Integrated Filing-Governance



General information about company

Scrip Code 543279
NSE Symbol SURYODAY
MSEI Symbol NOTLISTED
ISIN INE428Q01011
Name of the entity Suryoday Small Finance Bank Limited
Date of start of financial year 01-Apr-2025
Date of end of financial year 31-Mar-2026
Reporting Quarter Yearly
Date of Quarter Ending 31-Mar-2026
Type of company Equity
Whether Annexure I (Part A) of the SEBI Circular dated December 31, 2024 related to Compliance Report on Corporate Governance is applicable to the entity? Yes
Whether Annexure I (Part B) of the SEBI Circular dated December 31, 2024 related to Investor Grievance Redressal Report is Applicable to the entity? Yes
Whether Annexure I (Part C) of the SEBI Circular dated December 31, 2024 related to Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies is Applicable to the entity? No
Reason For Part C Of Annexure I Disclosure Of Acquisition Of Shares OrVotingRightsInUnlistedCompaniesIsNotApplicableToTheEntity As per Regulation 30 of the SEBI (LODR) Regulations read with Para A(1) of Part A of Schedule III, during the quarter ended March 31, 2026, the Bank has not acquired any shares or voting rights in any unlisted company.
Whether Annexure I (Part D) of the SEBI Circular dated December 31, 2024 related to Disclosure of Imposition of Fine or Penalty is Applicable to the entity? Yes
Whether Annexure I (Part E) of the SEBI Circular dated December 31, 2024 related to Disclosure of Updates to Ongoing Tax Litigations or Disputes is Applicable to the entity? Yes
Whether Annexure I (Part F) of the SEBI Circular dated December 31, 2024 related to Disclosure Of Loans / Guarantees / Comfort Letters / Securities Etc. is Applicable to the entity? No
Reason For Part F Of Annexure I Disclosure Of Loans Or Guarantees Or Comfort Letters Or Securities Etc Is Not Applicable To The Entity There is no loan, guarantee etc. provided to any Promoter, Director or KMP or their relatives or any entity controlled by any of them.
Risk management committee Yes
Market Capitalisation as per immediate previous Financial Year Top 2000 listed entities
Is SCORE ID Available ? Yes
SCORE Registration ID s01777
Reason For No SCORE ID
Type of Submission New
Remarks (website dissemination)



