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AUBANK

NOTLISTED

INE949L01017

AU Small Finance Bank Limited

Equity

2025-04-01

2026-03-31

2026-04-27

2026-04-20

INR

Lakhs

Quarterly

Fourth quarter

Multi segment

2026-04-27

14:30:00

2026-04-27

15:40:00

true

Cash Flow Indirect

Declaration of unmodified opinion

true

Yes

false

true

2026-01-20

https://www.au.bank.in/investors/secretarial-policies

false

Not applicable as the Bank has not made any default on loans and debt securities during the reporting period.

2026-01-01

2026-03-31

Audited

Standalone

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7078095000

225786000

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50191467000

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1. Statement of Cash Flow is given below: Rs. in Lakh Particulars Year ended Year ended 31.03.2026 31.03.2025 Audited Audited Cash Flow From Operating Activities Profit after tax 2,64,125.43 2,10,592.66 Add: Provision for tax 83,279.13 68,212.75 Profit Before Taxes 3,47,404.56 2,78,805.41 Adjustments for :- Expenses on Employee Stock Options 14,939.62 5,779.25 Depreciation on Bank’s Property 27,150.72 25,851.37 Amortization of Premium / (Discounts) 13,776.27 10,551.38 on Investments Provision for Non Performing Assets, Standard Assets and Other Provisions 1,93,934.55 2,00,026.97 (Profit) / Loss on revaluation of Investments 397.38 (593.28) (Profit) / Loss on sale of Fixed Assets 635.38 360.75 5,98,238.48 5,20,781.85 Adjustments for: Decrease / (Increase) in Investments (other than HTM Investments) (2,88,959.20) 1,91,311.15 Decrease / (Increase) in Advances (29,01,042.83) (23,51,049.57) Decrease / (Increase) in Other Assets (14,379.59) (10,204.57) (Decrease) / Increase in Deposits 28,39,261.97 26,56,472.64 (Decrease) / Increase in Other Liabilities and Provisions 47,168.43 (11,681.18) 2,80,287.26 6,13,008.02 Direct Taxes Paid (97,400.66) (66,766.84) Net Cash Flow from /(used in) Operating Activities (A) 1,82,886.60 5,46,241.18 Cash Flow from / (used in) Investing Activities Purchase of Fixed Assets (80,858.82) (26,436.14) Proceeds from Sale of Fixed Assets 681.04 732.87 (Increase) / Decrease Investments in HTM securities (Net) (4,28,837.18) (5,67,443.79) Net cash flow from / (used in) Investing Activities (B) (5,09,014.96) (5,93,147.06) Cash Flow used in Financing Activities Proceeds from /(Repayment of) borrowings (Net) 2,21,164.23 2,42,025.74 Money received on exercise of Stock Options / Issue of Shares (refer note 6) 18,120.85 6,130.90 Dividend paid (7,451.93) (7,431.59) Net cash flow from / (used in) Financing Activities (C) 2,31,833.15 2,40,725.05 Net (Decrease) / Increase in Cash And Cash Equivalents (A + B + C) (94,295.21) 1,93,819.17 Cash And Cash Equivalents at the beginning of the year 9,46,636.18 6,37,633.43 Cash And Cash Equivalents taken over on Amalgamation - 1,15,183.58 Cash And Cash Equivalents at the end of the year 8,52,340.97 9,46,636.18 2. The above financial results have been reviewed by the Audit Committee and approved by the Board of Directors of AU Small Finance Bank Limited (the "Bank") at their meetings held on April 27, 2026. The financial results have been Audited by the joint statutory auditors - M S K A & Associates LLP (formerly known as M S K A & Associates), Chartered Accountants and Mukund M. Chitale & Co., Chartered Accountants of the Bank, on which they have issued unmodified opinion.Accountants and G.M. Kapadia & Co., Chartered Accountants, on which they had issued unmodified opinion. 3. These financial results of the Bank have been prepared in accordance with the recognition and measurement principles laid down in Accounting Standards, prescribed under Section 133 of the Companies Act, 2013 read with relevant rules issued thereunder, the relevant provisions of the Banking Regulation Act, 1949, the circulars, guidelines and directions issued by the Reserve Bank of India (RBI) from time to time (the “RBI Guidelines”) and other accounting principles generally accepted in India and is in compliance with the presentation and disclosure requirements of Regulation 33 and Regulation 52 read with Regulation 63(2) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Regulations"), as amended including relevant circulars issued by the SEBI from time to time. 4. The Bank had made an application to RBI on September 03, 2024 for voluntary transition to Universal Bank as per the extant guidelines of the RBI. The RBI has intimated its in-principle approval to Bank on August 7, 2025. The in-principle approval is valid for 18 months from the issue of the letter and stipulates that the shares held by promoters / promoter group shall be transferred to a Non-Operating Financial Holding Company (NOFHC). Pursuant to the Bank’s request, RBI, vide its letter dated March 6, 2026, has replaced the aforesaid stipulation. This requirement for NOFHC will now be applicable on the transitioned Universal Bank, if the Bank or its promoter (including promoter group) proposes to establish any group entity in the future. Grant of the final license shall remain subject to RBI’s assessment of the Bank’s compliance with applicable regulatory guidelines and instructions. Further the Bank has submitted its application for the final Universal Banking license during March 2026, in line with RBI’s letter dated August 7, 2025. 