Integrated Filing-Governance



General information about company

Scrip Code 540065
NSE Symbol RBLBANK
MSEI Symbol NA
ISIN INE976G01028
Name of the entity RBL Bank Limited
Date of start of financial year 01-Apr-2025
Date of end of financial year 31-Mar-2026
Reporting Quarter Yearly
Date of Quarter Ending 31-Mar-2026
Type of company Equity
Whether Annexure I (Part A) of the SEBI Circular dated December 31, 2024 related to Compliance Report on Corporate Governance is applicable to the entity? Yes
Whether Annexure I (Part B) of the SEBI Circular dated December 31, 2024 related to Investor Grievance Redressal Report is Applicable to the entity? Yes
Whether Annexure I (Part C) of the SEBI Circular dated December 31, 2024 related to Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies is Applicable to the entity? No
Reason For Part C Of Annexure I Disclosure Of Acquisition Of Shares OrVotingRightsInUnlistedCompaniesIsNotApplicableToTheEntity There were no such instances during the quarter ended March 2026 hence the same is Not Applicable
Whether Annexure I (Part D) of the SEBI Circular dated December 31, 2024 related to Disclosure of Imposition of Fine or Penalty is Applicable to the entity? Yes
Whether Annexure I (Part E) of the SEBI Circular dated December 31, 2024 related to Disclosure of Updates to Ongoing Tax Litigations or Disputes is Applicable to the entity? Yes
Whether Annexure I (Part F) of the SEBI Circular dated December 31, 2024 related to Disclosure Of Loans / Guarantees / Comfort Letters / Securities Etc. is Applicable to the entity? No
Reason For Part F Of Annexure I Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Not Applicable To The Entity Not Applicable as per SEBI Circular dated May 31 2021
Risk management committee Yes
Market Capitalisation as per immediate previous Financial Year Top 500 listed entities
Is SCORE ID Available ? Yes
SCORE Registration ID r00683
Reason For No SCORE ID
Type of Submission Original
Remarks (website dissemination)



Annexure I
Annexure I to be submitted by listed entity on quarterly basis
I. Composition of Board of Directors
Disclosure of notes on composition of board of directors explanatory
Whether the listed entity has a Regular Chairperson Yes
Whether Chairperson is related to MD or CEO No Disqualification of Directors under section 164 of the Companies Act, 2013
Sr Title (Mr / Ms) Name of the Director PAN DIN Category 1 of directors Category 2 of directors Category 3 of directors Date of Birth Whether the director is disqualified? Start Date of disqualification End Date of disqualification Details of disqualification Current status Whether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations] Date of passing special resolution Initial Date of appointment Date of Re-appointment Date of cessation Tenure of director (in months) No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations) No of Independent Directorship in listed entities including this listed entity [with reference to proviso to regulation 17A(1) & 17A(2)] Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations) No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations) Reason for Cessation Notes for not providing PAN Notes for not providing DIN
1 Mr. Chandan Sinha 06921244 Non-Executive - Independent Director Chairperson 15-Aug-1957 No Active NA 21-May-2021 21-May-2021 58.11 1 1 0 0 Textual Information(1)
2 Mr. R Subramaniakumar 07825083 Executive Director Not Applicable CEO-MD 15-Jun-1959 No Active NA 23-Jun-2022 23-Jun-2025 1 0 0 0
3 Mr. Rajeev Ahuja 00003545 Executive Director Not Applicable 09-Jan-1964 No Active NA 21-Feb-2017 21-Feb-2023 20-Feb-2026 1 0 1 0 Tenure Completion Textual Information(2)
4 Mr. Jaideep Iyer 06384037 Executive Director Not Applicable 26-Jan-1971 No Active NA 21-Feb-2026 21-Feb-2026 1 0 1 0 Textual Information(3)
5 Mrs. Veena Vikas Mankar 00004168 Non-Executive - Non Independent Director Not Applicable 24-Jan-1953 No Active NA 22-Oct-2019 07-Aug-2024 3 2 4 1
6 Mrs. Ranjana Agarwal 03340032 Non-Executive - Independent Director Not Applicable 25-Nov-1956 No Active NA 30-Nov-2019 30-Nov-2024 76.02 2 2 4 1
7 Mr. Manjeev Singh Puri 09166794 Non-Executive - Independent Director Not Applicable 03-Dec-1959 No Active NA 21-May-2021 21-May-2021 58.11 1 1 1 0
8 Mr. Sivakumar Gopalan 07537575 Non-Executive - Independent Director Not Applicable 30-Sep-1960 No Active NA 22-Aug-2022 22-Aug-2022 43.1 1 1 0 0
9 Mr. Gopal Jain 00032308 Non-Executive - Non Independent Director Not Applicable 13-Feb-1971 No Active NA 22-Aug-2022 26-Sep-2025 1 0 2 0
10 Mr. Murali Ramakrishnan 01028298 Non-Executive - Independent Director Not Applicable 19-May-1962 No Active NA 11-Apr-2024 11-Apr-2024 23.21 1 1 2 0
11 Mr. Soma Sankara Prasad 02966311 Non-Executive - Independent Director Not Applicable 05-May-1963 No Active NA 15-Jan-2025 15-Jan-2025 14.17 1 1 3 0



