5445302026-01-012026-03-315445302026-03-315445302026-01-012026-03-31CompositionOfBoardOfDirectors15445302026-03-31CompositionOfBoardOfDirectors15445302026-01-012026-03-31CompositionOfBoardOfDirectors25445302026-03-31CompositionOfBoardOfDirectors25445302026-01-012026-03-31CompositionOfBoardOfDirectors35445302026-03-31CompositionOfBoardOfDirectors35445302026-01-012026-03-31CompositionOfBoardOfDirectors45445302026-03-31CompositionOfBoardOfDirectors45445302026-01-012026-03-31CompositionOfBoardOfDirectors55445302026-03-31CompositionOfBoardOfDirectors55445302026-01-012026-03-31CompositionOfBoardOfDirectors65445302026-03-31CompositionOfBoardOfDirectors65445302026-01-012026-03-31CompositionOfBoardOfDirectors75445302026-03-31CompositionOfBoardOfDirectors75445302026-01-012026-03-31CompositionOfBoardOfDirectors85445302026-03-31CompositionOfBoardOfDirectors85445302026-01-012026-03-31CompositionOfCommittees145445302026-03-31CompositionOfCommittees145445302026-01-012026-03-31CompositionOfCommittees155445302026-03-31CompositionOfCommittees155445302026-01-012026-03-31CompositionOfCommittees165445302026-03-31CompositionOfCommittees165445302026-01-012026-03-31CompositionOfCommittees175445302026-03-31CompositionOfCommittees175445302026-01-012026-03-31CompositionOfCommittees415445302026-03-31CompositionOfCommittees415445302026-01-012026-03-31CompositionOfCommittees425445302026-03-31CompositionOfCommittees425445302026-01-012026-03-31CompositionOfCommittees435445302026-03-31CompositionOfCommittees435445302026-01-012026-03-31CompositionOfCommittees445445302026-03-31CompositionOfCommittees445445302026-01-012026-03-31CompositionOfCommittees685445302026-03-31CompositionOfCommittees685445302026-01-012026-03-31CompositionOfCommittees695445302026-03-31CompositionOfCommittees695445302026-01-012026-03-31CompositionOfCommittees705445302026-03-31CompositionOfCommittees705445302026-01-012026-03-31CompositionOfCommittees955445302026-03-31CompositionOfCommittees955445302026-01-012026-03-31CompositionOfCommittees965445302026-03-31CompositionOfCommittees965445302026-01-012026-03-31CompositionOfCommittees975445302026-03-31CompositionOfCommittees975445302026-01-012026-03-31CompositionOfCommittees985445302026-03-31CompositionOfCommittees985445302026-01-012026-03-31CompositionOfCommittees995445302026-03-31CompositionOfCommittees995445302026-01-012026-03-31CompositionOfCommittees1225445302026-03-31CompositionOfCommittees1225445302026-01-012026-03-31CompositionOfCommittees1235445302026-03-31CompositionOfCommittees1235445302026-01-012026-03-31CompositionOfCommittees1245445302026-03-31CompositionOfCommittees1245445302026-01-012026-03-31CompositionOfCommittees1255445302026-03-31CompositionOfCommittees1255445302026-03-31MeetingOfBoardOfDirectors15445302026-01-012026-03-31MeetingOfBoardOfDirectors15445302026-03-31MeetingOfBoardOfDirectors25445302026-01-012026-03-31MeetingOfBoardOfDirectors25445302026-03-31MeetingOfBoardOfDirectors35445302026-01-012026-03-31MeetingOfBoardOfDirectors35445302026-01-012026-03-31MeetingOfCommittees15445302026-03-31MeetingOfCommittees15445302026-01-012026-03-31MeetingOfCommittees25445302026-03-31MeetingOfCommittees25445302026-01-012026-03-31MeetingOfCommittees35445302026-03-31MeetingOfCommittees35445302026-01-012026-03-31MeetingOfCommittees45445302026-03-31MeetingOfCommittees45445302026-01-012026-03-31MeetingOfCommittees55445302026-03-31MeetingOfCommittees55445302026-01-012026-03-31MeetingOfCommittees65445302026-03-31MeetingOfCommittees65445302025-12-315445302026-03-31ImpositionOfFineOrPenaltyDomain15445302026-03-31ImpositionOfFineOrPenaltyDomain25445302026-03-31ImpositionOfFineOrPenaltyDomain35445302026-03-31ImpositionOfFineOrPenaltyDomain45445302026-03-31ImpositionOfFineOrPenaltyDomain55445302026-03-31ImpositionOfFineOrPenaltyDomain6iso4217:INRxbrli:pure544530ARSSBLNOTLISTEDINE549H01021Anand Rathi Share and Stock Brokers Limited2025-04-012026-03-31Yearly2026-03-31EquitytruetruefalseThere