5427732026-10-145427732026-10-14ActionsTakenOrOrdersPassedDomain15427732026-10-14ActionsTakenOrOrdersPassedDomain1PersonsAgainstWhomActionsTakenOrOrdersPassedDomain15427732026-10-14SignatoriesDomain1iso4217:INRxbrli:pureIIFLCAPSIIFL CAPITAL SERVICES LIMITED542773NOTLISTEDINE489L01022NewAction(s) taken or orders passed (sub-para 20)false2026-10-1319:55:002026-10-14Imposition of fine or penaltyRegulatory AuthoritySecurities and Exchange Board of India (“SEBI”)1Listed Entity (Self)IIFL CAPITAL SERVICES LIMITEDMailSEBI, vide Adjudication Order dated October 13, 2026, has imposed a monetary penalty of ₹2,00,000/- (Rupees Two Lakhs Only) on the Company under Section 15HB of the SEBI Act, 19922026-10-13Pursuant to an inspection of the Company's OBPP operations for the period from July 26, 2024 to March 31, 2025, SEBI observed (i) failure to ensure routing of certain orders relating to listed debt securities through the RFQ platform of a recognised stock exchange, and (ii) failure to execute agreements with certain third-party sellers in accordance with the applicable SEBI regulatory framework governing OBPPs. Based on the findings, SEBI imposed a penalty of ₹2,00,000/- under Section 15HB of the SEBI Act, 1992. In this regard it may be noted that we have discontinued using existing platform and the new version of the platform in compliance with the SEBI guidelines is under implementation. Further, the agreements with the third-party sellers were also executed.July 26, 2024 to March 31, 2025Apart from the aforesaid monetary penalty, there is no material impact on the financial, operational or other activities of the Company.Pursuant to an inspection of the Company's OBPP operations for the period from July 26, 2024 to March 31, 2025, SEBI observed (i) failure to ensure routing of certain orders relating to listed debt securities through the RFQ platform of a recognised stock exchange, and (ii) failure to execute agreements with certain third-party sellers in accordance with the applicable SEBI regulatory framework governing OBPPs.200000SEBI, vide Adjudication Order dated October 13, 2026, has imposed a monetary penalty of ₹2,00,000/- (Rupees Two Lakhs Only) on the Company under Section 15HB of the SEBI Act, 1992SEBI, vide Adjudication Order dated October 13, 2026, has imposed a monetary penalty of ₹2,00,000/- (Rupees Two Lakhs Only) on the Company under Section 15HB of the SEBI Act, 1992In this regard it may be noted that we have discontinued using existing platform and the new version of the platform in compliance with the SEBI guidelines is under implementation. Further, the agreements with the third-party sellers were also executed.Meghal ShahCompany Secretary2026-10-14Mumbai