Integrated Filing-Governance



General information about company

Scrip Code 532505
NSE Symbol UCOBANK
MSEI Symbol NOTLISTED
ISIN INE691A01018
Name of the entity UCO BANK
Date of start of financial year 01-Apr-2025
Date of end of financial year 31-Mar-2026
Reporting Quarter Yearly
Date of Quarter Ending 31-Mar-2026
Type of company Equity
Whether Annexure I (Part A) of the SEBI Circular dated December 31, 2024 related to Compliance Report on Corporate Governance is applicable to the entity? Yes
Whether Annexure I (Part B) of the SEBI Circular dated December 31, 2024 related to Investor Grievance Redressal Report is Applicable to the entity? Yes
Whether Annexure I (Part C) of the SEBI Circular dated December 31, 2024 related to Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies is Applicable to the entity? No
Reason For Part C Of Annexure I Disclosure Of Acquisition Of Shares OrVotingRightsInUnlistedCompaniesIsNotApplicableToTheEntity Annexure I (Part C) of the SEBI Circular dated December 31, 2024 related to disclosure of Acquisition of Shares or Voting rights in unlisted Companies is not applicable because bank has not done any such acquisition
Whether Annexure I (Part D) of the SEBI Circular dated December 31, 2024 related to Disclosure of Imposition of Fine or Penalty is Applicable to the entity? Yes
Whether Annexure I (Part E) of the SEBI Circular dated December 31, 2024 related to Disclosure of Updates to Ongoing Tax Litigations or Disputes is Applicable to the entity? Yes
Whether Annexure I (Part F) of the SEBI Circular dated December 31, 2024 related to Disclosure Of Loans / Guarantees / Comfort Letters / Securities Etc. is Applicable to the entity? No
Reason For Part F Of Annexure I Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Not Applicable To The Entity Not Applicable for UCO Bank
Risk management committee Yes
Market Capitalisation as per immediate previous Financial Year Top 500 listed entities
Is SCORE ID Available ? Yes
SCORE Registration ID U00006
Reason For No SCORE ID
Type of Submission Original
Remarks (website dissemination)



Annexure I
Annexure I to be submitted by listed entity on quarterly basis
I. Composition of Board of Directors
Disclosure of notes on composition of board of directors explanatory The composition of the Board of the Bank is constituted in terms of the provisions of the Banking Companies (Acquisition and Transfer of Undertakings) Act 1970. All the Directors on the Board of the Bank except Shareholder Director are nominated/appointed by Department of Financial Services, MOF, GOI. Since the public shareholding of the Bank is less than 16%, bank is permitted to elect only one director from amongst the shareholders other than Central Government. Ms. Rachna Khare has tendered her resignation on 25-12-2025 which was intimated to exchange on 25-12-2025.
Whether the listed entity has a Regular Chairperson Yes
Whether Chairperson is related to MD or CEO No Disqualification of Directors under section 164 of the Companies Act, 2013
Sr Title (Mr / Ms) Name of the Director PAN DIN Category 1 of directors Category 2 of directors Category 3 of directors Date of Birth Whether the director is disqualified? Start Date of disqualification End Date of disqualification Details of disqualification Current status Whether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations] Date of passing special resolution Initial Date of appointment Date of Re-appointment Date of cessation Tenure of director (in months) No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations) No of Independent Directorship in listed entities including this listed entity [with reference to proviso to regulation 17A(1) & 17A(2)] Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations) No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations) Reason for Cessation Notes for not providing PAN Notes for not providing DIN
1 Mr. Arvamudan Krishna Kumar 00871792 Non-Executive - Independent Director Chairperson 18-Nov-1954 No Active NA 21-Feb-2024 36 3 3 2 1
2 Mr. Ashwani Kumar 10344636 Executive Director Not Applicable CEO-MD 02-Sep-1969 No Active NA 01-Jun-2023 3 2 1 1
3 Mr. Rajendra kumar Saboo 99999991 Executive Director Not Applicable 21-Apr-1971 No Active NA 21-Nov-2022 21-Nov-2025 1 0 1 0 Textual Information(1)
4 Mr. Vijay N. Kamble 09197421 Executive Director Not Applicable 05-Mar-1967 No Active NA 09-Oct-2023 1 0 1 0
5 Mr. Sudhir Shyam 08135013 Non-Executive - Non Independent Director Not Applicable 27-Aug-1971 No Active NA 13-May-2024 1 0 1 0
6 Mr. Sarada Prasan Mohanty 99999992 Non-Executive - Non Independent Director Not Applicable 01-Jul-1972 No Active NA 05-Aug-2024 1 0 1 0
7 Mr. Subhash Shankar Malik 99999993 Non-Executive - Independent Director Not Applicable 14-Jan-1967 No Active NA 08-May-2023 36 1 1 1 0 Textual Information(2)
8 Mr. Anjan Talukdar 01668831 Non-Executive - Independent Director Not Applicable 03-Jun-1968 No Active NA 11-Apr-2025 12 1 1 1 0
9 Mr. Ravi Kumar Agrawal 99999995 Non-Executive - Independent Director Not Applicable 06-Nov-1965 No Active NA 11-Apr-2025 12 1 1 2 1 Textual Information(3)
10 Mr. Rajesh Kumar Ailawadi 99999996 Non-Executive - Independent Director Not Applicable 01-Jan-1966 No Active NA 08-Mar-2026 23 1 1 1 1 Textual Information(4)