Annexure I
Annexure I to be submitted by listed entity on quarterly basis
I. Composition of Board of Directors
Disclosure of notes on composition of board of directors explanatory 1) The Bank had re-appointed Mr. John Arunkumar Diaz (DIN: 00493304) for a period from December 16, 2024 to August 08, 2026 (i.e. upto attaining the Age of 75 years, by passing a Special Resolution at the 16th Annual General Meeting of the Bank held on September 12, 2024, beyond which continuation is not permissible pursuant to the RBI Regulations. 2) The Board of Directors of the Bank at their meeting held on March 12, 2026, based on the recommendations made by the Nomination and Remuneration Committee, have appointed Mr. Sunil Satyapal Gulati (DIN: 00016990) and Mr. Alok Sethi (DIN: 00277481), as Additional Directors (under Independent category) on the Board of the Bank, with effect from March 12, 2026, who shall hold office as Additional Directors up to the date of the next General Meeting of the Bank or Three (3) months from the date of appointment, whichever is earlier. 3) Mr. Baskar Babu Ramachandran (DIN: 02303132), the Managing Director & Chief Executive Officer of the Bank has been re-appointed for a further period of Three (3) years, with effect from January 23, 2026 to January 22, 2029, based on the approval granted by the Shareholders at the Annual General Meeting held on September 11, 2025 and the approval of the Reserve Bank of India has also been received in this regard vide its letter dated October 16, 2025.
Whether the listed entity has a Regular Chairperson Yes
Whether Chairperson is related to MD or CEO No Disqualification of Directors under section 164 of the Companies Act, 2013
Sr Title (Mr / Ms) Name of the Director PAN DIN Category 1 of directors Category 2 of directors Category 3 of directors Date of Birth Whether the director is disqualified? Start Date of disqualification End Date of disqualification Details of disqualification Current status Whether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations] Date of passing special resolution Initial Date of appointment Date of Re-appointment Date of cessation Tenure of director (in months) No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations) No of Independent Directorship in listed entities including this listed entity [with reference to proviso to regulation 17A(1) & 17A(2)] Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations) No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations) Reason for Cessation Notes for not providing PAN Notes for not providing DIN
1 Mr. Krishna Prasad Nair 02611496 Non-Executive - Independent Director Chairperson 24-May-1959 No Active NA 22-Jul-2021 22-Jul-2021 56 1 1 0 0
2 Mr. John Arunkumar Diaz 00493304 Non-Executive - Independent Director Not Applicable 09-Aug-1951 No Active NA 16-Dec-2019 16-Dec-2024 75 1 1 3 1
3 Mrs. Swati Rajendra Datye 06751552 Non-Executive - Independent Director Not Applicable 19-Jun-1964 No Active NA 01-Feb-2024 01-Feb-2024 26 1 1 1 0
4 Mr. Deepak Kumar Sharma 10575402 Non-Executive - Independent Director Not Applicable 20-Jun-1971 No Active NA 11-Apr-2024 11-Apr-2024 24 1 1 2 1
5 Mr. Vivek Anant Karve 06840707 Non-Executive - Independent Director Not Applicable 11-Dec-1970 No Active NA 21-Jan-2025 21-Jan-2025 14 3 3 5 4
6 Mr. Sunil Satyapal Gulati 00016990 Non-Executive - Independent Director Not Applicable 28-Jul-1961 No Active NA 12-Mar-2026 12-Mar-2026 0.2 3 3 3 2
7 Mr. Alok Sethi 00277481 Non-Executive - Independent Director Not Applicable 28-Oct-1961 No Active NA 12-Mar-2026 12-Mar-2026 0.2 1 1 0 0
8 Mr. Ranjit Shah 00088405 Non-Executive - Nominee Director Not Applicable 30-May-1958 No Active NA 02-Nov-2018 02-Nov-2018 1 0 2 0
9 Mr. Baskar Babu Ramachandran 02303132 Executive Director Not Applicable CEO-MD 26-Jul-1969 No Active NA 23-Jan-2017 23-Jan-2026 1 0 1 0
10 Mr. Hemant Premchand Shah 10548728 Executive Director Not Applicable 02-Jul-1965 No Active NA 01-Apr-2024 01-Apr-2024 1 0 0 0



Annexure 1

II. Composition of Committees
Disclosure of notes on composition of committees explanatory .In this sheet, details are provided only for the Audit Committee, Nomination and Remuneration Committee, Stakeholders Relationship Committee, Risk Management Committee and Corporate Social Responsibility & ESG Committee, however the Bank has several other Committees as per Banking Regulations Act and other Business / regulatory requirements.



Audit Committee Details
Whether the Audit Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 06840707 Vivek Anant Karve Non-Executive - Independent Director Chairperson 13-Feb-2025
2 00493304 John Arunkumar Diaz Non-Executive - Independent Director Member 13-Aug-2021
3 10575402 Deepak Kumar Sharma Non-Executive - Independent Director Member 30-Sep-2024
4 00088405 Ranjit Shah Non-Executive - Nominee Director Member 06-Feb-2019



Nomination and remuneration committee
Whether the Nomination and remuneration committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 06751552 Swati Rajendra Datye Non-Executive - Independent Director Chairperson 01-Feb-2024
2 00493304 John Arunkumar Diaz Non-Executive - Independent Director Member 01-Feb-2020
3 02611496 Krishna Prasad Nair Non-Executive - Independent Director Member 13-Aug-2021
4 00088405 Ranjit Shah Non-Executive - Nominee Director Member 06-Feb-2019