has been no acquisition of shares or voting rights by the Company aggregating to 5% or more of the shares or voting rights in an unlisted company or any change in holding exceeding 2% of the total shareholding or voting rights in the said unlisted companytruefalseNo tax litigation has been initiated against the companytruetrueTop 1000 listed entitiestruecoma01293OriginalIt is hereby clarified for the period ended March 31, 2026, Regulation 21 of the SEBI (LODR) Regulations, 2015 viz. provisions of Risk Management Committee, were not applicable to the Company as the Company was listed on September 30, 2025. However, pursuant to the updated list of top 1,000 listed entities based on market capitalisation issued by Stock Exchanges, the Company now falls within this category. Accordingly, the relevant option for Market Capitalisation as per immediate previous financial year has been selected as Top 1000 listed entities and the Risk Management Committee marked as applicable.truetrueMrPradeep Navratan Gupta******00040117Executive DirectorChairperson related to PromoterMD1967-07-20falseActiveNA1991-11-222026-03-012041MrsPriti Pradeep Gupta******00030350Non-Executive - Non Independent DirectorNot Applicable1970-11-23falseActiveNA2018-01-152025-07-081000MrRoop Kishor Bhootra******00033180Executive DirectorNot Applicable1973-07-09falseActiveNA2017-07-152023-11-151020MrVishal Laddha******00033628Executive DirectorNot Applicable1970-03-23falseActiveNA2017-07-152023-11-151010MrVijay Kumar Agarwal******00058548Non-Executive - Independent DirectorNot Applicable1957-06-29falseActiveNA2024-09-192024-09-1918.121173MrSuresh Mannalalji Kakani******06664365Non-Executive - Independent DirectorNot Applicable1962-04-29falseActiveNA2024-11-052024-11-0516.261110MrSuresh Kishinchand Khatanhar******03022106Non-Executive - Independent DirectorNot Applicable1963-08-25falseActiveNA2024-11-142024-11-1416.171122MrsSudha Pravin Navandar******02804964Non-Executive - Independent DirectorNot Applicable1966-11-02falseActiveNA2024-11-292024-11-2916.026684truetruetruetruetrueAudit Committee03022106Suresh Kishinchand KhatanharNon-Executive - Independent DirectorChairperson2025-01-15Audit Committee00033180Roop Kishor BhootraExecutive DirectorMember2017-07-15Audit Committee00058548Vijay Kumar AgarwalNon-Executive - Independent DirectorMember2024-11-29Audit Committee06664365Suresh Mannalalji KakaniNon-Executive - Independent DirectorMember2025-10-18Nomination and remuneration committee00058548Vijay Kumar AgarwalNon-Executive - Independent DirectorChairperson2024-11-15Nomination and remuneration committee06664365Suresh Mannalalji KakaniNon-Executive - Independent DirectorMember2024-11-15Nomination and remuneration committee03022106Suresh Kishinchand KhatanharNon-Executive - Independent DirectorMember2024-11-15Nomination and remuneration committee00030350Priti Pradeep GuptaNon-Executive - Non Independent DirectorMember2025-07-26Stakeholders Relationship Committee03022106Suresh Kishinchand KhatanharNon-Executive - Independent DirectorChairperson2025-06-03Stakeholders Relationship Committee00033180Roop Kishor BhootraExecutive DirectorMember2024-09-19Stakeholders Relationship Committee00033628Vishal LaddhaExecutive DirectorMember2024-09-19Risk Management Committee00033180Roop Kishor BhootraExecutive DirectorChairperson2024-11-15Risk Management Committee00058548Vijay Kumar AgarwalNon-Executive - Independent DirectorMember2024-11-15Risk Management Committee03022106Suresh Kishinchand KhatanharNon-Executive - Independent DirectorMember2024-11-15Risk Management Committee99999999Roshan MoondraAssociate Director - Operations & ITMember2023-08-02During the quarter under review, Mr. Roshan Moondra was re-designated as Associate Director - Operations and IT. He is not the Director, but an employee of the Company. Further, he oversees day to day operations of the Risk Management Committee and therefore