Text Block
Textual Information(1) No DIN is required for the directors of Public Sector Bank
Textual Information(2) No DIN is required for the directors of Public Sector Bank
Textual Information(3) No DIN is required for the directors of Public Sector Bank
Textual Information(4) No DIN is required for the directors of Public Sector Bank



Annexure 1

II. Composition of Committees
Disclosure of notes on composition of committees explanatory



Audit Committee Details
Whether the Audit Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 99999995 Ravi Kumar Agrawal Non-Executive - Independent Director Chairperson 22-Apr-2025
2 08135013 Sudhir Shyam Non-Executive - Non Independent Director Member 22-May-2024
3 99999992 Sarada Prasan Mohanty Non-Executive - Non Independent Director Member 12-Aug-2024
4 99999993 Subhash Shankar Malik Non-Executive - Independent Director Member 08-May-2023
5 99999996 Rajesh Kumar Ailawadi Non-Executive - Independent Director Member 08-Mar-2026



Nomination and remuneration committee
Whether the Nomination and remuneration committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 00871792 Arvamudan Krishna Kumar Non-Executive - Independent Director Member 06-Mar-2024
2 99999993 Subhash Shankar Malik Non-Executive - Independent Director Member 08-May-2023
3 99999995 Ravi Kumar Agrawal Non-Executive - Independent Director Member 22-Apr-2025
4 01668831 Anjan Talukdar Non-Executive - Independent Director Chairperson 22-Apr-2025
5 99999996 Rajesh Kumar Ailawadi Non-Executive - Independent Director Member 08-Mar-2026



Stakeholders Relationship Committee
Whether the Stakeholders Relationship Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 99999991 Rajendra kumar Saboo Executive Director Member 22-Nov-2022
2 09197421 Vijay N. Kamble Executive Director Member 12-Oct-2023
3 99999995 Ravi Kumar Agrawal Non-Executive - Independent Director Member 22-Jan-2025
4 01668831 Anjan Talukdar Non-Executive - Independent Director Chairperson 22-Apr-2025



Risk Management Committee
Whether the Risk Management Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 00871792 Arvamudan Krishna Kumar ID Member 06-Mar-2024
2 10344636 Ashwani Kumar ED Member 17-Jun-2023
3 99999991 Rajendra kumar Saboo ED Member 21-Nov-2022
4 09197421 Vijay N. Kamble ED Member 12-Oct-2023
5 99999993 Subhash Shankar Malik ID Chairperson 10-Feb-2025
6 99999995 Ravi Kumar Agrawal ID Member 22-Apr-2025



