPANY (P) LTD. No 0 1 1 0 0 0 - 100 - - - -
265 MULTIGAIN SECURITIES SERVICES PVT. LTD. No 613 1 1 0 0 0 0.16 100 - - - -
266 MRC CONSULTANCY PVT. LTD. No 58 1 1 0 0 0 1.72 100 - - - -
267 FRR SHARES AND SECURITIES LIMITED No 2307 1 1 0 0 0 0.04 100 - - - -
268 5PAISA CAPITAL LIMITED No 12 1 1 0 0 0 8.33 100 - - - -
269 AMBALAL SHARES & STOCKS PRIVATE LIMITED No 3098 1 1 0 0 0 0.03 100 - - - -
270 SUMPOORNA PORTFOLIO LIMITED No 1193 1 1 0 0 0 0.08 100 0 0 0 0
271 MADHYA PRADESH STOCK EXCHANGE LIMITED No 4881 1 1 0 0 0 0.02 100 - - - -
272 INVESTERIA FINANCIAL SERVICES PRIVATE LIMITED No 281 1 1 0 0 0 0.35 100 - - - -
273 CHAIN NINE STOCK BROKERS PRIVATE LIMITED No 96 1 1 0 0 0 1.04 100 - - - -
274 SHAKTI SECURITIES No 0 1 1 0 0 0 - 100 - - - -
275 THE CALCUTTA STOCK EXCHANGE LIMITED No 2151 1 1 0 0 0 0.04 100 - - - -
276 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 1502 1 1 0 0 0 0.06 100 - - - -
277 ORION CAPITAL AND DEBT MARKET No 2124 1 1 0 0 0 0.04 100 0 0 0 0
278 F6 FINSERVE PRIVATE LIMITED No 1351 1 1 0 0 0 0.07 100 - - - -
279 VERACITY FINANCIAL SERVICES PVT LTD No 612 1 1 0 0 0 0.16 100 - - - -
280 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 3642 1 1 0 0 0 0.02 100 - - - -
281 D R SHARE & STOCK BROKERS PVT. LTD. No 339 1 1 0 0 0 0.29 100 - - - -
282 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 276 1 1 0 0 0 0.36 100 - - - -
283 MATALIA STOCK BROKING PVT. LTD. No 1910 1 1 0 0 0 0.05 100 - - - -
284 TRADEWELL SECURITIES LTD. No 1625 1 1 0 0 0 0.06 100 - - - -
285 VISHESH CAPITAL PVT. LTD. No 1869 1 1 0 0 0 0.05 100 - - - -
286 INTERACTIVE BROKERS (INDIA) PRIVATE LIMITED No 360 1 1 0 0 0 0.27 100 - - - -
287 KALPATARU MULTIPLIER LTD. No 1810 1 1 0 0 0 0.05 100 - - - -
288 KARMIC STOCK BROKING PRIVATE LIMITED No 373 1 1 0 0 0 0.26 100 - - - -
289 RELIGARE CAPITAL MARKETS LIMITED No 109 1 1 0 0 0 0.91 100 - - - -
290 MOTILAL OSWAL CAPITAL MARKETS PRIVATE LIMITED No 0 1 1 0 0 0 - 100 - - - -
291 BCB BROKERAGE PRIVATE LIMITED No 362 1 1 0 0 0 0.27 100 - - - -
292 ARTISTIC FINANCE PRIVATE LIMITED No 472 1 1 0 0 0 0.21 100 - - - -
293 BLUE CHIP STOCK BROKING SERVICES PVT LTD No 0 1 1 0 0 0 - 100 - - - -
294 EXPONENTIAL FINANCIAL SERVICES PRIVATE LIMITED No 1011 1 1 0 0 0 0.09 100 - - - -
295 FARSIGHT SECURITIES LTD. No 1328 1 1 0 0 0 0.07 100 - - - -
296 INMACS LTD. No 185 1 1 0 0 0 0.54 100 - - - -
297 INTEGRATED MASTER SECURITIES PVT. LTD. No 2538 1 1 0 0 0 0.03 100 - - - -
298 MAHESHWARI TECHNICAL & FINANCIAL SERVICES LTD. No 1556 1 1 0 0 0 0.06 100 - - - -
299 MOONGIPA INVESTMENTS LIMITED No 394 1 1 0 0 0 0.25 100 0 0 0 0
300 STANDARD SECURITIES & INVESTMENT INTERMEDIATES LIMITED No 183 1 1 0 0 0 0.54 100 - - - -
301 SUNGLOW CAPITAL SERVICES LTD. No 95 1 1 0 0 0 1.05 100 - - - -
302 FORTUNES EQUITIES LTD. No 0 1 1 0 0 0 - 100 - - - -
303 SAAKETA CONSULTANTS LTD. No 1367 1 1 0 0 0 0.07 100 - - - -
304 ZEN SECURITIES LTD. No 16955 1 1 0 0 0 0 100 - - - -
305 INDIRA SECURITIES PRIVATE LIMITED No 4509 1 1 0 0 0 0.02 100 0 0 0 0
306 INDO THAI SECURITIES LTD. No 1128 1 1 0 0 0 0.08 100 0 0 0 0
307 NKB SECURITIES No 88 1 1 0 0 0 1.13 100 - - - -
308 APCOTEX SECURITIES LTD. No 0 1 1 0 0 0 - 100 - - - -
309 B N RATHI SECURITIES LIMITED No 4797 1 1 0 0 0 0.02 100 - - - -
310 CIL SECURITIES LTD. No 1804 1 1 0 0 0 0.05 100 - - - -
311 TRANSPARENT SHARES AND SECURITIES PRIVATE LIMITED No 576 1 1 0 0 0 0.17 100 - - - -
312 MAGNUM EQUITY BROKING LIMITED No 4330 1 1 0 0 0 0.02 100 - - - -
313 NDA SECURITIES LTD. No 2221 1 1 0 0 0 0.04 100 - - - -
314 SEAHORSE SECURITIES PVT LTD No 0 1 1 0 0 0 - 100 - - - -
315 SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED No 942 1 1 0 0 0 0.1 100 - - - -
316 NIKUNJ STOCK BROKERS LTD. No 1233 1 1 0 0 0 0.08 100 - - - -
Total 4673697 7110 5230 1841 39 0 - 31600 367 367 137 0

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member