5. The Bank has applied its significant accounting policies in the preparation of these financial results consistent with those followed in the annual financial statements for the year ended March 31, 2025. Any circular / direction issued by RBI is implemented prospectively when it becomes applicable, unless specifically required under those circulars / directions. 6. During the quarter and year ended March 31, 2026, the Bank has allotted 10,86,403 and 37,36,590 equity shares respectively pursuant to the exercise of options under the approved employee stock option schemes. 7. Other income includes processing fee, profit / loss on sale and revaluation of investments, non-fund based income such as commission earned from guarantees, selling of third party products, income from dealing in PSLC, etc. 8. On November 21, 2025, the Government of India notified four Labour Codes - the Code on Wages, 2019, the Industrial Relations Code, 2020, the Code on Social Security, 2020, and the Occupational Safety, Health and Working Conditions Code, 2020, collectively referred to as the 'New Labour Codes', consolidating 29 existing labour laws. The Ministry of Labour & Employment has published draft Central Rules and FAQs on December 30, 2025, to facilitate assessment of the financial impact arising from these regulatory changes. Accordingly, the Bank has recognised an estimated incremental impact of Rs. 1,981 lacs under 'Employees cost' in the Profit and Loss Account during the quarter ended December 31, 2025 and year ended March 31, 2026, considering the information available. The Bank continues to monitor the finalisation of Central and State Rules and clarifications from the Government on the New Labour Codes and would provide appropriate accounting effect on the basis of such developments, as needed. 9. Details of loans transferred / acquired during the year ended March 31, 2026 as per 'Reserve Bank of India (Small Finance Banks - Financial Statements : Presentation and Disclosures) Directions, 2025' dated November 28, 2025 and as amended thereafter, are given below: (i) During the year ended March 31, 2026, the bank has not acquired "loans not in default" through assignment of loans. (ii) Details of "loans not in default” transferred during the year as given below: (Rs in Lakh unless specifically mentioned) Particulars Amount Aggregate Principal outstanding of loans transferred 1,343.62 Aggregate consideration received (including interest) 1,362.60 Weighted average residual maturity (in Months) 7.48 Weighted average holding period (in Months) 17.09 Retention of beneficial economic interest (%) Nil Coverage of tangible security coverage(%) Nil Rating-wise distribution of rated loans Nil (iii) During the year ended March 31, 2026, the bank has not acquired any stressed loans (Non-performing asset and Special Mention Account). (iv) Details of MFI Non-Performing Assets (NPAs) and Special Mention Accounts (SMAs) transferred to NBFCs under Business Correspondent arrangement during the year ended March 31, 2026: (Rs in Lakh) Particulars To permitted transferees Number of accounts 5,884.00 Aggregate principal outstanding of loans transferred 1,091.76 Weighted average residual tenor of the loans transferred (in Months) 5.40 Net book value of loans transferred (at the time of transfer) 296.22 Aggregate consideration (including interest) 1,107.37 Additional consideration realized in respect of accounts transferred in earlier years NA (iv) Details of the recovery ratings assigned to Security Receipts outstanding as at March 31, 2026: (Rs in Lakh) Recovery Rating Rating Agency Anticipated Recovery as Value of outstanding SRs per Recovery Rating (net of provisions) RR3 Crisil Ratings More than 50% and upto 75% 51.54 RR3 India Ratings More than 50% and upto 75% - 10 Information as required pursuant to Regulation 52(4) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015: a. Methodology for computation of the ratios for current year's period is as follows: Debt-equity ratio Borrowings with residual maturity of more than one year / Sum of Capital and Reserves & Surplus Total debts to total assets Total borrowings of the Bank / Total Assets Net worth Calculated as per the Master Circular - Exposure Norms issued by the RBI b.Basis nature of Bank's business, the ratio's considered to be not applicable are Current Ratio, Long term debt to working capital, Bad Debts to Account receivable ratio, Current liability ratio, Debt turnover, Inventory turnover, Operating margin % and Net profit margin %. 11 Disclosure as per 'Reserve Bank of India (Small Finance Banks - Financial Statements : Presentation and Disclosures) Directions, 2025' dated November 28, 2025 and as amended thereafter, on project under Implementation, for the quarter ended March 31, 2026 is given below: (Rs. in Lakh) S. No. Item Description Number of accounts Total Outstanding* 1 Projects under implementation accounts at the 577 4,80,672.27 beginning of the quarter. 2 Projects under implementation accounts sanctioned during the quarter. 248 93,356.49 3 Projects under implementation accounts where DCCO has been achieved during the quarter. 