Prohibition of Insider Trading

SOUTH WEST PINNACLE EXPLORATION LIMITED

General information about company

Scrip Code		543986
NSE Symbol		SOUTHWEST
MSEI Symbol		NOTLISTED
Name of the Signatory		Vaishali
Designation of Signatory		Company Secretary and Compliance Officer
Place		Gurugram
Date of Filing		10-07-2026
ISIN Code		INE980Y01015
Disclosure under Regulation		Regulation 7 (2)
Revised Filing		No

PIT Disclosure

Sr. No.	Type of instrument	Category of person	Name of the person	CIN / DIN	Securities held prior to acquisition / disposal		Securities acquired / disposed			Securities held post acquisition / disposal		Date of allotment advice / acquisition of shares / sale of shares specify		Mode of acquisition / disposal	Date of intimation to company	Buy		Sell		Exchange on which the trade was executed	Notes
					No. of security	% of shareholding	No. of security	Value of security (in Rs.)	Transaction type	No. of security	% of shareholding	From date	To date			Notional value	No. of units (contracts × lot size)	Notional value	No. of units (contracts × lot size)
					No. of security	% of shareholding	No. of security	Value of security (in Rs.)	Transaction type	No. of security	% of shareholding	From date	To date			Notional value	No. of units (contracts × lot size)	Notional value	No. of units (contracts × lot size)
1	Equity	Promoter and Director	Mr. Vikas Jain	00049217	11137698	37.33%	1134644	149,999,937.00	Buy	12272342	37.58%	10-07-2026	10-07-2026	Conversion of security	10-07-2026					NA	Textual Information(1)
2	Warrant	Promoter and Director	Mr. Vikas Jain	00049217	1134644	40.22%	1134644	149,999,937.00	Sell	0	0.00%	10-07-2026	10-07-2026	Conversion of security	10-07-2026					NA
3	Equity	Promoter and Director	Mr. Piyush Jain	00049319	6323614	21.19%	1134644	149,999,937.00	Buy	7458258	22.84%	10-07-2026	10-07-2026	Conversion of security	10-07-2026					NA	Textual Information(2)
4	Warrant	Promoter and Director	Mr. Piyush Jain	00049319	1134644	40.22%	1134644	149,999,937.00	Sell	0	0.00%	10-07-2026	10-07-2026	Conversion of security	10-07-2026					NA

Text Block

Textual Information(1)

1. Mr. Vikas Jain, held 11,34,644 convertible warrants (constituting 40.22% of the total 28,21,411 warrants allotted on February 21, 2025), which were 25% paid-up with the remaining 75% payable within 18 months. 2. Upon receipt of the 75% balance consideration aggregating to Rs. 11,24,99,952.60 and Pursuant to exercise of conversion right, the Board of Directors in its meeting held on July 10, 2026, approved the allotment of 28,21,411 Equity Shares of face value Re. 10/- each at an issue price of Rs. 132.20 per share (including a premium of Rs. 122.20/share), out of which 11,34,644 Equity Shares are allotted to Mr.Vikas Jain. 3. Details of securities held by Mr. Vikas Jain Equity Shares Warrants Shares/Warrants Before Acquisition/Disposal 1,11,37,698(37.33%) 11,34,644 Acquisition Disposal of Equity Shares/Warrants(Refer Note2) 11,34,644 (11,34,644) Equity shares/Warrants After Acquistion/Disposal 1,22,72,342(37.58% 0 4. Total Consideration Rs. 149999936.8 includes Rs.37499984.2 (25% of the issue price) recieved at the time of allotment of 11,34,644 convertible warrants and balance consideration being Rs. 112499952.6 (75% of the issue price) recieved upon excersie of right of conversion by warrant holder.

Textual Information(2)

1. Mr. Piyush Jain, held 11,34,644 convertible warrants (constituting 40.22% of the total 28,21,411 warrants allotted on February 21, 2025), which were 25% paid-up with the remaining 75% payable within 18 months. 2. Upon receipt of the 75% balance consideration aggregating to Rs. 11,24,99,952.60 and Pursuant to conversion of warrants, the Board of Directors in its meeting held on July 10, 2026, approved the allotment of 28,21,411 Equity Shares, out of which 11,34,644 Equity Shares are allotted to Mr.Piyush Jain. 3. Details of securities held by Mr. Piyush Jain Equity Shares Warrants Equity Shares/Warrants Before Acquistion/Disposal 63, 23,614 (21.19%) 11,34,644 Acquisition/Disposal of Equity Shares/Warrants 11,34,644 (11,34,644) Equity shares/Warrants After Acquistion/Disposal 74, 58, 258(22.84%) 0 4. Total Consideration Rs. 149999936.8 includes Rs.37499984.2 (25% of the issue price) recieved at the time of allotment of 11,34,644 convertible warrants and balance consideration being Rs. 112499952.6 (75% of the issue price) recieved upon excersie of right of conversion by warrant holder.