Stakeholders Relationship Committee
Whether the Stakeholders Relationship Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 10575402 Deepak Kumar Sharma Non-Executive - Independent Director Chairperson 06-May-2024
2 00088405 Ranjit Shah Non-Executive - Nominee Director Member 06-Feb-2019
3 06751552 Swati Rajendra Datye Non-Executive - Independent Director Member 01-Feb-2024
4 02303132 Baskar Babu Ramachandran Executive Director Member 24-Nov-2022



Risk Management Committee
Whether the Risk Management Committee has a Regular Chairperson Yes
Sr DIN Number Name of Committee members Category 1 of directors Category 2 of directors Date of Appointment Date of Cessation Remarks
1 00493304 John Arunkumar Diaz ID Chairperson 08-Sep-2022
2 02611496 Krishna Prasad Nair ID Member 10-Nov-2023
3 10575402 Deepak Kumar Sharma ID Member 06-May-2024
4 06840707 Vivek Anant Karve ID Member 13-Feb-2025
5 02303132 Baskar Babu Ramachandran ED Member 29-Mar-2017
6 10548728 Hemant Premchand Shah ED Member 06-May-2024



Annexure 1
III. Meeting of Board of Directors
Disclosure of notes on meeting of board of directors explanatory
Sr Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) Maximum gap between any two consecutive (in number of days) Notes for not providing Date Whether requirement of Quorum met (Yes/No) Total Number of Directors as on date of the meeting Number of Directors present* (All directors including Independent Director) No. of Independent Directors attending the meeting*
1 16-Oct-2025 Yes 8 7 5
2 06-Nov-2025 20 Yes 8 8 5
3 22-Jan-2026 76 Yes 8 7 5
4 12-Feb-2026 20 Yes 8 8 5
5 12-Mar-2026 27 Yes 10 9 7



Annexure 1
IV. Meeting of Committees
Disclosure of notes on meeting of committees explanatory
Sr Name of Committee Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) Maximum gap between any two consecutive (in number of days) Name of other committee Reson for not providing date Whether requirement of Quorum met (Yes/No) Total Number of Directors in the Committee as on date of the meeting Number of Directors Present (All Directors including Independent Director) No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
1 Audit Committee 06-Nov-2025 Yes 4 4 3 0
2 Audit Committee 22-Jan-2026 76 Yes 4 3 3 0
3 Audit Committee 11-Mar-2026 47 Yes 4 4 3 0
4 Nomination and remuneration committee 16-Oct-2025 Yes 4 3 3 0
5 Nomination and remuneration committee 10-Feb-2026 116 Yes 4 4 3 0
6 Nomination and remuneration committee 10-Mar-2026 27 Yes 4 3 3 0
7 Stakeholders Relationship Committee 15-Oct-2025 Yes 4 4 2 0
8 Stakeholders Relationship Committee 12-Feb-2026 119 Yes 4 3 2 0
9 Risk Management Committee 17-Nov-2025 Yes 6 6 4 0
10 Risk Management Committee 11-Feb-2026 85 Yes 6 6 4 0
11 Risk Management Committee 11-Mar-2026 27 Yes 6 6 4 0



Annexure 1
VI. Affirmations
Sr Subject Compliance status (Yes/No)
1 The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015 Yes
2 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee Yes
3 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee Yes
4 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee Yes
5 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities) Yes
6 The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015. Yes
7 The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015 Yes
8 This report and/or the report submitted in the previous quarter has been placed before Board of Directors. Yes
9 Any comments/observations/advice of Board of Directors may be mentioned here:



Annexure 1
Sr Subject Compliance status
1 Name of signatory Krishna Kant Chaturvedi
2 Designation Company Secretary and Compliance Officer



Details of Cyber security incidence
Whether as per Regulation 27(2)(ba) of SEBI (LODR) Regulations, 2015 there has been cyber security incidents or breaches or loss of data or documents during the quarter Yes
Other details of cyber security incidence or breaches or loss of data event
Number of cyber security incidence or breaches or loss of data event occurred during the quarter 1
Sr Date of the event Brief details of the event
1 12-Mar-2026 The incident occurred within a vendor’s infrastructure, where ESOP data of employees of the Bank was compromised and was identified on the dark web. However, no customer data breach or compromise of Bank's systems was involved.