140 43,871.42 4 Projects under implementation accounts at the end of the quarter. (1+2-3) 685 5,30,157.34 5 Out of ‘4’ – accounts in respect of which resolution 117 46,098.18 process involving extension in original / extended DCCO, as the case may be, has been invoked. 5.1 Out of ‘5’ – accounts in respect of which Resolution plan 117 46,098.18 has been implemented. 5.2 Out of ‘5’ – accounts in respect of which Resolution plan is under implementation. - - 5.3 Out of ‘5’ – accounts in respect of which Resolution plan has failed. - - 6 Out of ‘5’, accounts in respect of which resolution process involving extension in original / extended DCCO, as the case may be, has been invoked due to change in scope and size of the project. - - 7 Out of ‘5’, account in respect of which cost overrun associated with extension in original / extended DCCO, as the case may be, was funded - - 7.1 Out of ‘7’, accounts where SBCF was sanctioned during financial closure and renewed continuously - - 7.2 Out of ‘7’, accounts where SBCF was not pre sanctioned or renewed continuously - - 8 Out of ‘4’ – accounts in respect of which resolution process not involving extension in original / extended DCCO, as the case may be, has been invoked. - - 8.1 Out of ‘8’ – accounts in respect of which Resolution plan has been implemented. - - 8.2 Out of ‘8’ – accounts in respect of which Resolution plan is under implementation. - - 8.3 Out of ‘8’ – accounts in respect of which Resolution plan has failed. - - * represents gross advances as on March 31, 2026 12. Details of resolution plan implemented under the Resolution Framework for COVID-19-related Stress as at March 31, 2026 as per 'Reserve Bank of India (Small Finance Banks - Financial Statements : Presentation and Disclosures) Directions, 2025' dated November 28, 2025, are given below. Rs. in Lakh Type of Exposure to accounts Of (A), aggregate Of (A), amount Of (A) amount Exposure to Borrower classified as Standard debt that slipped written off paid by the accounts classified consequent to into NPA during during the half borrowers as Standard implementation of the half-year -year ended during the half consequent to resolution plan – ended March March 31, -year ended implementation of Position as at the 31, 2026^ 2026# March 31, resolution plan end of the previous 2026* – Position as at half-year i.e. the end of this Sep 30, 2025 (A) half-year i.e. March 31, 2026 Personal Loans 1,071.29 82.48 4.60 97.46 891.35 Corporate persons - - - - - Of which MSMEs - - - - - Others 7,987.58 (149.83) 4.40 913.18 7,224.23 Total 9,058.87 (67.35) 9.00 1,010.64 8,115.58 ^includes accounts which were classified as NPA earlier and subsequently upgraded to Standard during the half year ended March 31, 2026. *Amount paid by the borrower during the half year is net of additions in the borrower amount including additions due to interest capitalisation and includes cases which have been upgraded from Restructuring during the half year ended March 31, 2026. #Represents debt that slipped into NPA and was subsequently written off during the half year ended March 31, 2026 13. The Board of Directors at their meeting held on April 27, 2026, proposed a dividend of Rs.1 per share at 10% of face value for the year ended March 31, 2026 (previous year : Rs. 1 per share at 10% of face value) subject to the approval of the shareholders at the ensuing Annual General Meeting. The effect of the proposed dividend has been considered in determination of Capital adequacy ratio (CAR) as at March 31, 2026 and March 31, 2025 respectively. 14. The Capital adequacy ratio ("CAR") is computed in accordance with the RBI Master Direction DOR.CAP.REC.101/21-01-002/2025-26 dated November 28, 2025, as amended, and the CAR for the corresponding previous period is computed on the basis of the applicable RBI guideline on the relevant reporting dates. 15. As per the extant RBI guidelines, Banks are required to make Pillar III disclosures including Leverage ratio, Liquidity Coverage Ratio and Net Stable Funding Ratio (NSFR) under the Basel 3 Capital regulations. These disclosures would be available on the Bank’s website at “https://www.au.bank.in/reports/regulatory-disclosures”. These disclosures have not been subjected to audit or review by the Joint Statutory Auditors. 16. The Bank does not have any subsidiary/associate/joint venture company(ies), hence consolidation is not applicable. 17. The figures of last quarter in each of the financial year are balancing figure between audited figures in respect of full financial year and the unaudited published year to date figures up to the third quarter of the respective financial year. 18. Figures of previous periods/year have been regrouped/reclassified wherever necessary to conform to current period's classification. Rs (in Lacs) 21. Particulars Quarter ended Year ended 31.03.2026 31.03.2026 Tier I ratio 16.86% 16.86% Tier II ratio 1.82% 1.82% Captail Adequacy Ratio 18.68% 18.68% % of gross NPAs 2.03% 2.03% % of net NPAs 0.74% 0.74% Return on assets (average)* 0.45% 1.57% Net worth 19,62,694.85 19,62,694.85 Outstanding redeemable preference shares - - Capital redemption reserve / - - Debenture Redemption reserve Debt-equity ratio 0.31 0.31 Total debts to total assets 7.23% 7.23% * Figure for the quarter ended is not annualized.