Annexure 1
III. Meeting of Board of Directors
Disclosure of notes on meeting of board of directors explanatory
Sr Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) Maximum gap between any two consecutive (in number of days) Notes for not providing Date Whether requirement of Quorum met (Yes/No) Total Number of Directors as on date of the meeting Number of Directors present* (All directors including Independent Director) No. of Independent Directors attending the meeting*
1 17-Oct-2025 Yes 10 10 5
2 28-Nov-2025 41 Yes 10 9 4
3 06-Jan-2026 38 Yes 9 4 4
4 17-Jan-2026 10 Yes 9 4 4
5 23-Mar-2026 64 Yes 10 5 5



Annexure 1
IV. Meeting of Committees
Disclosure of notes on meeting of committees explanatory
Sr Name of Committee Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) Maximum gap between any two consecutive (in number of days) Name of other committee Reson for not providing date Whether requirement of Quorum met (Yes/No) Total Number of Directors in the Committee as on date of the meeting Number of Directors Present (All Directors including Independent Director) No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
1 Audit Committee 17-Oct-2025 Yes 5 5 0 0
2 Audit Committee 24-Dec-2025 67 Yes 8 7 0 0
3 Audit Committee 17-Jan-2026 23 Yes 4 4 2 0
4 Audit Committee 19-Mar-2026 60 Yes 5 5 3 0
5 Nomination and remuneration committee 07-Mar-2026 Yes 4 4 4 0
6 Risk Management Committee 27-Nov-2025 Yes 8 7 4 0
7 Risk Management Committee 20-Mar-2026 112 Yes 7 7 4 0



Annexure 1
VI. Affirmations
Sr Subject Compliance status (Yes/No)
1 The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015 No
2 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee No
3 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee Yes
4 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee Yes
5 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities) Yes
6 The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015. Yes
7 The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015 Yes
8 This report and/or the report submitted in the previous quarter has been placed before Board of Directors. Yes
9 Any comments/observations/advice of Board of Directors may be mentioned here: The composition of the Board of the Bank is constituted in terms of the provisions of the Banking Companies (Acquisition and Transfer of Undertakings) Act 1970. All the Directors on the Board of the Bank except Shareholder Director are nominated/appointed by Department of Financial Services, MOF, GOI. Since the public shareholding of the Bank is less than 16%, bank is permitted to elect only one director from amongst the shareholders other than Central Government. Ms. Rachna Khare has tendered her resignation on 25-12-2025 which was intimated to exchange on 25-12-2025.



Annexure 1
Sr Subject Compliance status
1 Name of signatory Vikash Gupta
2 Designation Company Secretary and Compliance Officer



Details of Cyber security incidence
Whether as per Regulation 27(2)(ba) of SEBI (LODR) Regulations, 2015 there has been cyber security incidents or breaches or loss of data or documents during the quarter No
Other details of cyber security incidence or breaches or loss of data event
Number of cyber security incidence or breaches or loss of data event occurred during the quarter
Sr Date of the event Brief details of the event



