5432632026-09-125432632026-09-12ActionsTakenOrOrdersPassedDomain15432632026-09-12ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain15432632026-09-12SignatoriesDomain1xbrli:pureSMCGLOBALSMC GLOBAL SECURITIES LIMITED543263NAINE103C01036NewAction(s) taken or orders passed (sub-para 20)false2026-09-1117:00:002026-09-12Settlement of proceedingsRegulatory AuthoritySEBI1SubsidaryPULIN COMTRADE LIMITEDORDERSettlement of proceedings2026-09-11Settlement order in favour of Pulin Comtrade Limited (formerly known as SMC Comtrade Limited), wholly owned subsidiary of SMC Global Securities Limited w.r.t. 6 months of voluntary debarment from trading in proprietary capacity and from taking up new clients in commodity segment and payment of settlement amount of Rs. 9,10,780 2026SETTLEMENT AMOUNT RS. 910780Pulin Comtrade Limited (formerly known as SMC Comtrade Limited), in its capacity as a broker/member, had facilitated certain transactions relating to paired contracts traded on the National Spot Exchange Limited (“NSEL”), in respect of which regulatory proceedings were initiated concerning alleged non-compliance with the applicable regulatory framework.SETTLEMENT AMOUNT RS. 910780Settlement of proceedingsTAKEN NOTE OF ITSUMAN KUMARCOMPANY SECRETARY2026-09-12NEW DELHI