is the member of the Committee.Risk Management Committee99999999A. B. RathiSenior Vice PresidentMember2023-11-02Not a Director, but an employee of the Company. Further, he oversees day to day operations of the Risk Management Committee and therefore is the member of the Committee.Corporate Social Responsibility Committee00040117Pradeep Navratan GuptaExecutive DirectorChairperson2016-08-18Corporate Social Responsibility Committee00033180Roop Kishor BhootraExecutive DirectorMember2017-07-15Corporate Social Responsibility Committee00030350Priti Pradeep GuptaNon-Executive - Non Independent DirectorMember2021-07-08Corporate Social Responsibility Committee06664365Suresh Mannalalji KakaniNon-Executive - Independent DirectorMember2024-11-152025-10-18true8732026-01-1487true8842026-02-2642true874Audit Committee2025-10-18true3320Audit Committee2026-01-1487true4430Audit Committee2026-02-2642true4430Nomination and remuneration committee2026-01-14true4430Nomination and remuneration committee2026-02-2642true4330Stakeholders Relationship Committee2026-01-14true3310truetruetruetrueYestruetruetrueChetan PrajapatiCompany Secretary and Compliance OfficerYeshttps://anandrathi.com/about-usYeshttps://anandrathi.com/investors/Material_Document/1_MOA_&_AOA.pdfYeshttps://anandrathi.com/about-usYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investors/Board-and-Committee-Composition/Board_and_Committee_Composition.pdfYeshttps://anandrathi.com/investors/Policies/Code_of_Conduct_for_Board_and_SMP.pdfYeshttps://anandrathi.com/investors/Policies/Vigil_Mechanism_Policy.pdfNAYeshttps://anandrathi.com/investors/Policies/Policy_on_Related_Party_Transaction.pdfYeshttps://anandrathi.com/investors/Policies/Determination_of_Material_Subsidiary.pdfYeshttps://anandrathi.com/investors/Policies/Familiarization_of_Independent_Directors.pdfYeshttps://anandrathi.com/investors/investcontacts/Investor_Contacts.pdfYeshttps://anandrathi.com/investors/investcontacts/Investor_Contacts.pdfYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investorsNAYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investors/Material_Document/2_ARSSBL-COI_signed-22_11_1991.pdfYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investors/Subsidiary_Financials/ARIVPL_Financials_March_2025_Final_Signed.pdfNAYeshttps://anandrathi.com/investors/Policies/Materiality-policy.pdfYeshttps://anandrathi.com/investors/investcontacts/Investor_Contacts.pdfYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investors/Policies/Dividend-Distribution-Policy.pdfYeshttps://anandrathi.com/investors/Annual_Return/MGT-7_ARSSBL.pdfYeshttps://anandrathi.com/investorsYeshttps://anandrathi.com/investors/CorporateAnnouncement/Disclosure_under_46_and_62.pdfYeshttps://anandrathi.com/investorsThe Company was listed on the Stock exchange(s) on September 30, 2025 (post conclusion of AGM). Therefore, the requirement of including Criteria of making payments to non-executive directors in Annual Report was "Not Applicable" on the Company. Hence, NA has been mentioned.YesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesYesNANANAYesYesYesYesYesNAYesNAYesNAYesYesYesYesNAYesYesYesNANAIt is hereby clarified for the period ended March 31, 2026, Regulation 21 of the SEBI (LODR) Regulations, 2015 viz. provisions of Risk Management Committee, were not applicable to the Company as the Company was listed on September 30, 2025. However, the Company has voluntarily formed Risk Management Committee for its internal monitoring and complies with the composition as mentioned in SEBI (LODR) Regulations, 2015. Thus, in compliance status of 21(1),(2),(3),(4), yes has been mentioned. Further, it is clarified that Regulation 21(3A), 21(3B) and 21(3C) are not applicable for the said period.Chetan PrajapatiCompany Secretary and Compliance OfficerYesThe Company has in place "Policy for determining Material Subsidiaries", which was adopted by the Board of