Annexure II to be submitted by listed entity at the end of the financial year (for the whole of financial year)
I. Disclosure on website in terms of LODR Regulation
Sr Item Compliance status (Yes/No/NA) If status is No details of non-compliance may be given here. Web address
1.1 Details of business Yes https://ucobank.com/web/guest/investors
1.2 Memorandum of Association and Articles of Association NA
1.3 Brief profile of board of directors including directorship and full time positions in body corporates Yes https://ucobank.com/web/guest/investors
2 Terms and conditions of appointment of independent directors Yes https://ucobank.com/web/guest/investors
3 Composition of various committees of board of directors Yes https://ucobank.com/web/guest/investors
4 Code of conduct of board of directors and senior management personnel Yes https://ucobank.com/web/guest/investors
5 Details of establishment of vigil mechanism or whistle blower policy Yes https://ucobank.com/web/guest/investors
6 Criteria of making payments to non-executive directors Yes https://ucobank.com/web/guest/investors
7 Policy on dealing with related party transactions Yes https://ucobank.com/web/guest/investors
8 Policy for determining material subsidiaries NA
9 Details of familiarization programmes imparted to independent directors Yes https://ucobank.com/web/guest/investors
10 Contact information of the designated officials of the listed entity who are responsible for assisting and handling investor grievances Yes https://ucobank.com/web/guest/investors
11 Email address for grievance redressal and other relevant details Yes https://ucobank.com/web/guest/investors
12 Financial results Yes https://ucobank.com/web/guest/investors
13 Shareholding pattern Yes https://ucobank.com/web/guest/investors
14 Details of agreements entered into with the media companies and/or their associates Yes https://ucobank.com/web/guest/investors
15.1 Schedule of analyst or institutional investor meet and presentation prepared by listed entity for analyst or institutional investor meet Yes https://ucobank.com/web/guest/investors
15.2 Audio or video recordings and transcripts of post earnings/quarterly calls Yes https://ucobank.com/web/guest/investors
16 New name and the old name of the listed entity Yes https://ucobank.com/web/guest/investors
17 Advertisements as per regulation 47 (1) Yes https://ucobank.com/web/guest/investors
18 Credit rating or revision in credit rating obtained Yes https://ucobank.com/web/guest/investors
19 Separate audited financial statements of each subsidiary of the listed entity NA
20 Secretarial compliance report Yes https://ucobank.com/web/guest/investors
21 Materiality policy as per regulation 30 (4) Yes https://ucobank.com/web/guest/investors
22 Disclosure of contact details of KMP who are authorized for the purpose of determining materiality as required under regulation 30(5) Yes https://ucobank.com/web/guest/investors
23 Disclosures under regulation 30(8) Yes https://ucobank.com/web/guest/investors
24 Statements of deviation(s) or variations(s) as specified in regulation 32 Yes https://ucobank.com/web/guest/investors
25 Dividend distribution policy as specified in regulation 43A (1) Yes https://ucobank.com/web/guest/investors
26.1 Annual return as provided under section 92 of the Companies Act 2013 Yes https://ucobank.com/web/guest/investors
26.2 Employee benefit scheme documents framed in terms of SEBI (SBEB) regulations 2021
27 Confirmation that the above disclosures are in a separate section as specified in regulation 46(2) Yes https://ucobank.com/web/guest/investors
28 Compliance with regulation 46(3) with respect to accuracy of disclosures on the website and timely updation Yes https://ucobank.com/web/guest/investors
29 Disclosure of notes on website in terms of Listing Regulations explanatory Website has been updated from time to time.


Text Block
Textual Information(1) Website has been updated from time to time.