2025-04-01

2026-03-31

Audited

Standalone

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0.1686

35.4

35.01

35.4

35.01

27556406000

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0.0203

0.0074

0.0157

Other operating expenses

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Other operating expenses

31536996000

7482671000

192252549000

1526611635000

138715447000

52912379000

1917974681000

69732602000

15501495000

447936513000

1342756310000

14363820000

27683941000

1917974681000

Other liabilities and provisions

52912379000

Other Assets

27683941000

Treasury

7344162000

Retail banking- Digital Banking*

4000

Retail banking- Other Retail Banking

42671740000

Wholesale banking

5963794000

Other banking operations

1521288000

Capital and Other Reserves

Treasury

32082325000

Retail banking- Digital Banking*

15000

Retail banking- Other Retail Banking

157797320000

Wholesale banking

21116602000

Other banking operations

5146514000

Capital and Other Reserves

57500988000

216142776000

57500988000

216142776000

Treasury

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Retail banking- Digital Banking*

-984000

Retail banking- Other Retail Banking

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Wholesale banking

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Other banking operations

1405506000

Capital and Other Reserves

Treasury

4793181000

Retail banking- Digital Banking*

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Retail banking- Other Retail Banking

19307507000

Wholesale banking

5894391000

Other banking operations

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Capital and Other Reserves

10820812000

34740456000

10820812000

34740456000

Treasury

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Retail banking- Digital Banking*