Text Block
Textual Information(1) Mr. Chandan Sinha, Non-Executive Independent Director of the Bank was re-appointed as an Independent Director of the Bank for the second consecutive term of three years with effect from May 21, 2026, till May 20, 2029 i.e. till the completion of his 8 continuous years as Director on the Board of the Bank, under Section 10A(2A) of the Banking Regulation Act, 1949, and the same was approved by the Members of the Bank vide Special Resolution passed on February 12, 2026, by means of Postal Ballot. Further, Reserve Bank of India vide its letter dated February 23, 2026, approved the re-appointment of Mr. Chandan Sinha as Non-Executive Part Time Chairman of the Bank for a further period of 3 (three) years with effect from May 21, 2026, till May 20, 2029.
Textual Information(2) Mr. Rajeev Ahuja, Executive Director of the Bank, retired from the services of the Bank upon completion of his term and accordingly ceased to be the Whole-time Director (designated as Executive Director) and Key Managerial Personnel of the Bank with effect from the close of business hours of February 20, 2026.
Textual Information(3) Mr. Jaideep Iyer was appointed as a Director and Whole-time Director (designated as Executive Director) and a Key Managerial Personnel of the Bank, for a period of three years with effect from February 21, 2026 to February 20, 2029, and the same was approved by the Members of the Bank vide Ordinary Resolution passed on February 12, 2026, by means of Postal Ballot.



Annexure 1

II. Composition of Committees
Disclosure of notes on composition of committees explanatory



Audit Committee Details
Whether the Audit Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 03340032 Ranjana Agarwal Non-Executive - Independent Director Chairperson 28-Dec-2019
2 01028298 Murali Ramakrishnan Non-Executive - Independent Director Member 29-May-2024
3 00004168 Veena Vikas Mankar Non-Executive - Non Independent Director Member 08-Aug-2024
4 02966311 Soma Sankara Prasad Non-Executive - Independent Director Member 20-Jan-2025



Nomination and remuneration committee
Whether the Nomination and remuneration committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 09166794 Manjeev Singh Puri Non-Executive - Independent Director Chairperson 01-Aug-2021
2 06921244 Chandan Sinha Non-Executive - Independent Director Member 29-May-2024
3 00004168 Veena Vikas Mankar Non-Executive - Non Independent Director Member 20-Mar-2020
4 00032308 Gopal Jain Non-Executive - Non Independent Director Member 21-Oct-2022
5 01028298 Murali Ramakrishnan Non-Executive - Independent Director Member 20-Jan-2025
6 07537575 Sivakumar Gopalan Non-Executive - Independent Director Member 07-Dec-2025



Stakeholders Relationship Committee
Whether the Stakeholders Relationship Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 00004168 Veena Vikas Mankar Non-Executive - Non Independent Director Chairperson 22-Oct-2019
2 06384037 Jaideep Iyer Executive Director Member 21-Feb-2026 Textual Information(1)
3 09166794 Manjeev Singh Puri Non-Executive - Independent Director Member 29-Sep-2021
4 00032308 Gopal Jain Non-Executive - Non Independent Director Member 21-Oct-2022
5 03340032 Ranjana Agarwal Non-Executive - Independent Director Member 20-Jan-2025
6 00003545 Rajeev Ahuja Executive Director Member 20-Jul-2017 20-Feb-2026 Textual Information(2)



Text Block
Textual Information(1) Mr. Jaideep Iyer inducted as Member of the Committee effective February 21, 2026
Textual Information(2) Mr. Rajeev Ahuja, Executive Director of the Bank, retired from the services of the Bank upon completion of his term and accordingly ceased to the Director of the Bank and Member of the Committee.