Annexure II to be submitted by listed entity at the end of the financial year (for the whole of financial year)
I. Disclosure on website in terms of LODR Regulation
Sr Item Compliance status (Yes/No/NA) If status is No details of non-compliance may be given here. Web address
1.1 Details of business Yes https://suryoday.bank.in/business/
1.2 Memorandum of Association and Articles of Association Yes https://suryoday.bank.in/investor-corner/#moa-and-aoa-of-the-bank
1.3 Brief profile of board of directors including directorship and full time positions in body corporates Yes https://suryoday.bank.in/about-us/#meet-the-team
2 Terms and conditions of appointment of independent directors Yes https://suryoday.bank.in/assets/pdf/policies/Independent-Directors-T&C.pdf
3 Composition of various committees of board of directors Yes https://suryoday.bank.in/investor-corner/#board-committees
4 Code of conduct of board of directors and senior management personnel Yes https://suryoday.bank.in/assets/pdf/policies/suryoday-code-of-conduct-applicable-to-directors-&-sr-mgmt-of-the-bank-fy-25-26-1.0.pdf
5 Details of establishment of vigil mechanism or whistle blower policy Yes https://suryoday.bank.in/assets/pdf/policies/suryoday-whistle-blower-policy-fy25-26-1.0.pdf
6 Criteria of making payments to non-executive directors Yes https://suryoday.bank.in/assets/pdf/policies/suryoday-compensation-policy-fy25-26-1.0.pdf
7 Policy on dealing with related party transactions Yes https://suryoday.bank.in/assets/pdf/policies/suryoday-related-party-transaction-policy-fy-25-26-1.0.pdf
8 Policy for determining material subsidiaries NA
9 Details of familiarization programmes imparted to independent directors Yes https://suryoday.bank.in/assets/pdf/policies/ssfb-familiarization-programmes-independent-directors-jan-2026.pdf
10 Contact information of the designated officials of the listed entity who are responsible for assisting and handling investor grievances Yes https://suryoday.bank.in/assets/pdf/policies/INVESTOR-HELPDESK.pdf
11 Email address for grievance redressal and other relevant details Yes https://suryoday.bank.in/assets/pdf/policies/INVESTOR-HELPDESK.pdf
12 Financial results Yes https://suryoday.bank.in/investor-corner/#financials
13 Shareholding pattern Yes https://suryoday.bank.in/investor-corner/#disclosure-to-stock-exchanges
14 Details of agreements entered into with the media companies and/or their associates NA
15.1 Schedule of analyst or institutional investor meet and presentation prepared by listed entity for analyst or institutional investor meet Yes https://suryoday.bank.in/investor-corner/#disclosure-to-stock-exchanges
15.2 Audio or video recordings and transcripts of post earnings/quarterly calls Yes https://suryoday.bank.in/investor-corner/#financials
16 New name and the old name of the listed entity NA
17 Advertisements as per regulation 47 (1) Yes https://suryoday.bank.in/investor-corner/#disclosure-to-stock-exchanges
18 Credit rating or revision in credit rating obtained Yes https://suryoday.bank.in/about-us/#about-suryoday
19 Separate audited financial statements of each subsidiary of the listed entity NA
20 Secretarial compliance report Yes https://suryoday.bank.in/assets/pdf/ssfb-intimation-annual-secretarial-compliance-report-fy-24-25-signed.pdf
21 Materiality policy as per regulation 30 (4) Yes https://suryoday.bank.in/assets/pdf/policies/suryoday-policy-on-determination-of-materiality-of-events-fy-25-26-1.0.pdf
22 Disclosure of contact details of KMP who are authorized for the purpose of determining materiality as required under regulation 30(5) Yes https://suryoday.bank.in/assets/pdf/policies/Key-Managerial-Person-authorized-to-determine-the-materiality-of-an-event-or-information-under-Regulation-30-of-the-SEBI.pdf
23 Disclosures under regulation 30(8) Yes https://suryoday.bank.in/investor-corner/#disclosure-to-stock-exchanges
24 Statements of deviation(s) or variations(s) as specified in regulation 32 NA
25 Dividend distribution policy as specified in regulation 43A (1) Yes https://suryoday.bank.in/assets/pdf/policies/suryoday-dividend-distribution-policy-fy-25-26-1.0.pdf
26.1 Annual return as provided under section 92 of the Companies Act 2013 Yes https://suryoday.bank.in/assets/pdf/ssfb-mgt-7-2024-25.pdf
26.2 Employee benefit scheme documents framed in terms of SEBI (SBEB) regulations 2021
27 Confirmation that the above disclosures are in a separate section as specified in regulation 46(2) Yes https://suryoday.bank.in/investor-corner/#disclosure-to-stock-exchanges
28 Compliance with regulation 46(3) with respect to accuracy of disclosures on the website and timely updation Yes https://suryoday.bank.in/investor-corner/#disclosure-to-stock-exchanges
29 Disclosure of notes on website in terms of Listing Regulations explanatory