Annexure II
II. Annual Affirmations
Sr Particulars Regulation Number Compliance status (Yes/No/NA) If status is No details of non-compliance may be given here.
1 Independent director(s) have been appointed in terms of specified criteria of independence and/or eligibility 16(1)(b) NA
2 Board Composition 17(1), 17(1A) & 17(1C), 17(1D) & 17(1E) No Board of the Bank is constituted in terms of Banking Companies (Acqusition and Transfer of Undertakings) Act 1970. All the directors , except one Shareholder Director, are nominated/appointed by GOI. Bank had taken up the matter with GOI for filling up the vacancies on the Board of the Bank to comply with SEBI LODR Regulations
3 Meeting Of Board Of Directors 17(2) Yes
4 Quorum of board meeting 17(2A) Yes
5 Review of Compliance Reports 17(3) Yes
6 Plans for orderly succession for appointments 17(4) Yes
7 Code of Conduct 17(5) Yes
8 Fees/compensation 17(6) NA
9 Minimum Information 17(7) Yes
10 Compliance Certificate 17(8) Yes
11 Risk Assessment & Management 17(9) Yes
12 Performance Evaluation of Independent Directors 17(10) Yes
13 Recommendation of Board 17(11) Yes
14 Maximum number of Directorships 17A Yes
15 Composition of Audit Committee 18(1) No ACB is constituted in terms of RBI master Direction dated 28-11-2025 due to inadequcy of directors as on 31-03-2026 the requirement of at least two-third of independent directors is not fulfilled. All the directors except shareholder directors are being nominated or appointed by the Government of India.
16 Meeting of Audit Committee 18(2) Yes
17 Role of Audit Committee and information to be reviewed by the audit committee 18(3) Yes
18 Composition of nomination & remuneration committee 19(1) & (2) Yes
19 Quorum of Nomination and Remuneration Committee meeting 19(2A) Yes
20 Meeting of Nomination and Remuneration Committee 19(3A) Yes
21 Role of Nomination and Remuneration Committee 19(4) Yes
22 Composition of Stakeholder Relationship Committee 20(1), 20(2) & 20(2A) Yes
23 Meeting of Stakeholders Relationship Committee 20(3A) Yes
24 Role of Stakeholders Relationship Committee 20(4) Yes
25 Composition and role of risk management committee 21(1),(2),(3),(4) Yes
26 Meeting of Risk Management Committee 21(3A) Yes
27 Quorum of Risk Management Committee meeting 21(3B) Yes
28 Gap between the meetings of the Risk Management Committee 21(3C) Yes
29 Vigil Mechanism 22 Yes
30 Policy for related party Transaction 23(1), (1A), (5), (6), & (8) Yes
31 Prior or Omnibus approval of Audit Committee for all related party transactions 23(2), (3) NA
32 Approval for material related party transactions 23(4) NA
33 Disclosure of related party transactions on consolidated basis 23(9) Yes
34 Composition of Board of Directors of unlisted material Subsidiary 24(1) NA
35 Other Corporate Governance requirements with respect to subsidiary of listed entity 24(2),(3),(4),(5) & (6) Yes
36 Alternate Director to Independent Director 25(1) NA
37 Maximum Tenure 25(2) Yes
38 Appointment, Re-appointment or removal of an Independent Director through special resolution or the alternate mechanism 25(2A) NA
39 Meeting of independent directors 25(3) & (4) Yes
40 Familiarization of independent directors 25(7) Yes
41 Declaration from Independent Director 25(8) & (9) Yes
42 Directors and Officers insurance 25(10) Yes
43 Confirmation with respect to appointment of Independent Directors who resigned from the listed entity 25(11) Yes
44 Memberships in Committees 26(1) Yes
45 Affirmation with compliance to code of conduct from members of Board of Directors and Senior management personnel 26(3) Yes
46 Policy with respect to Obligations of directors and senior management 26(2) & 26(5) Yes
47 Approval of the Board and shareholders for compensation or profit sharing in connection with dealings in the securities of the listed entity 26(6) Yes
48 Vacancies in respect Key Managerial Personnel 26A(1) & 26A(2), 26A(3) NA
Any other information to be provided - Add Notes Textual Information(1)



Text Block
Textual Information(1) The composition of the Board of the Bank is constituted in terms of the provisions of the Banking Companies (Acquisition and Transfer of Undertakings) Act 1970. All the Directors on the Board of the Bank except Shareholder Director are nominated/appointed by Department of Financial Services, MOF, GOI. Since the public shareholding of the Bank is less than 16%, bank is permitted to elect only one director from amongst the shareholders other than Central Government.Due to resignation by Ms. Rachna Khare, former shareholder director on 25-12-2025 the requirement of women director on the board of the bank has not been fulfilled.



Annexure II
III. Affirmations
Sr Particulars Compliance status (Yes/No/NA)
1 The Listed Entity has approved Material Subsidiary Policy and the Corporate Governance requirements with respect to subsidiary of Listed Entity have been complied NA
Any other information to be provided



Annexure II
1 Name of signatory Vikash Gupta
2 Designation Company Secretary and Compliance Officer