Risk Management Committee
Whether the Risk Management Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 01028298 Murali Ramakrishnan ID Chairperson 08-Aug-2024
2 06921244 Chandan Sinha ID Member 01-Aug-2021
3 07825083 R Subramaniakumar ED Member 23-Jun-2022
4 06384037 Jaideep Iyer ED Member 21-Feb-2026 Textual Information(1)
5 07537575 Sivakumar Gopalan ID Member 21-Oct-2022
6 00003545 Rajeev Ahuja ED Member 20-Jul-2017 20-Feb-2026 Textual Information(2)



Text Block
Textual Information(1) Mr. Jaideep Iyer inducted as Member of the Committee effective February 21, 2026
Textual Information(2) Mr. Rajeev Ahuja, Executive Director of the Bank, retired from the services of the Bank upon completion of his term and accordingly ceased to the Director of the Bank and Member of the Committee.



Annexure 1
III. Meeting of Board of Directors
Disclosure of notes on meeting of board of directors explanatory
Sr Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) Maximum gap between any two consecutive (in number of days) Notes for not providing Date Whether requirement of Quorum met (Yes/No) Total Number of Directors as on date of the meeting Number of Directors present* (All directors including Independent Director) No. of Independent Directors attending the meeting*
1 13-Oct-2025 Yes 11 11 7
2 18-Oct-2025 4 Yes 11 11 7
3 29-Nov-2025 41 Yes 11 10 7
4 08-Dec-2025 8 Yes 10 9 6
5 30-Dec-2025 21 Yes 10 9 6
6 17-Jan-2026 17 Yes 10 9 6
7 18-Jan-2026 0 Yes 10 9 6
8 11-Feb-2026 23 Yes 10 10 6
9 17-Mar-2026 33 Yes 10 10 6



Annexure 1
IV. Meeting of Committees
Disclosure of notes on meeting of committees explanatory
Sr Name of Committee Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) Maximum gap between any two consecutive (in number of days) Name of other committee Reson for not providing date Whether requirement of Quorum met (Yes/No) Total Number of Directors in the Committee as on date of the meeting Number of Directors Present (All Directors including Independent Director) No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
1 Audit Committee 17-Oct-2025 Yes 5 5 4 0
2 Audit Committee 18-Oct-2025 0 Yes 5 5 4 0
3 Audit Committee 28-Nov-2025 40 Yes 5 4 4 0
4 Audit Committee 16-Jan-2026 48 Yes 4 4 3 0
5 Audit Committee 17-Jan-2026 0 Yes 4 3 3 0
6 Audit Committee 17-Mar-2026 58 Yes 4 4 3 0
7 Nomination and remuneration committee 08-Dec-2025 Yes 6 5 4 0
8 Nomination and remuneration committee 30-Dec-2025 21 Yes 6 5 4 0
9 Nomination and remuneration committee 16-Jan-2026 16 Yes 6 6 4 0
10 Stakeholders Relationship Committee 16-Jan-2026 Yes 5 5 2 0
11 Risk Management Committee 28-Nov-2025 Yes 5 5 3 0
12 Risk Management Committee 16-Jan-2026 Yes 5 5 3 0
13 Risk Management Committee 16-Mar-2026 58 Yes 5 5 3 0



Annexure 1
VI. Affirmations
Sr Subject Compliance status (Yes/No)
1 The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015 Yes
2 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee Yes
3 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee Yes
4 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee Yes
5 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities) Yes
6 The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015. Yes
7 The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015 Yes
8 This report and/or the report submitted in the previous quarter has been placed before Board of Directors. Yes
9 Any comments/observations/advice of Board of Directors may be mentioned here:



Annexure 1
Sr Subject Compliance status
1 Name of signatory Ms. Niti Arya
2 Designation Company Secretary and Compliance Officer



Details of Cyber security incidence
Whether as per Regulation 27(2)(ba) of SEBI (LODR) Regulations, 2015 there has been cyber security incidents or breaches or loss of data or documents during the quarter No
Other details of cyber security incidence or breaches or loss of data event
Number of cyber security incidence or breaches or loss of data event occurred during the quarter
Sr Date of the event Brief details of the event



