5427732026-07-255427732026-07-25ActionsTakenOrOrdersPassedDomain15427732026-07-25ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain15427732026-07-25SignatoriesDomain1iso4217:INRxbrli:pureIIFLCAPSIIFL CAPITAL SERVICES LIMITED542773NOTLISTEDINE489L01022NewAction(s) taken or orders passed (sub-para 20)false2026-07-2421:30:002026-07-25Imposition of fine or penaltyRegulatory AuthorityMulti Commodity Exchange of India Limited (“MCX”)1Listed Entity (Self)IIFL CAPITAL SERVICES LIMITEDThe penalty letters were received on July 24, 2026.MCX imposed a monetary penalty aggregating to ₹3,20,000/-, comprising penalties of ₹1,00,000/- each on three Authorised Persons (APs) in relation to movement of funds and securities between clients and the APs, and a penalty of ₹20,000/- for deficiencies observed in the inspection of one Authorised Person, including non-coverage of the prescribed inspection scope and applicable regulatory requirements.2026-07-24MCX conducted an inspection of the Authorised Persons (APs) for the period from April 1, 2024 to March 31, 2025 and observed, inter alia (i) the APs not providing satisfactory clarification regarding funds transaction in thier bank account, and (ii) deficiencies in the inspection conducted by the Company in respect of one Authorised Person, including non-coverage of the prescribed inspection scope and applicable regulatory requirements. Accordingly, MCX has imposed the aforesaid monetary penalty. The penalties shall be recovered from the concerned APs.April 1, 2024 to March 31, 2025Apart from the aforesaid monetary penalty, there is no material impact on the financial, operational or other activities of the Company.MCX conducted an inspection of the Authorised Persons (APs) for the period from April 1, 2024 to March 31, 2025 and observed, inter alia (i) the APs not providing satisfactory clarification regarding funds transaction in thier bank account, and (ii) deficiencies in the inspection conducted by the Company in respect of one Authorised Person, including non-coverage of the prescribed inspection scope and applicable regulatory requirements. Accordingly, MCX has imposed the aforesaid monetary penalty.320000MCX imposed a monetary penalty aggregating to ₹3,20,000/-, comprising penalties of ₹1,00,000/- each on three Authorised Persons (APs) in relation to movement of funds and securities between clients and the APs, and a penalty of ₹20,000/- for deficiencies observed in the inspection of one Authorised Person, including non-coverage of the prescribed inspection scope and applicable regulatory requirements.NoneThe penalties shall be recovered from the concerned APs.Meghal ShahCompany Secretary2026-07-25Mumbai