Additional Half yearly Disclosure
Any Other Information for Disclosure of Loans / Guarantees / Comfort Letters / Securities Etc.
I. Disclosure of Loans/ guarantees/comfort letters /securities etc.refer note below
(A)Any loan or any other form of debt advanced by the listed entity directly or indirectly to
Entity Aggregate amount advanced during six months Balance outstanding at the end of six months
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(B) Any guarantee / comfort letter (by whatever name called) provided by the listed entity directly or indirectly, in connection with any loan(s) or any other form of debt availed By
Entity Type (guarantee, comfort letter etc.) Aggregate amount of issuance during six months Balance outstanding at the end of six months(taking into account any invocation)
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(C) Any security provided by the listed entity directly or indirectly, in connection with any loan(s) or any other form of debt availed by
Entity Type of security (cash, shares etc.) Aggregate value of security provided during six months Balance outstanding at the end of six months
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(D) Additional Information
II. Affirmations
Affirmations Compliance Status Company Remarks
All loans (or other form of debt), guarantees, comfort letters (by whatever name called) or securities in connection with any loan(s) (or other form of debt) given directly or indirectly by the listed entity to promoter(s), promoter group, director(s) (including their relatives), key managerial personnel (including their relatives) or any entity controlled by them are in the economic interest of the company. $intratedCg.get("CG_YN_$!integratedFillingMasterDto.cgMasterVO.anx4aAffirmComplStatus")
Name
Designation
Place
Date



Signatory Details
Name of signatory Vikash Gupta
Designation of person Company Secretary and Compliance Officer
Place Kolkata
Date 27-Apr-2026


Investor Grievance Details
No. of investor complaints pending at the beginning of Quarter 10
No. of investor complaints received during the Quarter 229
No. of investor complaints disposed off during the Quarter 234
No. of investor complaints those remaining unresolved at the end of the Quarter 5


Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies-
The details of acquisition of shares or voting rights in unlisted companies during the quarter in terms of sub-para 1 of para A of Part A of Schedule III are given below
Any Other Information for Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies
Sr. No. Name of the unlisted company in which shares or voting rights have been acquired Date of acquisition Aggregate holding (% shares or voting rights) as at the end of the previous quarter % shares or voting rights acquired during the quarter Aggregate holding (% shares or voting rights) as at the end of the quarter