Annexure II to be submitted by listed entity at the end of the financial year (for the whole of financial year)
I. Disclosure on website in terms of LODR Regulation
Sr Item Compliance status (Yes/No/NA) If status is No details of non-compliance may be given here. Web address
1.1 Details of business Yes https://www.rbl.bank.in/about-us
1.2 Memorandum of Association and Articles of Association Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/memorandum-and-articles-of-association
1.3 Brief profile of board of directors including directorship and full time positions in body corporates Yes https://www.rbl.bank.in/about-us/board-of-directors
2 Terms and conditions of appointment of independent directors Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/letter-of-appointment-of-director
3 Composition of various committees of board of directors Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/composition-of-committees-of-board
4 Code of conduct of board of directors and senior management personnel Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
5 Details of establishment of vigil mechanism or whistle blower policy Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
6 Criteria of making payments to non-executive directors Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
7 Policy on dealing with related party transactions Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
8 Policy for determining material subsidiaries Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
9 Details of familiarization programmes imparted to independent directors Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/familiarization-programme-of-independent-director
10 Contact information of the designated officials of the listed entity who are responsible for assisting and handling investor grievances Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/investor-grievance
11 Email address for grievance redressal and other relevant details Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/investor-grievance
12 Financial results Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/financial-highlights
13 Shareholding pattern Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/shareholding-pattern
14 Details of agreements entered into with the media companies and/or their associates NA
15.1 Schedule of analyst or institutional investor meet and presentation prepared by listed entity for analyst or institutional investor meet Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/financial-highlights
15.2 Audio or video recordings and transcripts of post earnings/quarterly calls Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/financial-highlights
16 New name and the old name of the listed entity NA
17 Advertisements as per regulation 47 (1) Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/intimations
18 Credit rating or revision in credit rating obtained Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/ratings
19 Separate audited financial statements of each subsidiary of the listed entity Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/annual-report#2024-25
20 Secretarial compliance report Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/intimations
21 Materiality policy as per regulation 30 (4) Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
22 Disclosure of contact details of KMP who are authorized for the purpose of determining materiality as required under regulation 30(5) Yes https://www.rbl.bank.in/investor-relations/regulatory/others
23 Disclosures under regulation 30(8) Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/intimations
24 Statements of deviation(s) or variations(s) as specified in regulation 32 NA
25 Dividend distribution policy as specified in regulation 43A (1) Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/codes-and-policies
26.1 Annual return as provided under section 92 of the Companies Act 2013 Yes https://www.rbl.bank.in/investor-relations/disclosures-regulation-46/annual-report
26.2 Employee benefit scheme documents framed in terms of SEBI (SBEB) regulations 2021
27 Confirmation that the above disclosures are in a separate section as specified in regulation 46(2) Yes https://www.rbl.bank.in/investor-relations
28 Compliance with regulation 46(3) with respect to accuracy of disclosures on the website and timely updation Yes https://www.rbl.bank.in/
29 Disclosure of notes on website in terms of Listing Regulations explanatory