Annexure II
II. Annual Affirmations
Sr Particulars Regulation Number Compliance status (Yes/No/NA) If status is No details of non-compliance may be given here.
1 Independent director(s) have been appointed in terms of specified criteria of independence and/or eligibility 16(1)(b) Yes
2 Board Composition 17(1), 17(1A) & 17(1C), 17(1D) & 17(1E) Yes
3 Meeting Of Board Of Directors 17(2) Yes
4 Quorum of board meeting 17(2A) Yes
5 Review of Compliance Reports 17(3) Yes
6 Plans for orderly succession for appointments 17(4) Yes
7 Code of Conduct 17(5) Yes
8 Fees/compensation 17(6) Yes
9 Minimum Information 17(7) Yes
10 Compliance Certificate 17(8) Yes
11 Risk Assessment & Management 17(9) Yes
12 Performance Evaluation of Independent Directors 17(10) Yes
13 Recommendation of Board 17(11) Yes
14 Maximum number of Directorships 17A Yes
15 Composition of Audit Committee 18(1) Yes
16 Meeting of Audit Committee 18(2) Yes
17 Role of Audit Committee and information to be reviewed by the audit committee 18(3) Yes
18 Composition of nomination & remuneration committee 19(1) & (2) Yes
19 Quorum of Nomination and Remuneration Committee meeting 19(2A) Yes
20 Meeting of Nomination and Remuneration Committee 19(3A) Yes
21 Role of Nomination and Remuneration Committee 19(4) Yes
22 Composition of Stakeholder Relationship Committee 20(1), 20(2) & 20(2A) Yes
23 Meeting of Stakeholders Relationship Committee 20(3A) Yes
24 Role of Stakeholders Relationship Committee 20(4) Yes
25 Composition and role of risk management committee 21(1),(2),(3),(4) Yes
26 Meeting of Risk Management Committee 21(3A) Yes
27 Quorum of Risk Management Committee meeting 21(3B) Yes
28 Gap between the meetings of the Risk Management Committee 21(3C) Yes
29 Vigil Mechanism 22 Yes
30 Policy for related party Transaction 23(1), (1A), (5), (6), & (8) Yes
31 Prior or Omnibus approval of Audit Committee for all related party transactions 23(2), (3) Yes
32 Approval for material related party transactions 23(4) NA
33 Disclosure of related party transactions on consolidated basis 23(9) Yes
34 Composition of Board of Directors of unlisted material Subsidiary 24(1) NA
35 Other Corporate Governance requirements with respect to subsidiary of listed entity 24(2),(3),(4),(5) & (6) NA
36 Alternate Director to Independent Director 25(1) NA
37 Maximum Tenure 25(2) Yes
38 Appointment, Re-appointment or removal of an Independent Director through special resolution or the alternate mechanism 25(2A) Yes
39 Meeting of independent directors 25(3) & (4) Yes
40 Familiarization of independent directors 25(7) Yes
41 Declaration from Independent Director 25(8) & (9) Yes
42 Directors and Officers insurance 25(10) Yes
43 Confirmation with respect to appointment of Independent Directors who resigned from the listed entity 25(11) Yes
44 Memberships in Committees 26(1) Yes
45 Affirmation with compliance to code of conduct from members of Board of Directors and Senior management personnel 26(3) Yes
46 Policy with respect to Obligations of directors and senior management 26(2) & 26(5) Yes
47 Approval of the Board and shareholders for compensation or profit sharing in connection with dealings in the securities of the listed entity 26(6) NA
48 Vacancies in respect Key Managerial Personnel 26A(1) & 26A(2), 26A(3) Yes
Any other information to be provided - Add Notes