Disclosure of Imposition of Fine or Penalty
The details of imposition of fine or penalty during the quarter in terms of sub-para 20 of para A of Part A of Schedule III are given below:
Any Other Information for Disclosure of Imposition of Fine or Penalty
Sr. No. Name of the authority Nature and details of the action(s) taken or order(s) passed Date of receipt of direction or order, including any ad interim or interim orders, or any other communication from the authority Details of the violation(s)/ contravention(s) committed or alleged to be committed Impact on financial, operation or other activities of the listed entity, quantifiable in monetary terms to the extent possible
1 RBI Penalty levied by RBI relating to currency chest operation 07-Jan-2026 Shortage & mutilated in Soil Note remittance Negligible
2 RBI Penalty levied by RBI relating to currency chest operation 13-Jan-2026 RBI inspection deficiency: i)CCTV footage has not been stored for more than 90days ii)NSM breaking down frequently iii)Boxes kept for remittance are blocking the view of cameras and bins are not covered. Negligible
3 RBI Penalty levied by RBI relating to currency chest operation 15-Jan-2026 RBI inspection deficiency:i) Casual frisking with metal detector at the entry gate of CC ii)Daily wage staff is involved in Cash handling inside strong room and note sorting room. Negligible
4 RBI Penalty levied by RBI relating to currency chest operation 27-Jan-2026 RBI inspection deficiency: i)2% and 5% of all denomination bank notes not checked during bi-monthly and half-yearly inspection. Negligible
5 RBI Penalty levied by RBI relating to currency chest operation 28-Jan-2026 Mutilated & Shortage in Soil Note Remittance Negligible
6 RBI Penalty levied by RBI relating to currency chest operation 29-Jan-2026 Shortage in Soil Note remittance Negligible
7 RBI Penalty levied by RBI relating to currency chest operation 04-Feb-2026 Mutilated in Soil Note Remittance Negligible
8 RBI Penalty levied by RBI relating to currency chest operation 05-Feb-2026 RBI insp deficiency: i) CCTV coverage/resolution inadequate ii)Instances where vault not opeated jointly iii)2% of all denomination not checked in NSM during bi monthly inspection. Negligible
9 RBI Penalty levied by RBI relating to currency chest operation 10-Feb-2026 RBI inspection deficiency: i)5% of all denominations not checked in NSM ii)Compliance of previous RBI inspection not sustained regarding 5% balance check.iii)Mutilated detected during sample check Negligible
10 RBI Penalty levied by RBI relating to currency chest operation 13-Feb-2026 RBI inspection deficiency:i)Non-functioning of CCTV,90 days back up not restored ii) TE1 register not updated iii)No double lock in Steel deposit box. Negligible
11 RBI Penalty levied by RBI relating to currency chest operation 16-Feb-2026 RBI inspection deficiency: i)Less than 2% denomination of Rs 200,100 & 10 checked in NSM during bi-monthly verification ii)Less than 5 % of bank notes checked during half-yearly inspection. iii)Staff/vendors not undergone frisking in few cases. Negligible
12 RBI Penalty levied by RBI relating to currency chest operation 19-Feb-2026 RBI inspection deficiency:i)Deposit dated 19th Jan'2026 on 20th Jan'2026 Negligible
13 RBI Penalty levied by RBI relating to currency chest operation 20-Feb-2026 Counterfeit & Mutilated in Soil Note Remittance Negligible
14 RBI Penalty levied by RBI relating to currency chest operation 20-Feb-2026 Counterfeit & Mutilated in Soil Note Remittance Negligible
15 RBI Penalty levied by RBI relating to currency chest operation 20-Feb-2026 Shortage, Counterfeit & Mutilated in Soil Note Remittance Negligible
16 RBI Penalty levied by RBI relating to currency chest operation 20-Feb-2026 Shortage, Counterfeit & Mutilated in Soil Note Remittance Negligible
17 RBI Penalty levied by RBI relating to currency chest operation 20-Feb-2026 Counterfeit in Soil Note Remittance Negligible
18 RBI Penalty levied by RBI relating to currency chest operation 20-Feb-2026 Counterfeit in Soil Note Remittance Negligible
19 RBI Penalty levied by RBI relating to currency chest operation 23-Feb-2026 RBI insp deficiency: i) On the date of inspection some bins were open condition. ii)No alert message/call of hotline, security dialer not received in joint custodian's number. iii)Fire audit not conducted iv)Mutilated notes clssified as soil notes Negligible
20 RBI Penalty levied by RBI relating to currency chest operation 27-Feb-2026 Mutilated in Soil Note Remittance Negligible
21 RBI Penalty levied by RBI relating to currency chest operation 27-Feb-2026 Mutilated in Soil Note Remittance Negligible
22 RBI Penalty levied by RBI relating to currency chest operation 27-Feb-2026 Penal intt on delayed reporting of payment Negligible
23 RBI Penalty levied by RBI relating to currency chest operation 06-Mar-2026 RBI inspection deficiency: i)Un-sorted notes shown as re-issuable notes in Cym-CC portal ii) Color coding of the bins not done properly iii)NSM register not updated iv)CCTV footage of all 90 days not available. V)CCTV coverage of the CC was inadequate.vi)2% of all denomination not checked in bi-monthly inspection. vii)Charge certificate of the joint custodians not maintained viii)Fire audit not done by the Fire agency ix)All visitors are not subjected to frisking. x)Testing of security equipments not done in regular interval. xi)Bin card/bin book not maintained/entries not authenticted.xii)DN-1/DN-2 register not maintained.xiii)Mutilated detected during sample checking. Negligible
24 RBI Penalty levied by RBI relating to currency chest operation 06-Mar-2026 RBI inspection deficiency: i)5% of all denominations not checked in NSM ii)Proper frisking of visitors not done. Negligible
25 RBI Penalty levied by RBI relating to currency chest operation 09-Mar-2026 Shortage & Mutilated in Soil Note Remittance Negligible
26 RBI Penalty levied by RBI relating to currency chest operation 09-Mar-2026 Shortage, Counterfeit & Mutilated in Soil Note Remittance Negligible
27 RBI Penalty levied by RBI relating to currency chest operation 09-Mar-2026 Mutilated in Soil Note Remittance Negligible
28 RBI Penalty levied by RBI relating to currency chest operation 10-Mar-2026 Shortage & Mutilated in Soil Note Remittance Negligible
29 RBI Penalty levied by RBI relating to currency chest operation 16-Mar-2026 RBI inspection deficiency: i)Sorting not done on T+2 basis ii)CCTV coverage is observed to be inadequate & inappropriate iii)2% of the balances in all denominations were not subjected to the detailed verification. iv)branch attached to the CC is not providing the exchange facility for the mutilated notes to the general public v)Branch staff not concerned with CC operations are having access to the strong room.vi)Instances of overwriting/cutting of entries found without authentication. vi)CC not issued sorted notes to the branches/ATMs. Negligible
30 RBI Penalty levied by RBI relating to currency chest operation 16-Mar-2026 Refusal to adjudicate Mutilated Note Negligible
31 RBI Penalty levied by RBI relating to currency chest operation 17-Mar-2026 Mutilated in Soil Note Remittance Negligible
32 RBI Penalty levied by RBI relating to currency chest operation 17-Mar-2026 Shortage in Soil Note Remittance Negligible
33 RBI Penalty levied by RBI relating to currency chest operation 17-Mar-2026 Mutilated in Soil Note Remittance Negligible
34 RBI Penalty levied by RBI relating to currency chest operation 17-Mar-2026 Shortage & Counterfeit in Soil Note Remittance Negligible
35 RBI Penalty levied by RBI relating to currency chest operation 18-Mar-2026 RBI inspection deficiency: i) CCTV footage of 90 days not available. Negligible
36 RBI Penalty levied by RBI relating to currency chest operation 19-Mar-2026 Shortage in Soil Note Remittance Negligible
37 RBI Penalty levied by RBI relating to currency chest operation 23-Mar-2026 Mutilated in Soil Note Remittance Negligible
38 RBI Penalty levied by RBI relating to currency chest operation 25-Mar-2026 RBI inspection deficiency: i)DVR found in un-locked condition ii)CC staff not subjected to frisking(female) iii)Instanes observed where vault not operated jointly iv)Mutilated detected during sample checking of notes. Negligible
39 RBI Penalty levied by RBI relating to currency chest operation 27-Mar-2026 Shortage & Mutilated in Soil Note Remittance Negligible