Annexure II
II. Annual Affirmations
Sr Particulars Regulation Number Compliance status (Yes/No/NA) If status is No details of non-compliance may be given here.
1 Independent director(s) have been appointed in terms of specified criteria of independence and/or eligibility 16(1)(b) Yes
2 Board Composition 17(1), 17(1A) & 17(1C), 17(1D) & 17(1E) Yes
3 Meeting Of Board Of Directors 17(2) Yes
4 Quorum of board meeting 17(2A) Yes
5 Review of Compliance Reports 17(3) Yes
6 Plans for orderly succession for appointments 17(4) Yes
7 Code of Conduct 17(5) Yes
8 Fees/compensation 17(6) Yes
9 Minimum Information 17(7) Yes
10 Compliance Certificate 17(8) Yes
11 Risk Assessment & Management 17(9) Yes
12 Performance Evaluation of Independent Directors 17(10) Yes
13 Recommendation of Board 17(11) Yes
14 Maximum number of Directorships 17A Yes
15 Composition of Audit Committee 18(1) Yes
16 Meeting of Audit Committee 18(2) Yes
17 Role of Audit Committee and information to be reviewed by the audit committee 18(3) Yes
18 Composition of nomination & remuneration committee 19(1) & (2) Yes
19 Quorum of Nomination and Remuneration Committee meeting 19(2A) Yes
20 Meeting of Nomination and Remuneration Committee 19(3A) Yes
21 Role of Nomination and Remuneration Committee 19(4) Yes
22 Composition of Stakeholder Relationship Committee 20(1), 20(2) & 20(2A) Yes
23 Meeting of Stakeholders Relationship Committee 20(3A) Yes
24 Role of Stakeholders Relationship Committee 20(4) Yes
25 Composition and role of risk management committee 21(1),(2),(3),(4) Yes
26 Meeting of Risk Management Committee 21(3A) Yes
27 Quorum of Risk Management Committee meeting 21(3B) Yes
28 Gap between the meetings of the Risk Management Committee 21(3C) Yes
29 Vigil Mechanism 22 Yes
30 Policy for related party Transaction 23(1), (1A), (5), (6), & (8) Yes
31 Prior or Omnibus approval of Audit Committee for all related party transactions 23(2), (3) Yes
32 Approval for material related party transactions 23(4) NA
33 Disclosure of related party transactions on consolidated basis 23(9) Yes
34 Composition of Board of Directors of unlisted material Subsidiary 24(1) NA
35 Other Corporate Governance requirements with respect to subsidiary of listed entity 24(2),(3),(4),(5) & (6) Yes
36 Alternate Director to Independent Director 25(1) NA
37 Maximum Tenure 25(2) NA
38 Appointment, Re-appointment or removal of an Independent Director through special resolution or the alternate mechanism 25(2A) Yes
39 Meeting of independent directors 25(3) & (4) Yes
40 Familiarization of independent directors 25(7) Yes
41 Declaration from Independent Director 25(8) & (9) Yes
42 Directors and Officers insurance 25(10) Yes
43 Confirmation with respect to appointment of Independent Directors who resigned from the listed entity 25(11) NA
44 Memberships in Committees 26(1) Yes
45 Affirmation with compliance to code of conduct from members of Board of Directors and Senior management personnel 26(3) Yes
46 Policy with respect to Obligations of directors and senior management 26(2) & 26(5) Yes
47 Approval of the Board and shareholders for compensation or profit sharing in connection with dealings in the securities of the listed entity 26(6) NA
48 Vacancies in respect Key Managerial Personnel 26A(1) & 26A(2), 26A(3) Yes
Any other information to be provided - Add Notes



Annexure II
III. Affirmations
Sr Particulars Compliance status (Yes/No/NA)
1 The Listed Entity has approved Material Subsidiary Policy and the Corporate Governance requirements with respect to subsidiary of Listed Entity have been complied Yes
Any other information to be provided



Annexure II
1 Name of signatory Ms. Niti Arya
2 Designation Company Secretary and Compliance Officer



Additional Half yearly Disclosure
Any Other Information for Disclosure of Loans / Guarantees / Comfort Letters / Securities Etc.
I. Disclosure of Loans/ guarantees/comfort letters /securities etc.refer note below
(A)Any loan or any other form of debt advanced by the listed entity directly or indirectly to
Entity Aggregate amount advanced during six months Balance outstanding at the end of six months
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(B) Any guarantee / comfort letter (by whatever name called) provided by the listed entity directly or indirectly, in connection with any loan(s) or any other form of debt availed By
Entity Type (guarantee, comfort letter etc.) Aggregate amount of issuance during six months Balance outstanding at the end of six months(taking into account any invocation)
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(C) Any security provided by the listed entity directly or indirectly, in connection with any loan(s) or any other form of debt availed by
Entity Type of security (cash, shares etc.) Aggregate value of security provided during six months Balance outstanding at the end of six months
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(D) Additional Information
II. Affirmations
Affirmations Compliance Status Company Remarks
All loans (or other form of debt), guarantees, comfort letters (by whatever name called) or securities in connection with any loan(s) (or other form of debt) given directly or indirectly by the listed entity to promoter(s), promoter group, director(s) (including their relatives), key managerial personnel (including their relatives) or any entity controlled by them are in the economic interest of the company. $intratedCg.get("CG_YN_$!integratedFillingMasterDto.cgMasterVO.anx4aAffirmComplStatus")
Name
Designation
Place
Date



