5444852026-10-065444852026-10-06ActionsTakenOrOrdersPassedDomain15444852026-10-06ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain15444852026-10-06ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain25444852026-10-06ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain35444852026-10-06ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain45444852026-10-06ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain55444852026-10-06ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain65444852026-10-06SignatoriesDomain1iso4217:INRxbrli:pureREGAALREGAAL RESOURCES LIMITED544485NOTLISTEDINE0MHO01029NewAction(s) taken or orders passed (sub-para 20)false2026-10-0618:57:00https://regaalresources.com/disclosure-under-regulation-30-1/2026-10-06Imposition of fine or penaltyRegulatory AuthorityRegistrar of Companies, Kolkata6Listed Entity (Self)REGAAL RESOURCES LIMITEDPromoterAnil KishorepuriaChairperson and Managing DirectorPromoterkaran KishorepuriaWhole time DirectorOtherRaj Kumar KishorepuriaEx-DirectorOtherNavneet BahetiEx-Chief Financial OfficerOtherChaitee BaralEx-Company SecretaryEmailThe Order(s) issued pertains to Adjudication of Penalty under Section 454 of the Companies Act, 2013 for violation of Section 177, 178 and 450 of the Companies Act, 20132026-10-05Company has received Order(s) in the suo moto applications for Adjudication of Penalties under Section 454 for violation of Section 177, 178 and 450 of the Companies Act, 2013 dated October 05, 2026 passed by the Registrar of Companies, Kolkata.Not AppliacbleCompany has received Order(s) in the suo moto applications for Adjudication of Penalties under Section 454 for violation of Section 177, 178 and 450 of the Companies Act, 2013 dated October 05, 2026 passed by the Registrar of Companies, Kolkata.The Company filed suo-moto Applications for adjudication of following defaults made under section 177, 178 read with Rule 6 of the Companies (Meeting of Board and its Powers) Rules 2014 and Rule 4 of the Companies (Appointment and Qualification of Directors) Rules, 2014 and section 450 of the Companies Act 2013 read with Rule 9A of the Companies (Prospectus and Allotment of Securities) Rules, 2014 : 1. The Company was required to constitute the Audit Committee under section 177 of the Companies Act, 2013 read with rules made thereunder on or before 29.06.2022, However, due to delay in appointments of the Independent Directors by the Company, the Audit Committee was constituted by the Board of Directors of the Company vide its meeting being held on 23.05.2023 only. Hence, there was a delay in constituting the Audit Committee and the non-compliance existed for the period 30.06.2022 to 22.05.2023. 2. The Company was required to constitute the Nomination and Remuneration Committee under section 178 of the Companies Act, 2013 read with rules made there under, on or before 29.06.2022. However, due to delay in appointments of the Independent Directors by the Company, the Nomination and Remuneration Committee was constituted by the Board of Directors of the Company vide its meeting held on 17.07.2023 only. Hence, there was a delay in constituting the Nomination and Remuneration Committee and the non-compliance existed for the period 30.06.2022 to 16.07.2023. 3. The Company allotted 4,35,000 Equity Shares of Rs. 10/- each of the Company on 07.06.2022 to one of its promoters through physical mode. The return of allotment was filed on 07.06.2022. Post obtaining the ISIN, Equity Shares were credited to the Promoter in Demat form on 22.09.2022 after a delay of 107 days. Upon filing the said Applications, the Company and the respective Officers in Default who were in the office and responsible for the affairs of the Company during the respective periods of the defaults received Orders from the Registrar of Companies, Kolkata. Pursuant to the said Orders, penalties aggregating to Rs. 11,17,000/- on the Company and Rs. 9,50,000/- on the Officers in Default have been imposed under the said orders.2067000Pursuant to the said Orders, penalties aggregating to Rs. 11,17,000/- on the Company and Rs. 9,50,000/- on the Officers in Default have been imposed under the said orders.Not AppliacbleThe penalties will be paid by the company and its Officer in default within the stipulated timelines as mentioned in the order CopyMr. Tinku Kumar GuptaCompany Secretary and Compliance Officer2026-10-06Kolkata