Annexure II
III. Affirmations
Sr Particulars Compliance status (Yes/No/NA)
1 The Listed Entity has approved Material Subsidiary Policy and the Corporate Governance requirements with respect to subsidiary of Listed Entity have been complied NA
Any other information to be provided



Annexure II
1 Name of signatory Krishna Kant Chaturvedi
2 Designation Company Secretary and Compliance Officer



Additional Half yearly Disclosure
Any Other Information for Disclosure of Loans / Guarantees / Comfort Letters / Securities Etc.
I. Disclosure of Loans/ guarantees/comfort letters /securities etc.refer note below
(A)Any loan or any other form of debt advanced by the listed entity directly or indirectly to
Entity Aggregate amount advanced during six months Balance outstanding at the end of six months
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(B) Any guarantee / comfort letter (by whatever name called) provided by the listed entity directly or indirectly, in connection with any loan(s) or any other form of debt availed By
Entity Type (guarantee, comfort letter etc.) Aggregate amount of issuance during six months Balance outstanding at the end of six months(taking into account any invocation)
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(C) Any security provided by the listed entity directly or indirectly, in connection with any loan(s) or any other form of debt availed by
Entity Type of security (cash, shares etc.) Aggregate value of security provided during six months Balance outstanding at the end of six months
Promoter or any other entity controlled by them
Promoter Group or any other entity controlled by them
Directors (including relatives) or any other entity controlled by them
KMPs or any other entity controlled by them
(D) Additional Information
II. Affirmations
Affirmations Compliance Status Company Remarks
All loans (or other form of debt), guarantees, comfort letters (by whatever name called) or securities in connection with any loan(s) (or other form of debt) given directly or indirectly by the listed entity to promoter(s), promoter group, director(s) (including their relatives), key managerial personnel (including their relatives) or any entity controlled by them are in the economic interest of the company. $intratedCg.get("CG_YN_$!integratedFillingMasterDto.cgMasterVO.anx4aAffirmComplStatus")
Name
Designation
Place
Date



Signatory Details
Name of signatory Krishna Kant Chaturvedi
Designation of person Company Secretary and Compliance Officer
Place Navi Mumbai
Date 15-Apr-2026


Investor Grievance Details
No. of investor complaints pending at the beginning of Quarter 0
No. of investor complaints received during the Quarter 0
No. of investor complaints disposed off during the Quarter 0
No. of investor complaints those remaining unresolved at the end of the Quarter 0


Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies-
The details of acquisition of shares or voting rights in unlisted companies during the quarter in terms of sub-para 1 of para A of Part A of Schedule III are given below
Any Other Information for Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies
Sr. No. Name of the unlisted company in which shares or voting rights have been acquired Date of acquisition Aggregate holding (% shares or voting rights) as at the end of the previous quarter % shares or voting rights acquired during the quarter Aggregate holding (% shares or voting rights) as at the end of the quarter


