5327372026-10-095327372026-10-09ActionsTakenOrOrdersPassedDomain15327372026-10-09ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain15327372026-10-09SignatoriesDomain1iso4217:INRxbrli:pureEMKAYEmkay Global Financial Servises limited532737NOTLISTEDINE296H01011NewAction(s) taken or orders passed (sub-para 20)false2026-10-0720:36:002026-10-09Imposition of fine or penaltyStatutory AuthorityNational Stock Exchange of India Limited1Listed Entity (Self)Emkay Global Financial Servises limitedEmail communications from the NSE.NSE has imposed a penalty of Rs. 82,90,000/- in relation to certain Client Code Modifications using Member Error account (For the period May – July 2026).2026-10-07We are in receipt of Financial Disincentive from Exchange for months of May, June & July 2026 regarding observations pertaining to certain instances identified in relation to Annexure 1.6, Point 11(a) & 11(b) of NSE Circular No. NSE/INSP/73792 dated April 17, 2026 (“the Penalty Circular”) of Client Code Modifications carried out through Error accounts. whereby penalties have been levied in respect of Client Code Modifications executed through the Error Account during the months of May, June, and July 2026.For the period May – July 2026The impact on the financial, operational, or other activities of the Company is limited to the penalty amount imposed by NSE. Except for the said monetary penalty, there is no material impact on the Company's operations, financial position, or any other activities.NSE has levied a penalty of ₹82,90,000/- on the Company in accordance with the provisions as per Annexure 1.6 Point. 11 of Exchange Circular No. NSE/INSP/73792, dated April 17, 2026 regarding modification of client codes using Member ‘ERROR’ Account.8290000NSE has levied a penalty of ₹82,90,000/- on the CompanyN.A.All the relevant stakeholders/dealers were instructed to revise and strengthen their processes in accordance with the regulatory guidelines. Additionally, implemented solution through which Operations team regularly monitor and track any instances of non-compliance on an ongoing basis.Nishant ShirkeCompany Secretary and Compliance Officer2026-10-09Mumbai