848000

Retail banking- Other Retail Banking

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Wholesale banking

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Other banking operations

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Capital and Other Reserves

1870367451000

47607230000

1917974681000

Treasury

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Retail banking- Digital Banking*

1451000

Retail banking- Other Retail Banking

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Wholesale banking

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*Digital Banking Segment reported as a sub-segment of Retail Banking Segment is related to Digital Banking Units (DBUs) of the bank. As at March 31, 2026, the Bank has two DBU’s. Business Segments have been identified and reported taking into account the target customer profile, the nature of products and services, the differing risks and returns, the organisation structure, the internal business reporting system and guidelines prescribed by the RBI and in compliance with the Accounting Standard 17 – “Segment Reporting”. The business operations of the Bank are in India and for the purpose of segment reporting as per Accounting Standard-17 (Segment reporting) the bank is considered to operate only in domestic segment.

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AU Small Finance Bank Limited

******

Au Foundation

******

Related Enterprise of Promoters/Executive Directors and their relatives

Any other transaction

CSR Expenditure

500000000

CSR Contribution as approved by CSR Committee and Board

62803000

Notes for all transactions disclosed: 1. The disclosure on Related Party Transactions is pursuant to regulation 23(9) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("Listing Regulations") and transactions which are exempted from RPT definition or disclosure pursuant to Listing Regulations and Circular(s) issued thereunder are not included in the above disclosure. 2. Value of the Related Party Transaction as approved by the Audit Committee represents omnibus limit approved by the Audit Committee, wherever applicable. 3.Acceptance of fixed deposits by the Bank are at the terms uniformly applicable/offered to all shareholders/public. 4. Amount "0.00" represents less than Rs. 500.

AU Small Finance Bank Limited

******

Mys Holdings Private Limited

******

Promoter Group Entity

Interest received

500000000

Subject to applicable restrictions and approvals required as per the Companies Act, 2013, RBI Guidelines & other applicable regulations

3351000

AU Small Finance Bank Limited

******

Abhiyan Bharat Foundation

******

Related Enterprise of Promoters/Executive Directors and their relatives

Any other transaction

Income from Banking services rendered

100000000

Subject to applicable restrictions and approvals required as per the Companies Act, 2013, RBI Guidelines & other applicable regulations

AU Small Finance Bank Limited

******

Gaurav Jain

******

KMPs (CFO & CS) & their relatives

Any other transaction

ESOP Exercise

60000000

As approved by Nomination and Remuneration Committee

200000

AU Small Finance Bank Limited

******

Uttam Tibrewal

******

Executive Director & Deputy CEO

Any other transaction

ESOP Exercise

100000000

As approved by Nomination and Remuneration Committee

28177000

AU Small Finance Bank Limited

******

Sanjay Agarwal

******

MD & CEO

Remuneration

70000000

As approved by the NRC, Board & RBI, as per the Bank’s Compensation policy and RBI guidelines in this regard.

36903000

AU Small Finance Bank Limited

******

AU Foundation

******

Related Enterprise of Promoters/Executive Directors and their relatives

Any other transaction

Income from Banking services rendered

100000000

Subject to applicable restrictions and approvals required as per the Companies Act, 2013, RBI Guidelines & other applicable regulations

AU Small Finance Bank Limited

******

Shree Dham Mining industries LLP

******

Related Enterprise of Promoters/Executive Directors and their relatives

Any other transaction

Income from Banking services rendered

100000000

Subject to applicable restrictions and approvals required as per the Companies Act, 2013, RBI Guidelines & other applicable regulations

AU Small Finance Bank Limited

******

Teamwork Arts Private Limited

******

Related Enterprise of Promoters/Executive Directors and their relatives

Any other transaction

Income from Banking services rendered

100000000

Subject to applicable restrictions and approvals required as per the Companies Act, 2013, RBI Guidelines & other applicable regulations

2000

131436000

Audited

true

M S K A & Associates LLP (Formerly known as M S K A & Associates)

true

2027-07-31

Mukund M Chitale & Co.

true

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