Directors at its meeting held on November 15, 2024 and later amended on October 18, 2025. However, as on the present date, the Company does not have any Material Subsidiary.Chetan PrajapatiCompany Secretary and Compliance OfficerfalseChetan PrajapatiCompany Secretary and Compliance OfficerMumbai2026-04-2303300National Stock Exchange of India LimitedThe member have not kept appropriate evidence in respect of the order placed by their clients.2026-02-19Violations in terms of the Exchange Circular No. NSE/INSP/53530 dated September 02, 2022, and / or NSE/INSP/70746 dated October 10, 2025 and Penalty of Rs. 25,000/-There is no material impact on financials, operations or other activities of the Company.National Stock Exchange of India LimitedThe member have not kept appropriate evidence in respect of the order placed by their clients and has not maintained pre order confirmation of trades.2026-02-27Violations in terms of the Exchange Circular No. NSE/INSP/53530 dated September 02, 2022, and / or NSE/INSP/70746 dated October 10, 2025 and Penalty of Rs. 25,000/-There is no material impact on financials, operations or other activities of the Company.Securities and Exchange Board of IndiaApplication Programming Interface of the Company remained integrated with certain algo platforms where description of algo strategies contained guaranteed returns/consistent profit and the act of association with aforesaid algo platforms was allegedly found to be in violation of Clause 4.2 of SEBI Circular SEBI/HO/MIRSD/DOP/P/CIR/2022/117 dated September 02, 2022 and Clause A (2) & A(5) of Schedule II for Code of Conduct read with Regulation 9 of SEBI (Stock Brokers) Regulations, 1992.2026-03-17Violation of Clause 4.2 of SEBI Circular SEBI/HO/MIRSD/DOP/P/CIR/2022/117 dated September 02, 2022 and Clause A (2) & A(5) of Schedule II for Code of Conduct read with Regulation 9 of SEBI (Stock Brokers) Regulations, 1992 and Penalty of Rs. 1,00,000/-There is no material impact on financials, operations or other activities of the Company.BSE LimitedNon adherence to leverage and exposure pertaining to Margin Trading facility2026-01-22Total of 9 instances were identified where Trading Member have exceeded maximum permissable exposure limit prescribed for the broker under Margin Trading Facility and Penalty of Rs. 10,000 was levied.There is no material impact on financials, operations or other activities of the Company.National Stock Exchange of India LimitedPenalty for 1. Non-Settlement of client funds 2. Delays in submission of minutes: Nomination & Remuneration Committee (Oct 21 & Nov 15, 2024) – 108 days; Board meeting (Jan 15, 2025) – 97 days; Audit Committee – 103 days.2026-01-30The Exchange observed that Member failed to settle client funds in all 16,679 instances (100%), totaling to Rs. 1,75,45,236.87 as of October 4, 2025 and therefore penalty of Rs. 87,700 was levied.There is no material impact on financials, operations or other activities of the Company.BSE LimitedNon-compliance with respect to Margin Trading Reporting Alerts of Stock Broker for reporting dates December 16, 2025 and December 29, 2025.2026-02-22The Exchange observed that the Company has accepted the non-compliance and attributed the same to inadvertent error while calculating the borrowing amount and therefore Penalty of Rs. 2,000 was leviedThere is no material impact on financials, operations or other activities of the Company.00000000000000000000000000000000All loans (or other form of debt), guarantees, comfort letters (by whatever name called) or securities in connection with any loan(s) (or other form of debt) given directly or indirectly by the listed entity to promoter(s), promoter group, director(s) (including their relatives), key managerial personnel (including their relatives) or any entity controlled by them are in the economic interest of the company.falseNot ApplicableTarak Kumarpal ShahCFOMumbai2026-04-23