Disclosure of Imposition of Fine or Penalty
The details of imposition of fine or penalty during the quarter in terms of sub-para 20 of para A of Part A of Schedule III are given below:
Any Other Information for Disclosure of Imposition of Fine or Penalty
Sr. No. Name of the authority Nature and details of the action(s) taken or order(s) passed Date of receipt of direction or order, including any ad interim or interim orders, or any other communication from the authority Details of the violation(s)/ contravention(s) committed or alleged to be committed Impact on financial, operation or other activities of the listed entity, quantifiable in monetary terms to the extent possible
1 Reserve Bank of India – Integrated Ombudsman (Office of RBI Ombudsman, Raipur) Award passed under Clause 15(1)(b) of the Reserve Bank – Integrated Ombudsman Scheme, 2021, directing the Bank to waive the foreclosure charges, which were charged by the Bank and pay a compensation of ₹50,000 to the complainant, and thereafter issue No Dues Certificate and correct credit bureau records, if impacted. 05-Jan-2026 The Customer alleged contravention of Para 5.3 of RBI Master Direction on MSME Lending (RBI/FIDD/2017-18/56 dated July 24, 2017) for the Pre-closure charges taken by the Bank from UDYAM-registered MSME enterprise. The Bank has filed an appeal against the Award with the Appellate Authority under Clause 17 of the RBI Integrated Ombudsman Scheme, 2021 on February 02, 2026, which is currently pending. In the event the appeal is decided adversely, the financial impact would include waiver of foreclosure charges taken by the Bank and payment of compensation of ₹50,000 to the Customer. No material impact on operations or financial position of the Bank.


Disclosure of Updates to Ongoing Tax Litigations or Disputes
The updates on tax litigations or disputes in terms of sub-para 8 of para B of Part A of Schedule III read with corresponding provisions of Annexure 18 of the Master Circular are given below:

Any Other Information for Disclosure of Updates to Ongoing Tax Litigations or Disputes
Sr. No. Name of the opposing party Date of initiation of the litigation / dispute Status of the litigation / dispute as per last disclosure Current status of the litigation / dispute
1 Commissioner of Service Tax Chennai-II 14-Jun-2016 Notice for hearing has been received from CESTAT Chennai, Hearing is scheduled on 17th February,2026. The hearing before CESTAT, Chennai was held on 26 March 2026. The order is awaited for FY 2009–10 to FY 2011–12.
2 Asst. Commissioner of GST and Central Excise (Tamil Nadu) 28-Feb-2025 Appeal filed with Commissioner of GST & Central Excise (Appeals) on 17th May, 2025 for FY 2020-21, hearing awaited. The hearing before the Commissioner of GST & Central Excise (Appeals) was held on 9 February 2026. The order is awaited. (FY 2020-21)
3 Deputy Commissioner of Income Tax, Circle - 15(3)(2) Mumbai 19-Dec-2016 Order received from ITAT. Pending with Assessing Officer for AY 2014-2015 to give the effect. Order received from ITAT. Pending with Assessing Officer for AY 2014-2015 to give the effect.
4 Deputy Commissioner of Income Tax, Circle - 15(3)(2) Mumbai 28-Dec-2019 Appeal filed with CIT (A) on 24th January,2020 for AY 2017-18 for which hearing is awaited. Appeal filed with CIT (A) on 24th January,2020 for AY 2017-18 for which hearing is awaited.
5 Centralized Processing Center (CPC) 29-Nov-2022 1) Assessing Officer has issued closure order dated 29th September,2025 to giving effect to the Order of CIT (A) in relation to an item relating to AY 2021-22 and refund amount as per said order was received on 25th November,2025. 2) Hearing in relation to another matter relating to AY 2021-22 held with Assessing Officer on 10th December,2025 to conclude the matter which was remanded back by ITAT vide its order dated 14th August, 2025. Closure order is awaited from Assessing Officer. 1) Assessing Officer has issued closure order dated 29th September,2025 to giving effect to the Order of CIT (A) in relation to an item relating to AY 2021-22 and refund amount as per said order was received on 25th November,2025. 2) Hearing in relation to another matter relating to AY 2021-22 held with Assessing Officer on 10th December,2025 to conclude the matter which was remanded back by ITAT vide its order dated 14th August, 2025. Closure order is awaited from Assessing Officer.
6 TDS Circle 2(2), Mumbai 22-Aug-2024 Responses have been submitted on 16th September 2024 and 11th November, 2024 For AY 2023-24. Responses have been submitted on 16th September 2024 and 11th November, 2024 For AY 2023-24.