Signatory Details
Name of signatory Ms. Niti Arya
Designation of person Company Secretary and Compliance Officer
Place Mumbai
Date 17-Apr-2026


Investor Grievance Details
No. of investor complaints pending at the beginning of Quarter 0
No. of investor complaints received during the Quarter 3
No. of investor complaints disposed off during the Quarter 3
No. of investor complaints those remaining unresolved at the end of the Quarter 0


Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies-
The details of acquisition of shares or voting rights in unlisted companies during the quarter in terms of sub-para 1 of para A of Part A of Schedule III are given below
Any Other Information for Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies
Sr. No. Name of the unlisted company in which shares or voting rights have been acquired Date of acquisition Aggregate holding (% shares or voting rights) as at the end of the previous quarter % shares or voting rights acquired during the quarter Aggregate holding (% shares or voting rights) as at the end of the quarter


Disclosure of Imposition of Fine or Penalty
The details of imposition of fine or penalty during the quarter in terms of sub-para 20 of para A of Part A of Schedule III are given below:
Any Other Information for Disclosure of Imposition of Fine or Penalty
Sr. No. Name of the authority Nature and details of the action(s) taken or order(s) passed Date of receipt of direction or order, including any ad interim or interim orders, or any other communication from the authority Details of the violation(s)/ contravention(s) committed or alleged to be committed Impact on financial, operation or other activities of the listed entity, quantifiable in monetary terms to the extent possible
1 Reserve Bank of India The branch staff has been sensitized to ensure strict adherence to the Note Refund Rules, 2009 (as amended in 2018) and the RBI Master Direction on “Facility for Exchange of Notes and Coins” dated April 01, 2025. The procedure for exchange of mutilated notes has been reiterated to all branch personnel. Relevant guidelines have also been prominently displayed in the branch lobby to enhance customer awareness. In addition, training on the Note Refund Rules, 2009 (as amended in 2018) has been conducted for branch staff to reinforce compliance and uniform implementation. 06-Jan-2026 RBI has levied an Incognito penalty of Rs.10,000/- for not exchanging mutilated note during visit on December 26, 2025, to RBL Bank Gandhi Maidan Patna (0301) Penalty of Rs. 10, 000/-
2 RBI, Belapur Penalty 11-Feb-2026 Shortage of Notes 500*2,100*1 Rs.1100/-
3 Goods and Service Tax Department Appeal having reference No.AD060326003652G filed against demand raised by the GST department vide Order having reference no. ZD061225069131Q issued for FY 2021-22-dated December 30th, 2025 except for one issue of availment of ITC on items covered under Section 17 (5) of the CGST Act, 2017 which we have admitted while filing the Appeal 09-Mar-2026 This penalty was paid on 9 March 2026. The Bank had received the order having reference no. ZD061225069131Q on 30 Dec 2025 for various issues, against which the Bank is allowed to file Appeal till 30 March 2026. On detailed analysis, the Bank had decided to admit the penalty of Rs 1296/- with respect to one issue related to ITC on charges paid w.r.t maintenance of coffee machines used in the Offices. Even though this was a expense used in the course & furtherance of business, the department had disallowed it alleging it as personal expenditure. Considering that the demand amount is lower than the potential litigation cost, the Bank has decided to settle the demand along with applicable interest and penalty. Whereas for the remaining issues, the Bank had filed the Appeal on 9 March 2026 having reference no. AD060326003652G As this was paid by admitting the Appeal, the payment can be substantiated from electronic cash ledger and GST-APL-01 (Appeal Form) attached for your reference Rs. 1296 Penalty paid.


Disclosure of Updates to Ongoing Tax Litigations or Disputes
The updates on tax litigations or disputes in terms of sub-para 8 of para B of Part A of Schedule III read with corresponding provisions of Annexure 18 of the Master Circular are given below:

Any Other Information for Disclosure of Updates to Ongoing Tax Litigations or Disputes
Sr. No. Name of the opposing party Date of initiation of the litigation / dispute Status of the litigation / dispute as per last disclosure Current status of the litigation / dispute
1 Deputy Commissioner of State Tax (GST) 05-Apr-2024 Order dated 5th April 2024 u/s 73 of CGST Act issued by authority. Appeal has been filed by RBL Bank before Joint Commissioner of State Tax (Appeals) on July 1, 2024 against the order.