Disclosure of Updates to Ongoing Tax Litigations or Disputes
The updates on tax litigations or disputes in terms of sub-para 8 of para B of Part A of Schedule III read with corresponding provisions of Annexure 18 of the Master Circular are given below:

Any Other Information for Disclosure of Updates to Ongoing Tax Litigations or Disputes
Sr. No. Name of the opposing party Date of initiation of the litigation / dispute Status of the litigation / dispute as per last disclosure Current status of the litigation / dispute
1 Union of india and others 16-May-2019 Bank's advocate appeared before the Hon'ble high court on 11.11.2025. Due to time constraints, the matter was rescheduled for 10.02.2026. The Bank sought adjournment due to unavoidable cirumstances. Next hearing is on 12-05-2026,
2 Income Tax Department 06-Feb-2018 The matter is pending before the ITAT. The hearing scheduled on 12.11.2025 was adjourned and now has been rescheduled to 17.03.2026. Order awaited for matter related to AY 13-14 whose hearing date was 17.03.2026. For other matters, hearing is scheduled to 25.05.2026.
3 The Joint commissioner, GST Audit 1, Mumbai and others 06-Feb-2025 The appeal has been filed before the GSTAT, where the last hearing was held on 07.07.2025. The appeal has been filed before the GSTAT, where the last hearing was held on 25.02.2026. Order awaited in this regard.